Business
20260618_SCHRODERS PLC_8.5 EPT NON-RI_UK_BOFASE
20260618_SCHRODERS PLC_8.5 EPT NON-RI_UK_BOFASE.
About this update from Schroders Plc
FORM 8.5 (EPT/NON-RI) PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE) Rule 8.5 of the Takeover Code (the "Code") 1. KEY INFORMATION (a) Name of exempt principal trader: BofA Securities Europe SA (b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree SCHRODERS PLC (c) Name of the party to the offer with which exempt principal trader is connected: Pantheon LLC (d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure 18/06/2026 (e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" N/A 2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security. (a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any) Class of relevant security: 20p ordinary Interests Short Positions Number % Number % (1) Relevant securities owned and/or controlled: 215,733 0.013% 867 0 % (2) Cash-settled derivatives: 0 0% 0 0% (3) Stock-settled derivatives (including options) and agreements to purchase/sell: 0 0% 0 0% TOTAL: 215,733 0.013% 867 0% All interests and all short positions should be disclosed. Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions). (b) Rights to subscribe for new securities (including directors' and other employee options) Class of relevant security in relation to which subscription right exists: N/A Details, including nature of the rights concerned and relevant percentages: N/A 3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a...