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MMG : (REVISED) MONTHLY RETURN OF EQUITY ISSUER ON MOVEMENTS IN SECURITIES FOR THE MONTH ENDED 31 JULY 2020
MMG : (REVISED) MONTHLY RETURN OF EQUITY ISSUER ON MOVEMENTS IN SECURITIES FOR THE MONTH ENDED 31 JULY
About this update from Mmg Ltd.
(Revised) Monthly Return of Equity Issuer on Movements in Securities For the month ended (dd/mm/yyyy): 31/07/2020 To: Hong Kong Exchanges and Clearing Limited Name of Issuer MMG Limited Date Submitted 7 August 2020 I. Movements in Authorised Share Capital 1. Ordinary Shares (1) Stock code: 1208 Description: N/A No. of ordinary Par value Authorised share (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month (2) Stock code: N/A Description: No. of ordinary Par value Authorised share (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month March 2019 2. Preference Shares Stock code: N/A Description: No. of Par value Authorised share preference (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month 3. Other Classes of Shares Stock code: N/A Description: No. of other Par value Authorised share classes of (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month Total authorised share capital at the end of the month (State currency) : N/A March 2019 II. Movements in Issued Share Capital No. of ordinary shares No of preference No. of other (1) (2) shares classes of shares Balance at close of preceding month 8,063,643,463 N/A N/A N/A Increase/ (decrease) during the month NIL N/A N/A N/A Balance at close of the month 8,063,643,463 N/A N/A N/A III. Details of Movements in Issued Share Capital Share Options (under Share Option Schemes of the Issuer) Particulars of share option scheme including EGM Movement during the month No. of new shares of approval date No. of new shares of issuer which may be (dd/mm/yyyy) and issuer issued during issued pursuant class of shares the month pursuant thereto as at close of issuable Granted Exercised Cancelled Lapsed thereto the month 1. 2013 Share Option Scheme (26/03/2013) (granted on 15/12/2016) Exercise price: HKD2.29 NIL NIL NIL 8,191,977 NIL 15,918,890 Ordinary Shares (Note 1) 2. ( / / ) shares (Note 1) 3. ( / / ) shares (Note 1) Total A. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A Total funds raised during the month from exercise of options (State currency) NIL March 2019 Warrants to Issue Shares of the Issuer which are to be Listed No. of new No. of new shares of shares of issuer which issuer may be Nominal value issued issued Currency Exercised Nominal value during the pursuant at close of month thereto as at Description of warrants of nominal preceding during the at close of the pursuant close of the (Date of expiry - dd/mm/yyyy) value month month month thereto month 1. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) ( / / ) ( / / ) ( / / ) Total B. (Ordinary shares) N/A (Preference shares) N/A (Other class ) N/A March 2019 Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed) No. of new No. of new shares of shares of issuer which issuer may be Amount at issued issued Currency of Converted Amount at during the pursuant close of month thereto as at amount preceding during the close of the pursuant close of the Class and description outstanding month month month thereto month 1. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) ( / / ) 2. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 3. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) 4. N/A Stock code (if listed) Class of shares issuable (Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) ( / / ) Total C. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A March 2019 Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes) No. of new shares of No. of new shares issuer which may be of issuer issued issued pursuant Full particulars including EGM approval date (dd/mm/yyyy), during the month thereto as at close of if applicable, and class of shares issuable: pursuant thereto the month 1. 2018 Performance Awards (See Remark 1) Ordinary Shares NIL 7,002,799 2. 2019 Performance Awards (See Remark 2) 18,449,840 Ordinary Shares NIL 3. 2020 Performance Awards (See Remark 3) 71,619,047 Ordinary Shares NIL 4. N/A ( / / ) shares (Note 1) Total D. (Ordinary shares) NIL (Preference shares) N/A (Other class) N/A March 2019 Other Movements in Issued Share Capital No. of new No. of new shares of shares of issuer which issuer may be issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month Class of shares N/A State issuable (Note 1) ( / / ) 1. Rights issue At price: Issue and allotment currency date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A State issuable (Note 1) 2. Open offer At price: Issue and allotment ( / / ) currency date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A State issuable (Note 1) 3. Placing At price: Issue and allotment ( / / ) currency date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A issuable (Note 1) 4. Bonus issue Issue and allotment ( / / ) date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) March 2019 No. of new No. of new shares of shares of issuer which issuer may be issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month Class of shares N/A State issuable (Note 1) 5. Scrip dividend At price: Issue and allotment ( / / ) currency date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A 6. Repurchase of repurchased (Note 1) Cancellation date: ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A 7. Redemption of redeemed (Note 1) Redemption date: ( / / ) shares (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A 8. Consideration State issuable (Note 1) At price: Issue and allotment ( / / ) issue currency date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) March 2019 No. of new No. of new shares of shares of issuer which issuer may be issued issued during the pursuant month thereto as at pursuant close of the Type of Issue thereto month Class of shares N/A 9. Capital issuable (Note 1) Issue and allotment ( / / ) reorganisation date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Class of shares N/A 10. Other At price: State issuable (Note 1) Issue and allotment (Please specify) currency ( / / ) date: (dd/mm/yyyy) EGM approval date: ( / / ) (dd/mm/yyyy) Total E. (Ordinary shares) N/A (Preference shares) N/A (Other class) N/A Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) NIL (2) N/A Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above ("Movements in Issued Share Capital").) March 2019 IV. Confirmations We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable: (Note 2) all money due to the listed issuer in respect of the issue of securities has been received by it; all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled; all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled; all the securities of each class are in all respects identical (Note 3) ; all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements; all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue; completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies. March 2019 Remarks (if any): On 29 June 2018, the Company granted a total of 9,517,609 performance awards to eligible Incentive Participants pursuant to the Long Term Incentive Equity Plan adopted by the Company in 2012 (2018 Performance Awards). The time of vesting will be on or around June 2021. Upon vesting, award shares may be issued and allotted to eligible Incentive Participants to satisfy the Performance awards, at a ratio of one award share for each performance award. On 3 May 2019, the Company granted a total of 22,194,175 performance awards to eligible Incentive Participants pursuant to the Long Term Incentive Equity Plan adopted by the Company in 2012 (2019 Performance Awards). The time of vesting will be on or around June 2022. Upon vesting, award shares may be issued and allotted to eligible Incentive Participants to satisfy the Performance awards, at a ratio of one award share for each performance award. There are a total of 507,039 performance awards lapsed in July 2020. 3. On 29 April 2020, the Company granted a total of 72,739,897 performance awards to eligible Incentive Participants pursuant to the Long Term Incentive Equity Plan adopted by the Company in 2012 (2020 Performance Awards). The time of vesting will be on or around June 2023. Upon vesting, award shares may be issued and allotted to eligible Incentive Participants to satisfy the Performance awards, at a ratio of one award share for each performance award. Submitted by: GAO XIAOYU Title: EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE OFFICER (Director, Secretary or other duly authorised officer) March 2019 Notes: State the class of shares (e.g. ordinary, preference or other). Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return. "Identical" means in this context: the securities are of the same nominal value with the same amount called up or paid up; they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects. If there is insufficient space, please append the prescribed continuation sheet. March 2019