Correction of other disclosures in the Company's parent company only financial statements for the year ended December 31, 2021
· Issued by Good Finance Securities Co Ltd
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Today's Information
Provided by: GOOD FINANCE SECURITIES CO., LTD.
SEQ_NO
1
Date of announcement
2022/04/15
Time of announcement
15:58:25
Subject
Correction of other disclosures in the Company's
parent company only financial statements for the year
ended December 31, 2021
Date of events
2022/04/15
To which item it meets
paragraph 53
Statement
1.Date of occurrence of the event:2022/04/15
2.Company name:Good Finance Securities Co., Ltd.
(Original name:Ta Ching Securities Co., Ltd.)
3.Relationship to the Company (please enter "head
office" or "subsidiaries"):head office
4.Reciprocal shareholding ratios:NA
5.Cause of occurrence:
The Company's parent company only financial statements
for the year ended December 31, 2021 failed to disclose
information in accordance with Articles 28 and 30 of
the Regulations Governing the Preparation of Financial
Reports by Securities Firms
6.Information items/ statements to be corrected:
Correction of other disclosures in the Company's parent
company only financial statements for the year ended
December 31, 2021
7.Amounts/ contents/ number of page to be corrected:
p.114:Failed to disclose (2)If a CPA has been engaged
to carry out a project audit of the internal
control system
p.115:Failed to disclose 6.Cyber security management
p.123:Revised (4)Effect on the securities firm's
financial operations of developments in science
and technology as well as industrial change,
and counter-measures
p.124:Failed to disclose (9) Effect upon and risk to
the securities firms in the event of any large
transfer or changing of hands of shareholding
of a director, a supervisor, or a shareholder
holding greater than a 10 percent stake in the
securities firms, and measures to be taken in
response
8.Amounts/ contents/ number of page after correction:
p.114:Disclosed (2)If a CPA has been engaged carry
out a project audit of the internal control
system
p.115:Disclosed 6.Cyber security management
p.124:Revised (4)Effect on the securities firm's
financial operations of developments in science
and technology as well as industrial change,
and counter-measures
p.125:Disclosed (9) Effect upon and risk to the
securities firms in the event of any large
transfer or changing of hands of shareholding
of a director, a supervisor, or a shareholder
holding greater than a 10 percent stake in the
securities firms, and measures to be taken in
response
9.Countermeasures:The corrected information above will be
re-uploaded to MOPS after issuing material information.
10.Any other matters that need to be specified:
The above are only corrections to other disclosures in the
financial report and have no impact on profit or loss and
shareholder's interest.