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EROAD : Capital Change Notice - Issue of Performance Share Rights
EROAD : Capital Change Notice - Issue of Performance Share
About this update from Eroad Limited
Template Capital Change Notice Updated as at 17 October 2019 only Section 1: Issuer information Currency NZD Name of issuer EROAD Limited NZX ticker code ERD Class of financial product Ordinary Shares ISIN (If unknown, check on NZX website) NZERDE0001S5 use Section 2: Capital change details Number issued/acquired/redeemed 55,500 Nominal value (if any) Issue/acquisition/redemption price per security $2.0547 Nature of the payment (for example, cash or other Cash consideration) personal Amount paid up (if not in full) Fully paid Percentage of total class of Financial Products 0.050% issued/acquired/redeemed/ (calculated on the number of Financial Products of the Class, excluding any Treasury Stock, in existence) 1 For an issue of Convertible Financial Products or Options, the N/A principal terms of Conversion (for example the Conversion price and Conversion date and the ranking of the Financial Product in relation to other Classes of Financial Product) or the Option (for example, the exercise price and exercise date) Reason for issue/acquisition/redemption and specific Issue of 55,500 ordinary shares authority for issue/acquisition/redemption/ (the reason for under EROAD's CEO Award change must be identified here) scheme Total number of Financial Products of the Class after the 110,795,912 issue/acquisition/redemption/Conversion (excluding Treasury For Stock) and the total number of Financial Products of the Class held as Treasury Stock after the issue/acquisition/redemption. In the case of an acquisition of shares, whether those shares N/A are to be held as treasury stock Specific authority for the issue, acquisition, or redemption, Directors' resolutions dated 27 including a reference to the rule pursuant to which the issue, July 2022 acquisition, or redemption is made NZX Listing Rule 4.6.1 Terms or details of the issue, acquisition, or redemption (for The shares rank pari passu with example: restrictions, escrow arrangements) existing ordinary shares 1 The percentage is to be calculated immediately before the issue, acquisition, redemption or Conversion. For personal use only Date of issue/acquisition/redemption 2 28/07/2022 Section 3: Authority for this announcement and contact person Name of person authorised to make this announcement Eleanor Koningham Contact person for this announcement Eleanor Koningham Contact phone number 021 0276 1650 Contact email address [email protected] Date of release through MAP 28 July 2022 2 Continuous issuers using this form in reliance on Rule 3.13.2, please indicate the period during which the relevant issue/acquisition/redemptions were made (for example, 1 January 2019 to 31 January 2019). For personal use only This appendix is available as an online form Only use this form if the online version is not available +Rule 2.8, 3.10.3A to 3.10.3D Appendix 2A Application for quotation of +securities Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. If you are an entity incorporated outside Australia and you are seeking quotation of a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non- Australian issuers. *Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity. + See chapter 19 for defined terms Page 1 5 June 2021 For personal use only This appendix is available as an online form Appendix 2A Application for quotation of +securities Part 1 - Entity and announcement details Question Question Answer no 1.1 *Name of entity EROAD Limited We (the entity here named) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules. 1 1.2 *Registration type and number ARBN 643 840 519 Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). 1.3 *ASX issuer code ERD 1.4 *This announcement is ☒ A new announcement Tick whichever is applicable. ☐ An update/amendment to a previous announcement ☐ A cancellation of a previous announcement 1.4a *Reason for update N/A Answer this question if your response to Q 1.4 is an update/amendment to previous announcement. 1.4b *Date of previous announcement to this N/A update Answer this question if your response to Q 1.4 is an update/amendment to previous announcement. 1.4c *Reason for cancellation N/A Answer this question if your response to Q 1.4 is "A cancellation of a previous announcement" 1.4d *Date of previous announcement to this N/A cancellation Answer this question if your response to Q 1.4 is "A cancellation of a previous announcement" 1.5 *Date of this announcement 28/7/2022 Part 2 - Type of issue 1 Appendix 2A of the Listing Rules includes a warranty that an offer of the securities for sale within 12 months after their issue will not require disclosure under section 707(3) or 1012C(6) of the Corporations Act. If you are in any doubt as to the application of, or the entity's capacity to give, this warranty, please see ASIC Regulatory Guide 173 Disclosure for on-sale of securities and other financial products and consult your legal adviser. + See chapter 19 for defined terms Page 2 5 June 2021 For personal use only This appendix is available as an online form Appendix 2A Application for quotation of +securities Question Question Answer No. 2.1 *The +securities to be quoted are: ☐ +Securities issued as part of a Select whichever item is applicable. transaction or transactions previously If you wish to apply for quotation of different types of announced to the market in an issues of securities, please complete a separate Appendix 3B Appendix 2A for each type of issue. ☐ +Securities issued under a +dividend or distribution plan ☐ +Securities issued, transferred or re- classified as a result of options being exercised or other +convertible securities being converted ☐ Unquoted partly paid +securities that have been fully paid up and are now to become quoted fully paid +securities Note: there is no need to apply for quotation of the fully paid securities if the partly paid securities were already quoted ☐ +Restricted securities where the escrow period has expired or is about to expire ☐ +Securities previously issued under an +employee incentive scheme where the restrictions on transfer have ceased or are about to cease ☐ +Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer ☒ Other [please specify] If you have selected 'other' please explain the circumstances of the issue here: Issue of ordinary shares under EROAD's CEO Award scheme 2.1a *Have the +securities to be quoted been Yes issued yet? 2.1a.1 *What was their date of issue? 28/7/2022 Answer this question if your response to Q2.1a is "Yes". 2.1a.2 *What is their proposed date of issue? N/A Answer this question if your response to Q2.1a is "No". 2.2a.1 *Date of Appendix 3B notifying the market N/A of the proposed issue of +securities for which quotation is now being sought Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B" 2.2a.2 *Are there any further issues of +securities N/A yet to take place to complete the transaction(s) referred to in the Appendix 3B? Answer this question if your response to Q2.1 is "Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B". + See chapter 19 for defined terms Page 3 5 June 2021 This is an excerpt of the original content. To continue reading it, access the original document here .