Business
GWA : Appendix 3G - Notification of issue, conversion or payment up of equity securities
GWA : Appendix 3G - Notification of issue, conversion or payment up of equity
About this update from Gwa Group Limited
7 December 2020 ASX On-Line Manager Company Announcements Australian Securities Exchange Dear Sir Appendix 3G - Notification of issue, conversion or payment up of equity securities Attached is an Appendix 3G regarding the granting of Performance Rights pursuant to the GWA Group Long Term Incentive Plan. This document was authorised for release by the Executive Director. Yours faithfully R J Thornton Executive Director This appendix is not available as an online form Please fill in and submit as a PDF announcement +Rule 3.10.3A, 3.10.3B, 3.10.3C Appendix 3G Notification of issue, conversion or payment up of equity +securities Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers. *Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity. Part 1 - Entity and announcement details Question Question Answer no 1.1 *Name of entity GWA Group Limited ( GWA ) We (the entity here named) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 *Registration type and number ABN 15 055 964 380 Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). 1.3 *ASX issuer code GWA 1.4 *This announcement is ☒ A new announcement Tick whichever is applicable. ☐ An update/amendment to a previous announcement ☐ A cancellation of a previous announcement 1.4a *Reason for update Mandatory only if "Update" ticked in Q1.4 above. A reason must be provided for an update. 1.4b *Date of previous announcement to this update Mandatory only if "Update" ticked in Q1.4 above. 1.4c *Reason for cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. 1.4d *Date of previous announcement to this cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. 1.5 *Date of this announcement 7 December 2020 + See chapter 19 for defined terms Page 1 31 January 2020 This appendix is not available as an online form Appendix 3G Please fill in and submit as a PDF announcement Notification of issue, conversion or payment up of equity +securities Part 2 - Type of issue Question Question Answer No. 2.1 *The +securities the subject of this ☐ +Securities issued as a result of options notification are: being exercised or other +convertible Select whichever item is applicable. +securities being converted and that are If you wish to notify ASX of different types of issues of not to be quoted on ASX securities, please complete a separate Appendix 3G ☐ Partly paid +securities that have been for each type of issue. fully paid up and that are not to be quoted on ASX ☒ +Securities issued under an +employee incentive scheme that are not being immediately quoted on ASX ☐ Other [please specify] If you have selected 'other' please provide the circumstances of the issue here : 2.2a.1 Please state the number and type of n/a options that were exercised or other +convertible securities that were converted (including their ASX security code if available)? Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX". 2.2a.2 And the date the options were exercised or n/a other +convertible securities were converted: Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX". Note: If this occurred over a range of dates, enter the date the last of the options was exercised or convertible securities was converted. 2.2b.1 Please state the number and type of partly n/a paid +securities that were fully paid up (including their ASX security code if available)? Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX". 2.2b.2 And the date the + securities were fully paid n/a up: Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX". Note: If this occurred over a range of dates, enter the date the last of the securities was fully paid up. + See chapter 19 for defined terms Page 2 31 January 2020 This appendix is not available as an online form Appendix 3G Please fill in and submit as a PDF announcement Notification of issue, conversion or payment up of equity +securities 2.2c.1 Please state the number and type of 827,073 Performance Rights under the +securities (including their ASX security GWA Group Long Term Incentive Plan code) issued under an +employee incentive scheme that are not being immediately quoted on ASX Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX". 2.2c.2 *Please attach a document or provide Each Performance Right is a right to receive details of a URL link for a document lodged one fully paid ordinary share in GWA (ASX: with ASX detailing the terms of the GWA), subject to meeting performance +employee incentive scheme or a conditions and the terms of the GWA Group summary of the terms. Long Term Incentive Plan. Answer this question if your response to Q2.1 is The terms of the Performance Rights are "securities issued under an employee incentive the same as the terms that apply to the scheme that are not being immediately quoted on award of Performance Rights to the ASX". Managing Director and Executive Director for FY21, which are summarised in the Notice of Meeting for the 2020 Annual General Meeting. A copy of the Notice of Meeting can be found at Notice of Meeting.pdf 2.2c.3 *Are any of these +securities being issued Yes to +key management personnel (KMP) or an +associate Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX". 2.2c.3.a *Provide details of the recipients and the number of +securities issued to each of them. Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX" and your response to Q2.2c.3 is "Yes". Repeat the detail in the table below for each KMP involved in the issue. If the securities are being issued to the KMP, repeat the name of the KMP or insert "Same" in "Name of registered holder". If the securities are being issued to an associate of a KMP, insert the name of the associate in "Name of registered holder". Name of KMP Name of registered holder Number of +securities Tim Salt Tim Salt 355,872 Richard Thornton Richard Thornton 43,723 Patrick Gibson Patrick Gibson 80,071 Cara Reil Cara Reil 44,840 2.2d.1 *The purpose(s) for which the entity is ☐ To raise additional working capital issuing the +securities is: ☐ To fund the retirement of debt Answer this question if your response to Q2.1 is ☐ To pay for the acquisition of an asset "Other". You may select one or more of the items in the list. [ provide details below ] ☐ To pay for services rendered [ provide details below ] ☐ Other [ provide details below ] Additional details : + See chapter 19 for defined terms Page 3 31 January 2020 This is an excerpt of the original content. To continue reading it, access the original document here .