Pinnacle Investment Management : Notification regarding unquoted securities - PNI

About this update from Pinnacle Investment Management Group Limited

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Announcement Summary For personal use only Entity name PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED Date of this announcement Friday November 19, 2021 The +securities the subject of this notification are: +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX Total number of +securities to be issued/transferred Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code PERFORMANCE RIGHTS 5,274 18/11/2021 to be confirmed Refer to next page for full details of the announcement Notification of Issue, Conversion or Payment up of Unquoted 1 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 1 - Entity and announcement details For personal use only 1.1 Name of entity PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type Registration number ACN 100325184 1.3 ASX issuer code PNI 1.4 The announcement is New announcement 1.5 Date of this announcement 19/11/2021 Notification of Issue, Conversion or Payment up of Unquoted 2 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 2 - Issue details 2.1 The +securities the subject of this notification are: +Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX For personal use only 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Notification of Issue, Conversion or Payment up of Unquoted 3 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B use only ASX +security code +Security description New class - code to be confirmed PERFORMANCE RIGHTS +Security type ISIN code Other Date the +securities the subject of this notification were issued 18/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes personal Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Gerard Bradley Gerard Bradley Deborah Beale Dab Hand Pty Ltd Number of +securities 2,637 2,637 For Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://www.asx.com.au/asxpdf/20210924/pdf/450vyphdy5327c.pdf Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20210924/pdf/450vyphdy5327c.pdf Any other information the entity wishes to provide about the +securities the subject of this notification Notification of Issue, Conversion or Payment up of Unquoted 4 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Issue details Number of +securities 5,274 For personal use only Notification of Issue, Conversion or Payment up of Unquoted 5 / 7 This is an excerpt of the original content. To continue reading it, access the original document here .

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