Repositrak, Inc. · NYSE:TRAK
Repositrak — ReposiTrak Food Industry Counsel Webinar (March 2024)
44 slides from Repositrak's conference presentation, Mar 4, 2024
Slide 1: Going all-in for food and all-out for those who produce it
“GOING ALL-IN FOR FOOD AND ALL-OUT FOR THOSE WHO PRODUCE IT” Shawn Stevens stevens@foodindustrycounsel.com 920.698.2561
Slide 2: Traceability Changes Everything
TRACEABILITY CHANGES EVERYTHING Are the Legal Threats Worse Than You Think? iy FoodIndustry
Slide 3: Traceability Changes Everything
TRACEABILITY CHANGES EVERYTHING Are the Legal Threats Worse Than You Think? EIEIES Years Days GiFoodIndustry
Slide 4: Compliance dates timeline
1 10 26 7 November 15, 2022 November 15, 2023 November 15, 2024 December 31, 2025 January 20, 2026
Slide 5: Compliance dates timeline
1 10 26 7 November 15, 2022 November 15, 2023 November 15, 2024 December 31, 2025 January 20, 2026
Slide 6: Traceability Changes Everything
TRACEABILITY CHANGES EVERYTHING Are the Lega) 43-eats Worse Than Yo ae! “Yeah ... | did that.” SSSA FoodIndustry
Slide 7: The Food Safety Modernization Act
THE FOOD SAFETY ——- ACT “MAKE FOODBORNE STOP”
Slide 8: Total Food Recalls
Total Food Recalls (11,535) 844 877 Class I (5,828) 765 768 787 759 Class II (3,820) 720 679 684 Class III (785) Classless (1,043) 579 557 530 457 411 331 298 309 228 230 210 140 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023
Slide 9: Total Recalls and FDA Recalls
877 844 787 765 768 753 759 720 697 687 679 692 684 655 625 634 605 579 560 557 530 530 485 493 457 411 424 331 298 309 308 260 261 231 228 230 210 177 172 157 140 106 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 2018 2019 2020 2021 2022 2023 TOTAL RECALLS FDA RECALLS
Slide 10: Recalls by year with FSMA and COVID
PCA FSMA 844 877 787 765 768 753 759 720 697 687 679 692 684 655 625 634 605 579 560 557 530 530 485 493 SWAB-A-THONS 457 424 411 331 298 309 308 COVID 260 261 231 228 230 New Focus 210 177 172 157 140 150 106 121 131 125 123 102 93 67 67 70 78 73 64 49 51 59 53 46 34 35 42 2003 2004 2005 2006 2007
Slide 11: Recall Statistics 2015-2023
2015-2023 RECALL STATISTICS (HUMAN FOOD AND BEVERAGES ONLY — EXCLUDES DIETARY SUPPLEMENTS, ANIMAL FEED, AND PET FOOD) CAUSES BY YEAR 2015 2016 2017 2018 2019 2020 2021 2022 2023 AVERAGES All Causes 746 801 714 656 619 403 4389 476 497 600 UNDECLARED ALLERGENS Allergens 410 388 410 336 235 145 250 24
Slide 12: www.foodrecallreporter.com
www.foodrecallreporter.com
Slide 13: Retail Modernization, Tech Enabled Traceability
Retail Modernization Tech Enabled Food Safety Culture Traceability Outbreak Response
Slide 14: Retail Modernization, Tech Enabled Traceability
Retail Modernization Tech Enabled Food Safety Culture Traceability Outbreak Response
Slide 15: Retail Modernization, Tech Enabled Traceability
Retail Modernization Tech Enabled Food Safety Culture Traceability Outbreak Response
Slide 16: Retail Modernization, Tech Enabled Traceability
Retail Modernization Tech Enabled Food Safety Culture Traceability Outbreak Response
Slide 17: Retail Modernization, Tech Enabled Traceability
Retail Modernization Tech Enabled Food Safety Culture Traceability Outbreak Response
Slide 18: FDA's New Era of Smarter Food Safety
FDA's New Era of Smarter Food Saiety Tech-enabled Traceability Outbreak Response — mm, —- eq — ie
Slide 19: FDA's New Era of Smarter Food Safety
FDA's New Era of Smarter Food Saiety Tech-enabled Traceability Outbreak Response FARM TO RETAIL FRIDGE
Slide 20: Foods Does the Rule Apply To?
WHAT FOODS DOES THE RULE APPLY TO? FOODS ON THE TRACEABILITY LIST [FTL Frequency of outbreaks and occurrence of illnesses (C1) FSMA Factor (i) Severity of illness (C2) Likelihood of contamination (C3) }+——| FSMA Factor (v) FSMA Factor (ii) Growth potential, with consideration of shelf life (C4) FSMA
Slide 21: Foods on the Traceability List
WHAT FOODS DOES THE RULE APPLY TO? FOODS ON THE TRACEABILITY LIST [FTL Cheese (other than hard cheeses) Smoked Finfish Shell eggs Crustations Nut Butter Molluscan shellfish, Bivalves Cucumbers Ready-to-eat deli salads & Herbs (fresh) Leafy Greens (including fresh-cut) Melons (fresh) Peppers (fresh)
Slide 22: Who Does the Rule Apply To?
