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FORM 38.5(b) |
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IRISH TAKEOVER PANEL |
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OPENING POSITION DISCLOSURE/DEALING DISCLOSURE |
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UNDER RULE 38.5(b) OF THE IRISH TAKEOVER |
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PANEL ACT, 1997, TAKEOVER RULES, 2022 BY A CONNECTED |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED |
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INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY |
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STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY |
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1. KEY INFORMATION |
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(a) Name of exempt principal trader |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) Name of offeror/offeree in relation to whose relevant securities this form relates: |
DCC ENERGY PLC |
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(c) Name of the party to the offer with which exempt principal trader is connected (Note 1) |
ENERGY CAPITAL PARTNERS, LLC AND KOHLBERG KRAVIS ROBERTS & CO. L. P. |
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(d) Date position held/dealing undertaken: |
12 Oct 2026 |
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? |
NO |
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2. INTERESTS AND SHORT POSITIONS |
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Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) (Note 2) |
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(Note 2) |
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Class of relevant security : |
€0.25 ordinary shares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
1,738,374 |
2.03% |
32,696 |
0.04% |
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(2) Cash-settled derivatives: |
31,304 |
0.04% |
1,567,147 |
1.83% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
1,769,678 |
2.07% |
1,599,843 |
1.87% |
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER (Note 4) |
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(a) Purchases and sales |
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Class of relevant Security |
Purchase/sale |
Total number of securities |
Highest price per unit paid/received |
Lowest price per unit paid/received |
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€0.25 ordinary shares |
Sale |
256,060 |
64.3678 GBP |
64.2984 GBP |
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€0.25 ordinary shares |
Purchase |
334,643 |
64.3500 GBP |
64.2778 GBP |
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(b) Cash-settled derivative transactions |
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Class of relevant security |
Product description |
Nature of dealing |
Number of reference securities |
Price per unit(Note 4) |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
93,822 |
64.3011 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
573 |
64.3490 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
113 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
35 |
64.3250 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
2,306 |
64.3532 GBP |
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€0.25 ordinary shares |
SWAP |
Closing Short |
3,447 |
64.3467 GBP |
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€0.25 ordinary shares |
SWAP |
Opening Long |
2,859 |
64.3467 GBP |
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€0.25 ordinary shares |
SWAP |
Closing Short |
13,500 |
64.3678 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
268 |
64.3405 GBP |
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€0.25 ordinary shares |
CFD |
Decreasing Short |
1,541 |
64.3442 GBP |
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€0.25 ordinary shares |
CFD |
Increasing Short |
6,138 |
64.3038 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
1,469 |
64.3467 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
3,000 |
64.3000 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
1,078 |
64.3454 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
2,428 |
64.3057 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
391 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Long |
142 |
64.3000 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
6 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
686 |
64.3431 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Long |
1,618 |
64.3000 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
29,572 |
64.3000 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
71 |
64.3429 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Long |
540 |
64.3266 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
27,933 |
64.3096 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
85 |
64.3000 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Long |
19 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
50,000 |
64.3321 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
2 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Long |
115 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
85,000 |
64.3321 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
4,244 |
64.3326 GBP |
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€0.25 ordinary shares |
SWAP |
Closing Long |
709 |
64.3500 GBP |
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€0.25 ordinary shares |
SWAP |
Increasing Short |
50,000 |
64.3321 GBP |
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€0.25 ordinary shares |
SWAP |
Decreasing Short |
1,995 |
64.3462 GBP |
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(c) Stock-settled derivative transactions (including options) |
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(i) Writing, selling, purchasing or varying |
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Class of |
Product description |
Writing, purchasing, |
Number of securities |
Exercise price |
Type |
Expiry date |
Option money |
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relevant security |
selling, |
to which option |
per unit |
paid/received per unit |
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varying etc. |
relates (Note 7) |
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(ii) Exercising |
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Class of relevant security |
Product description |
Exercising/ exercised against |
Number of securities |
Exercise price per unit |
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(d) Other dealings (including subscribing for new securities) |
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Class of relevant security |
Nature of Dealings |
Details |
Price per unit |
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(Note 7) |
(if applicable) (Note 4) |
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4. OTHER INFORMATION |
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(a) Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities |
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which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any |
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party to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the |
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voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or |
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disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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(c) Attachments |
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Is a Supplemental Form 8 attached? |
NO |
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Date of disclosure: |
13 Oct 2026 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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Irish Form 38.5 B DCC ENERGY PLC
Summary by 6ix AI
Barclays Capital Securities Ltd, a trader connected with Energy Capital Partners, LLC and Kohlberg Kravis Roberts & Co. L. P., parties to an offer involving DCC ENERGY PLC, disclosed its dealings in DCC ENERGY PLC €0.25 ordinary shares on October 12, 2026, under the Irish Takeover Rules, 2022.
Key details
- It bought 334,643 shares at prices from 64.2778 GBP to 64.3500 GBP and sold 256,060 shares at prices from 64.2984 GBP to 64.3678 GBP.
- After the dealings, its interests totalled 1,769,678 shares (2.07%), including 1,738,374 shares (2.03%) owned or controlled and 31,304 (0.04%) through cash-settled derivatives, which are contracts paid out in cash rather than shares.
- Its short positions, which are bets on a falling share price, totalled 1,599,843 shares (1.87%), including 1,567,147 (1.83%) through cash-settled derivatives and 32,696 (0.04%) owned or controlled.
- It also traded swaps and contracts for difference (cash-settled contracts tracking the share price) referencing the shares, at prices from 64.3000 GBP to 64.3678 GBP per share.
- Barclays Capital Securities Ltd reported no indemnity, dealing or voting arrangements with any party to the offer. The disclosure was dated October 13, 2026.
6ix AI wrote this summary from the release below and checked it against the release.
Earlier from DCC
- Form 38.5a (EPT/RI) DCC Energy plc BNP SA
- Rule 38.5_A - DCC Energy plc
- Irish Takeover Panel DCC ENERGY PLC
- Pentwater Capital Management LP - Form 8.3 - DCC PLC
- Form 8.3 - The Vanguard Group, Inc.: DCC plc
Later from DCC
- Form 38.5b (EPT/NON-RI)-DCC Energy plc
- Form 38.5a (EPT/RI)-DCC Energy plc
- Form 38.5a (EPT/RI) DCC Energy plc BNPP FM
- Irish Takeover Panel - Form 38.5a - DCC Energy plc
- Form 38.5b - DCC ENERGY PLC
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