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Cryosite : Form 604 substantial shareholder notice 3 JULY 2017
Cryosite : Form 604 substantial shareholder notice 3 JULY
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Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme CRYOSITE LIMITED ACN/ARSN 090 919 476 Details of substantial holder (1) Name ANDREW JOHN KROGER AND OTHER ENTITIES NAMED IN PARAGRAPH 4 ACN/ARSN (if applicable) There was a change in the interests of the substantial holder on 30/06/2017 The previous notice was given to the company on 01/09/2016 The previous notice was dated 01/09/2016 Previous and present voting power Class of securities (4) Previous notice Present notice Person's votes Voting power (5) Person's votes Voting power (5) ORDINARY 14,616,906 31.19% 16,016,906 34.18% The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows: Changes in relevant interests Date of change Person whose relevant interest changed Nature of change (6) Consideration given in relation to change (7) Class and number of securities affected Person's votes affected 30/06/2017 SHR Pty Limited Off-market acquisition 0.1900 CENTS PER SHARE 900,000 ORDINARY SHARES 900,000 30/06/2017 SHR Pty Limited Off-market acquisition 0.1900 CENTS PER SHARE 427,500 ORDINARY SHARES 427,500 30/06/2017 Austen Bay Pty Limited ATF The Andrew Kroger Family Superannuation Fund On-market acquisition 0.1600 CENTS PER SHARE 72,500 ORDINARY SHARES 72,500 Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant interest Registered holder of securities Person entitled to be registered Nature of relevant interest (6) Class and number of securities Person's votes AUSTEN BAY PTY LTD ATF THE ANDREW KROGER FAMILY SUPERANNUATION FUND THE ANDREW KROGER FAMILY SUPERANNUATION FUND N/A REGISTERED HOLDER WITH POWER TO VOTE AND DISPOSE OF SHARES. ANDREW JOHN KROGER IS A SHAREHOLDER 11,646,776 ORDINARY SHARES 11,646,776 S.H.R. PTY LIMITED S.H.R. PTY LIMITED N/A REGISTERED HOLDER WITH POWER TO VOTE AND DISPOSE OF SHARES. ANDREW JOHN KROGER IS A DIRECTOR AND CONTROLLER. 1,496,373 ORDINARY SHARES 1,496,373 PROCESS WASTEWATER TECHNOLOGIES PTY LIMITED PROCESS WASTEWATER TECHNOLOGIES PTY LIMITED N/A REGISITERED HOLDER WITH POWER TO VOTE AND DISPOSE OF SHARES. ANDREW JOHN KROGER IS A DIRECTOR AND CONTROLLER. 2,832,667 ORDINARY SHARES 2,832,667 ANDREW JOHN KROGER ANDREW JOHN KROGER N/A REGISTERED HOLDER WITH POWER TO VOTE AND DISPOSE OF SHARES 41,090 ORDINARY SHARES 41,090 ANDREW JOHN KROGER ANDREW JOHN KROGER AND THE ANDREW KROGER FAMILY SUPERANNUATION FUND AND PROCESS WASTEWATER TECHNOLOGIES PTY LIMITED AND S.H.R. PTY LIMITED N/A REGISTERED HOLDER AND SHAREHOLDER OF AUSTEN BAY PTY LTD ATF THE ANDREW KROGER FAMILY SUPERANNUATION FUND AND DIRECTOR AND CONTROLLER OF PROCESS WASTEWATER TECHNOLOGIES PTY LIMITED AND DIRECTOR AND CONTROLLER OF S.H.R. PTY LIMITED 16,016,906 ORDINARY SHARES 16,016,906 5. Changes in association The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address PROCESS WASTEWATER TECHNOLOGIES PTY LTD LEVEL 3, 210 ALBERT ROAD, SOUTH MELBOURNE VICTORIA 3205 AUSTEN BAY PTY LTD LEVEL 3, 210 ALBERT ROAD, SOUTH MELBOURNE VICTORIA 3205 S.H.R. PTY LTD LEVEL 3, 210 ALBERT ROAD, SOUTH MELBOURNE VICTORIA 3205 ANDREW JOHN KROGER 66 CADOGAN PLACE LONDON SW1X 9RS Signature print name ANDREW JOHN KROGER capacity DIRECTOR sign here Date 3 July 2017 DIRECTIONS If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. See the definition of "associate" in section 9 of the Corporations Act 2001. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. The voting shares of a company constitute one class unless divided into separate classes. The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. Include details of: any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown'". Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.