Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | OzAurum Resources Limited |
ABN | 63 643 244 544 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrew Pumphrey |
Date of last notice | 9 February 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest | |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | 30 June 2022 |
No. of securities held prior to change | 43,136,500 FPO |
2,000,000 Options | |
Class | Fully paid ordinary shares |
Options - Exercise price $0.375, Expiry 04/02/2026 | |
Number acquired | 187,500 |
Number disposed | Nil |
Value/Consideration | $30,000 |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
No. of securities held after change | 43,324,000 FPO |
2,000,000 Options | |
Nature of change | Acquisition under Share Purchase Plan |
Example: on-market trade, off-market trade, exercise of options, | |
issue of securities under dividend reinvestment plan, participation | |
in buy-back |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Nil |
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above No
traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | OzAurum Resources Limited |
ABN | 63 643 244 544 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Jeffrey Williams |
Date of last notice | 9 February 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | Parkview Super Nominees Pty Ltd |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | Mr Williams is director and beneficiary of the Fund |
interest. | |
Date of change | 30 June 2022 |
No. of securities held prior to change | 1,000,000 FPO |
2,000,000 Options | |
Class | Fully paid ordinary shares |
Options - Exercise price $0.375, Expiry 04/02/2026 | |
Number acquired | 187,500 |
Number disposed | Nil |
Value/Consideration | $30,000 |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
No. of securities held after change | 1,187,500 FPO |
2,000,000 Options | |
Nature of change | Acquisition under Share Purchase Plan |
Example: on-market trade, off-market trade, exercise of options, | |
issue of securities under dividend reinvestment plan, participation | |
in buy-back |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Nil |
Nature of interest
Name of registered holder (if issued securities)
Date of change
No. and class of securities to which interest related prior to change
Note: Details are only required for a contract in relation to which the interest has changed
Interest acquired
Interest disposed
Value/Consideration
Note: If consideration is non-cash, provide details and an estimated valuation
Interest after change
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above No
traded during a +closed period where prior written clearance was required?
If so, was prior written clearance provided to allow the trade to proceed during this period?
If prior written clearance was provided, on what date was this provided?
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | OzAurum Resources Limited |
ABN | 63 643 244 544 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrew Tudor |
Date of last notice | 9 February 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | AJTSF Pty Ltd |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | Mr Tudor is a director and beneficiary of the Fund |
interest. | |
Date of change | 30 June 2022 |
No. of securities held prior to change | 100,000 FPO |
2,000,000 Options | |
Class | Fully paid ordinary shares |
Options - Exercise price $0.375, Expiry 04/02/2026 | |
Number acquired | 62,500 |
Number disposed | Nil |
Value/Consideration | $10,000 |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
No. of securities held after change | 162,500 FPO |
2,000,000 Options | |
Nature of change | Acquisition under Share Purchase Plan |
Example: on-market trade, off-market trade, exercise of options, | |
issue of securities under dividend reinvestment plan, participation | |
in buy-back |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
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