Application for quotation of securities - PNI

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Application for quotation of +securities Announcement Summary For personal use only Entity name PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED Announcement Type New announcement Date of this announcement Friday November 12, 2021 The +securities to be quoted are: +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted Total number of +securities to be quoted ASX +security Number of +securities to code Security description be quoted Issue date PNI ORDINARY FULLY PAID 4,434 12/11/2021 Refer to next page for full details of the announcement Application for quotation of +securities 1 / 6 Application for quotation of +securities Part 1 - Entity and announcement details For personal use only 1.1 Name of entity PINNACLE INVESTMENT MANAGEMENT GROUP LIMITED We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1.2 Registered number type Registration number ACN 100325184 1.3 ASX issuer code PNI 1.4 The announcement is New announcement 1.5 Date of this announcement 12/11/2021 Application for quotation of +securities 2 / 6 Application for quotation of +securities Part 2 - Type of Issue For personal use only 2.1 The +securities to be quoted are: +Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted 2.2 The +securities to be quoted are: Additional +securities in a class that is already quoted on ASX ("existing class") Application for quotation of +securities 3 / 6 Application for quotation of +securities Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B Existing +securities converting into additional +securities in an existing class FROM (Existing Class) ASX +security code and description PNIAG : PERFORMANCE RIGHTS TO (Existing Class) ASX +security code and description PNI : ORDINARY FULLY PAID Please state the number of options that were exercised or other +convertible securities that were converted 4,434 The first date the options were exercised or other +convertible securities were converted The last date the options were exercised or other +convertible securities were converted 12/11/2021 personal use only Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)? Yes The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by: An issue of new +securities The underlying securities being received by the holder are: Intended to be, but are not yet, quoted by ASX Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? Yes Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate? Yes Provide details of the KMP or +associates who are exercising options or converting convertible securities For Name of KMP Name of registered holder Alan Watson Alan Watson Deborah Beale Dab Hand Pty Ltd Gerard Bradley Gerard Bradley Number of options being exercised or other +convertible securities being converted 2,248 1,093 1,093 Application for quotation of +securities 4 / 6 Application for quotation of +securities Issue date 12/11/2021 Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class? Yes only Issue details use Number of +securities to be quoted 4,434 Are the +securities being issued for a cash consideration? No personalFor Please describe the consideration being provided for the +securities Shares issued for nil consideration on vesting of performance rights issued to non-executive directors in lieu of directors' fees. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 5.486600 Any other information the entity wishes to provide about the +securities to be quoted Application for quotation of +securities 5 / 6 This is an excerpt of the original content. To continue reading it, access the original document here .

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