Serval Resources Plc - TR-1: Standard form for notification of major holdings
· Issued by Serval Resources Plc
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|Please note that from 22 March 2021, the Standard TR-1 Form should be |
|completed and submitted to the FCA via our Electronic Submission System (ESS) |
|in relation to notifications of voting rights held in issuers whose shares are|
|admitted to trading on UK regulated markets. |
| |
|Holders of voting rights in issuers whose shares are admitted to trading on UK|
|prescribed markets such as AIM market, can continue to use this form to send |
|their notifications to those issuers. Alternatively, if they wish they can |
|register on ESS to be able to notify to us, produce a TR-1 Form via ESS and |
|submit the downloaded version to issuers with shares admitted to trading on |
|prescribed markets. |
| |
|More information on how to submit a TR-1 Form via ESS is available |
|here (https://www.fca.org.uk/markets/primary-markets/regulatory |
|-disclosures/shareholding-notification-disclosure) |
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TR-1: Standard form for notification of major holdings
NOTIFICATION OF
MAJOR HOLDINGS
(to
be sent to the
relevant issuer
and
to the FCA in
Microsoft Word
format
if possible) i
1a. Identity of Serval Resources Plc
the issuer or the
underlying issuer
of existing
shares
to which voting
rights are
attached
ii:
1b. Please
indicate if the
issuer is
a non-UK issuer
(please mark with
an "X" if
appropriate)
Non-UK issuer
2. Reason for the
notification
(please mark the
appropriate box
or
boxes with an
"X")
An acquisition or X
disposal of
voting
rights
An acquisition or
disposal of
financial
instruments
An event changing
the breakdown of
voting rights
Other (please X
specify) iii:
3. Details of
person subject to
the
notification
obligation iv
Name Ian Stalker
City and country
of registered
office (if
applicable)
4. Full name of
shareholder(s)
(if
different from
3.) v
Name Promaco Limited
Charterhouse Trustees
Limited
Barclays Geneva
City and country
of registered
office (if
applicable)
5. Date on which 27/04/26
the threshold was
crossed or
reached vi:
6. Date on which 05/05/26
issuer notified
(DD/MM/YYYY):
7. Total
positions of
person(s)
subject to the
notification
obligation
% of voting % of voting Total of both Total
rights rights in % (8.A + number
attached to through 8.B) of
shares financial voting
(total instruments rights
of 8. A) (total of held
8.B 1 + 8.B in
2) issuer
(8.A +
8.B)
vii
Resulting 11.15% n/a 11.15% 11.15%
situation on the
date on
which threshold
was crossed or
reached
Position of 13.2% n/a 13.2%
previous
notification
(if
applicable)
8. Notified
details of the
resulting
situation on
the date on
which the
threshold was
crossed or
reached viii
A: Voting
rights
attached to
shares
Class/type of Number of % of
shares voting voting
rights ix rights
ISIN code (if
possible)
Direct Indirect Direct Indirect
(DTR5.1) (DTR5.2.1) (DTR5.1) (DTR5.2.1)
ORDINARY 3,759,654 11.15%
SHARES
GB00BVRY1W08
SUBTOTAL 8. A 3,759,654 11.15%
B 1: Financial
Instruments
according to
DTR5.3.1R (1)
(a)
Type of Expiration Exercise/ Number of %
of
financial date x Conversion voting
voting
instrument Period xi rights
rights
that may
be
acquired
if the
instrument
is
exercised/c
onverted.
SUBTOTAL
8. B 1
B 2: Financial
Instruments
with similar
economic
effect
according to
DTR5.3.1R (1)
(b)
Type of Expiration Exercise/ Physical Number of voting %
of
financial date x Conversion or cash rights
voting
instrument Period xi
rights
Settlement
xii
SUBTOTAL
8.B.2
9. Information in
relation to the person
subject to the
notification
obligation
(please mark the
applicable box with an
"X")
Person subject to the
notification
obligation
is not controlled by
any natural person or
legal entity and does
not control any other
undertaking(s) holding
directly or indirectly
an interest in the
(underlying) issuer
xiii
Full chain of X
controlled
undertakings through
which the voting
rights and/or the
financial instruments
are effectively held
starting with the
ultimate controlling
natural person or
legal entity (please
add
additional rows as
necessary) xiv
Name xv % of voting rights % of voting Total of
if it equals or is rights both if it
higher than the through equals or
notifiable financial is higher
threshold instruments than the
if it notifiable
equals or threshold
is higher
than the
notifiable
threshold
Promaco Limited - 3.07% 3.07%
Direct
Promaco Limited - via 0.27% 0.27%
Barclays Geneva
Promaco Limited - via 0.08% 0.08%
Barclays Geneva
Charterhouse Trustees 5.27% 5.27%
Ltd ato The J. Stalker
Discretionary
Settlement - Via
Barclays
Geneva
Charterhouse Trustees 2.46% 2.46%
Ltd ato The J. Stalker
Discretionary
Settlement - Directly
Total 11.15% 11.15%
10. In case of proxy
voting, please
identify:
Name of the proxy
holder
The number and % of
voting rights held
The date until which
the voting rights will
be held
11. Additional
information xvi
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|Place of completion|London Stock Exchange: AIM|
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|Date of completion |05/05/26 |
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