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FORM 8.3
IRISH TAKEOVER PANEL
OPENING POSITION DISCLOSURE/DEALING DISCLOSURE UNDER RULE 8.3 OF THE IRISH
TAKEOVER PANEL ACT, 1997, TAKEOVER
RULES, 2022 BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
1. KEY INFORMATION
(a) Full name of discloser Pentwater Capital Management LP
(b) Owner or controller of interests and N/A
short positions disclosed, if different from
1(a) The naming of nominee or vehicle
companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be
named.
(c) Name of offeror/offeree in relation to DCC plc
whose relevant securities this form relates
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with N/A
an offeror/offeree, state this and specify
identity of offeror/offeree (Note 1)
(e) Date position held/dealing undertaken 09/10/2026
For an opening position disclosure, state the
latest practicable date prior to the
disclosure
(f) In addition to the company in 1(c) N/A
above, is the discloser also making
disclosures in respect of any other party to
the offer? If it is a cash offer or possible
cash offer, state "N/A"
2. INTERESTS AND SHORT POSITIONS
If there are interests and short positions to disclose in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy table 2 for
each additional class of relevant security.
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Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
(Note 2)
Class of relevant security €0.25 ordinary shares:
(Note 3)
Interests Short positions
Number % Number %
(1) Relevant securities owned and/or 1,762,200 2.06
controlled
(2) Cash-settled derivatives 2,824,701 3.30
(3) Stock-settled derivatives (including
options) and agreements to purchase/ sell
Total 4,586,901 5.36
All interests and all short positions should be disclosed.
Details of options including rights to subscribe for new securities and any open
stock-settled derivative positions (including traded options), or agreements to
purchase or sell relevant securities, should be given on a Supplemental Form 8.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE (Note 4)
Where there have been dealings in more than one class of relevant securities of
the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities (Note 5)
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(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price
relevant description e.g. opening/ closing reference per
security e.g. CFD a long/ short securities unit
position, increasing/ (Note 6) (Note
reducing a long/ short 5)
position
€0.25 Swap Increasing a long 50000 64.25
ordinary position
shares
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number Exercise Type Expiry
Option
relevant description purchasing, of price e.g. date
money
security e.g. call selling, securities per American,
paid/
option varying to which unit European
received
etc. option etc. per
unit
relates
(Note 6)
(ii) Exercise
Class of Product Exercising/ Number of Exercise
relevant description exercised securities price per
security e.g. call against unit
option (Note 5)
(d) Other dealings (including transactions in respect of new securities)
(Note 3)
Class of Nature of dealing Details Price per unit (if
relevant e.g. subscription, applicable)
security conversion, exercise (Note 5)
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer. Irrevocable commitments and letters of
intent should not be included. If there are no such agreements, arrangements
or understandings, state "none"
None.
(b) Agreements, arrangements or understandings relating to options or
derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be
stated.
None.
(c) Attachments
Is a Supplemental Form 8 attached? NO
Date of disclosure 12/10/2026
Contact name Hooman Tavakolian
Telephone number +1 312-914-4301
Public disclosures under Rule 8.3 of the Rules must be made to a Regulatory
Information Service.
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NOTES ON FORM 8.3
1. See the definition of "connected fund manager" in Rule 2.2 of Part
A of the Rules.
2. See the definition of "interest in a relevant security" in Rule 2.5
of Part A of the Rules and see Rule 8.6(a) and (b) of Part B of the Rules.
3. See the definition of "relevant securities" in Rule 2.1 of Part A
of the Rules.
4. See the definition of "dealing" in Rule 2.1 of Part A of the Rules.
5. If the economic exposure to changes in the price of securities is
limited, for example, by virtue of a stop loss arrangement relating to a spread
bet, full details must be given.
6. See Rule 2.5(d) of Part A of the Rules.
7. If details included in a disclosure under Rule 8 are incorrect,
they should be corrected as soon as practicable in a subsequent disclosure. Such
disclosure should state clearly that it corrects details disclosed previously,
identify the disclosure or disclosures being corrected, and provide sufficient
detail for the reader to understand the nature of the corrections. In the case
of any doubt, the Panel should be consulted.
For full details of disclosure requirements, see Rule 8 of the Rules. If in
doubt, consult the Panel.
References in these notes to "the Rules" are to the Irish Takeover Panel Act,
1997, Takeover Rules, 2022.
This information was brought to you by Cision http://news.cision.comPentwater Capital Management LP - Form 8.3 - DCC PLC
Earlier from DCC
- Form 8.3 - The Vanguard Group, Inc.: DCC plc
- Total Voting Rights
- Replacement of Rule 38.5_A - DCC Energy plc
- Form 38.5b-DCC ENERGY PLC
- Form 38.5a- DCC ENERGY PLC
Later from DCC
- Irish Takeover Panel DCC ENERGY PLC
- Rule 38.5_A - DCC Energy plc
- Form 38.5a (EPT/RI) DCC Energy plc BNP SA
- Irish Form 38.5 B DCC ENERGY PLC
- Form 38.5b (EPT/NON-RI)-DCC Energy plc
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