Holdings announces on behalf of Taishin Bank, that Taishin Bank has been fined by FSC.

Date of events

2026/05/26

To which item it meets

paragraph 26

Statement

1.Date of occurrence of the event：2026/05/26

2.The subject of the incident：report on behalf of subsidiaries：Taishin Bank

3.Cause of occurrence (Explanation of the event)：The FSC imposed a fine on Taishin Bank of violation relevant

regulations in accordance with Article 61-1, Paragraph 1,

and Article 129, Paragraph 7 of Banking Act.

4.Handling procedure：The FSC conducted a general business inspection of Taishin Bank

for 2025 and found that Taishin Bank had not properly established

and properly implemented internal control systems, posing risks

to business operations. Taishin Bank will conduct subsequent

reviews and corrections will be conducted to ensure that similar

incidents do not occur again.

5.Status of the injunction by the respective competent authority：The FSC imposed a fine of NT$ 14 million. Suspension of

new High Net Worth Individuals acquisition for financial

products and services, and new acquisition of Trial

Operations in Kaohsiung Zone of the Asian Asset Management

for one month.

6.Whether being fined or penalized：Yes

7.Administrative fines(amount)：NTD 14,000,000 元

8.Anticipated possible loss or impact：None

9.Amount of insurance claims that might be obtained(amount)：Not available

10.Improvement status and future countermeasures：Relevant improvement measures have been adopted on the incident.

Subsequent review and corrections will be conducted to ensure

that similar incidents do not occur again.

11.Whether material information regarding the same event has been previously released：None

12.Any other matters that need to be specified：None