OzAurum Resources : Share Purchase Plan Offer Booklet

About this update from Ozaurum Resources Ltd.

For personal use only 7 June 2022 ASX Limited Company Announcements Platform 2022 Share Purchase Plan As announced on 31 May 2022, OzAurum Resources Limited ACN 643 244 544 (ASX:OZM) ( OzAurum or Company ) is pleased to offer its existing eligible shareholders the opportunity to participate in OzAurum's fully underwritten share purchase plan ( SPP ) by applying for up to $30,000 worth of fully paid ordinary shares in the capital of the Company ( New Shares ). A copy of OzAurum's SPP offer booklet has been dispatched to all eligible shareholders today. The SPP will be underwritten to $2 million by Canaccord Genuity (Australia) Limited ACN 075 071 466 which is acting as Lead Manager and Underwriter to the SPP. Under the SPP, eligible shareholders may subscribe for up to $30,000 worth of New Shares without paying brokerage or other transaction costs. Participation in the SPP is open to all Eligible Shareholders (as that term is defined in the SPP offer booklet) who held shares in OzAurum at 7:00pm on 30 May 2022 ( Record Date ). The issue price of $0.16 per New Share under the SPP represents a discount of 17.9% to the last closing price on 27 May 2022 (being $0.195 per Share) and a 20.0% discount to the volume weighted average price of Shares traded during the five ASX trading days prior to 30 May 2022. Full details and the terms and conditions of the SPP are included in the SPP offer booklet that is attached to this announcement. The indicative timetable for the SPP is set out below and OzAurum may, at its discretion, vary any of the following dates (other than the Record Date) by making an announcement to ASX: Timetable Record Date 7.00pm (AEST), 30 May 2022 Offer opens ( Opening Date ) 9.00am (AEST), 7 June 2022 Offer closes ( Closing Date ) 5.00pm (AEST), 23 June 2022 For personal use only Timetable SPP Shortfall and Top-up Placement 29 June 2022 (if any) settled Issue of New Shares ( Issue Date ) 30 June 2022 Commencement of trading of New 1 July 2022 Shares on the ASX ( Trading Date ) Despatch of holding statements 1 July 2022 * The above timetable is indicative only. OzAurum reserves the right, in its discretion, to vary any dates in the timetable (other than the Record Date) without prior notice. OzAurum has determined to raise a maximum of $2 million through the SPP. In the event that OzAurum receives applications for New Shares under the SPP that exceed $2 million in aggregate, OzAurum reserves the right to scale-back applications in its absolute discretion. In the event of a scale-back, applicants may be allocated New Shares to a value which is less than the parcel for which they applied. When determining the amount (if any) by which to scale-back an application for New Shares, OzAurum may take into account a number of factors including the size of an applicant's shareholding, the extent to which the applicant has sold or bought additional OzAurum shares after the Record Date and the date on which the relevant application under the SPP was made. A copy of the SPP Booklet is enclosed with this announcement. Shareholders' personalised Application Form can be accessed online at https://investor.automic.com.au If any shareholder requires further information about the SPP or how to apply for New Shares, please contact the Company's registry, Automic Group, on 1300 288 664 (within Australia) or +61 2 9698 5414 (Overseas) between 8:30am and 5:00pm (AEST). This announcement was authorised by the full Board of OzAurum Resources Limited. For Further Information please contact; Andrew Pumphrey Managing Director + CEO +61 419 965 976 About OzAurum OzAurum Resources Ltd (ASX: OZM) is a Western Australian gold explorer with advanced gold projects located 130 km north east of Kalgoorlie. The Company's objective to make a significant gold discovery that can be brought into production. For more information on OzAurum Resources Ltd and to subscribe to our regular updates, please visit our website at www.ozaurumresources.com or contact our Kalgoorlie office via email on [email protected] . Page 2 For personal use only OzAurum Resources Limited ACN 643 244 544 2022 Share Purchase Plan Offer Booklet This is an important document and requires your immediate attention. Each Eligible Shareholder has the opportunity to participate in OzAurum's fully underwritten SPP by applying for up to $30,000 worth of fully paid ordinary shares in the capital of OzAurum at an issue price of $0.16 per New Share without incurring brokerage or other transaction costs. Shares issued by OzAurum under the SPP will rank equally with existing OzAurum ordinary shares. This document provides details of OzAurum's SPP and explains how Eligible Shareholders can participate in the SPP. NOT FOR DISTRIBUTION TO THE UNITED STATES NEWS WIRE SERVICES OR FOR DISSEMINATION IN THE UNITED STATES OF AMERICA. For personal use only OzAurum Resources Limited ACN 643 244 544 Share Purchase Plan _______________________________________________________________________________________________________ As announced to the market through ASX on 31 May 2022, each Eligible Shareholder has the opportunity to participate in the fully underwritten SPP by applying for up to $30,000 worth of fully paid ordinary shares in the capital of OzAurum Resources Limited ACN 643 244 544 (ASX:OZM) ( OzAurum ) ( New Shares ) without incurring brokerage or transaction costs. OzAurum expects that New Shares issued under the SPP will be issued on 30 June 2022 and will commence quotation on ASX on 1 July 2022. New Shares will rank equally with, and will carry the same voting rights and other entitlements as, existing Shares on issue. Further details of the SPP are set out in the attached documents. If you participate in the SPP, you are accepting the risk that the market price of the Shares may change between the date on which you make your application and the date on which New Shares are allotted. Accordingly, OzAurum recommends that you seek independent advice from your financial or other professional advisors regarding your participation in the SPP. Timetable* The offer of New Shares under the SPP will be conducted in accordance with the following timetable: Timetable Record Date 7.00pm (AEST), 30 May 2022 Offer opens ( Opening Date ) 9.00am (AEST), 7 June 2022 Offer closes ( Closing Date ) 5.00pm (AEST), 23 June 2022 SPP Shortfall and Top-up Placement 29 June 2022 (if any) settled Issue of New Shares ( Issue Date ) 30 June 2022 Commencement of trading of New 1 July 2022 Shares on the ASX ( Trading Date ) Despatch of holding statements 1 July 2022 * The above timetable is indicative only. OzAurum reserves the right, in its discretion, to vary any dates in the timetable (other than the Record Date) without prior notice. Defined terms Defined terms and abbreviations used in this Booklet are set out in the Glossary in clause 19 of the Terms and Conditions. Page 1 For personal use only Important Notice This Share Purchase Plan Booklet offers Eligible Shareholders the opportunity to subscribe for up to $30,000 worth of fully paid, ordinary shares in OzAurum Resources Limited (ACN 643 244 544) ( OzAurum ) under a share purchase plan ( SPP ). This Booklet does not provide financial advice nor does it take the individual investment objectives, financial situation or needs of any investor into account. You should read this Booklet in its entirety and seek independent financial and taxation advice before making a decision to participate in the SPP. The offer of New Shares under the SPP is made in accordance with ASIC Corporations (Share and Interest Purchase Plans) Instrument 2019/547 ( ASIC Instrument ). The ASIC Instrument grants relief from the requirement for OzAurum to provide a prospectus in relation to the SPP. This Booklet is not a product disclosure statement or a prospectus under the Corporations Act. The SPP was announced to the market through ASX on 31 May 2022. OzAurum reserves the right to scale-back applications in its absolute discretion. In the event of a scale-back, applicants may be allocated New Shares to a value which is less than the parcel for which they applied. Further details regarding OzAurum's scale-back policy is set out in clause 10 of the SPP Terms and Conditions. The laws of some countries prohibit or make impracticable participation in the SPP by certain overseas Shareholders. OzAurum has determined that it is not practical to permit Shareholders who are not resident in Australia or New Zealand to participate in the SPP. Accordingly, Shareholders who are not resident in Australia or New Zealand will not be able to participate in the SPP. The SPP does not constitute an offer of New Shares for sale in any other jurisdictions. New Zealand The New Shares are not being offered or sold to the public within New Zealand other than to existing Shareholders with registered addresses in New Zealand to whom the offer of New Shares is being made in reliance on the Financial Markets Conduct (Incidental Offers) Exemption Notice 2021 (New Zealand). This Booklet has not been registered, filed with or approved by any New Zealand regulatory authority under the Financial Markets Conducts Act 2013 (New Zealand). This Booklet is not a product disclosure statement under New Zealand law and is not required to, and may not, contain all the information that a product disclosure statement under New Zealand law is required to contain. United States This Booklet may not be released or distributed in the United States. The New Shares have not been, and will not be, registered under the US Securities Act of 1933 ( US Securities Act ) or the securities laws of any state or other jurisdiction of the United States. The New Shares may not be offered, sold or otherwise transferred in the United States except in a transaction exempt from, or not subject to, the registration requirements of the US Securities Act and the applicable securities laws of any state or other jurisdiction in the United States. Page 2 This is an excerpt of the original content. To continue reading it, access the original document here .

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