WHO DOES THE RULE APPLY TO? Persons who manufacture, process, pack, or hold foods that appear on the FTL
Slide 23: Needs to Be Done? Lot Traceability Code
WHAT NEEDS TO BE DONE? LOT TRACEABILITY CODE Must be assigned by: (1) the initial packer; (2) the FLBR (fishing vessel); or (3) any transformer Examples of traceability lot codes (01)04562135785133 4147M: 13 (17)140704 (10) DE-456 ee GS1-128 Example 1: 2. 1. Product code 4751236 2. Facility 6-digit
Slide 24: FDA traceability rule link
https://www.fda.gov/media/163132/download?attachment
Slide 25: Critical Tracking Events
WHAT NEEDS TO BE DONE? CRITICAL TRACKING EVENTS [CTEs] Harvesting Cooling Initial packing FLBR (Fishing vessel) Shipping Receiving; and Transforming (when the finished product is still a product on the FTL) FoodIndustry
Slide 26: Key Data Elements
WHAT NEEDS TO BE DONE? KEY DATA ELEMENTS IKDEs] Traceability Lot Code Source (TLCS) [Place assigning Lot Code (Location description)] Traceability Lot Code Source Reference (TLCSR) li-e., FDA Registration Number] Product Description [Brand name, commodity, and variety] FoodIndustr
Slide 27: Traceability Plan
WHAT NEEDS TO BE DONE? Traceability Plan Description of the procedures you use to maintain the required records, including the format and location of the records Description of the procedures you use to identify foods on the FTL that you manufacture, process, pack or hold Description of how you assi
Slide 28: Key Data Elements across supply chain
WHAT NEEDS TO BE DONE? Initial Packing Receiving Receiving Receiving KDEs KDEs KDEs KDEs Shipping Transformation Shipping KDEs KDEs KDEs Shipping KDEs yFoodIndustry
Slide 29: Types of Exposure for Noncompliance
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? Regulatory, Civil, and Criminal CONSUMER * Between 2000 and 2020, at least 41 cucumber-associated outbreaks were reported to CDC's National Outbreak Reporting System (NORS), causing 2,401 illnesses, 323 hospitalizations, and 7 deaths jy FoodIndustry
Slide 30: Types of Exposure for Noncompliance
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? Regulatory, Civil, and Criminal CONSUMER # HOSpr
Slide 31: Types of Exposure for Noncompliance
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? Regulatory, Civil, and Criminal BFCA179A152023213 a CONSUMER FoodIndustry
Slide 32: Types of Exposure for Noncompliance
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? Regulatory, Civil, and Criminal Brw@A 179462023298 CONSUMER FoodIndustry
Slide 33: Types of Exposure for Noncompliance
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? Regulatory, Civil, and Criminal BRA 1794952023296 FoodIndustry
Slide 34: Civil exposure: punitive damages
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? CIVIL Brw@A 179462023298 PUNITIVE DAMAGES
Slide 35: Regulatory exposure
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? REGU LATORY — [Whether triggered by an Outbreak scenai routine inspection] BBA 1794952023259 g JO) os ( cy - Oro pa a | \ = 5 & | SARA NG PSE VS, [TN\ % as 4, oo — Xs FARW, Look Pack’ Sess euro —— FORM 483s WARNING LETTERS = are PEARMENT / DISQUALIFICA
Slide 36: Criminal: Park Doctrine liability
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? CRIMINAL PARK DOCTRINE LIABILITY Bii@A 1794062023208
Slide 37: Criminal: Park Doctrine liability
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? CRIMINAL PARK DOCTRINE LIABILITY BBA 1794952023259 A corporate official with authority and responsibility for supervising subordinates may be held criminally liable—without a showing of affirmative wrongful \, action or intent—for a subordinate's viola
Slide 38: Criminal: Park Doctrine liability
WHAT TYPES OF EXPOSURE EXIST FOR NONCOMPLIANCE? CRIMINAL PARK DOCTRINE LIABILITY BBA 1794952023259 THE DEFENDANT IS AWARE OF A CONDITION THAT COULD LEAD TO PRODUCT CONTAMINATION —wW/ \ THE DEFENDANT IS IN A POSITION TO ELIMINATE THE CONDITION THE DEFENDANT FAILS TO ELIMINATE THE CONDITION
Slide 39: Mock Traceability Criminal Trial
MOCK TRACEABILITY CRIMINAL TRIAL
Slide 40: Mock Traceability Criminal Trial
MOCK TRACEABILITY CRIMINAL TRIAL —— —— ~
Slide 41: Mock trial defendants and roles
Bill Garrett Lynn White Mark Grantly MAGGIE’S Courtney Ryan MAGGIE’S EARTHLY GLOW VP of Food Safety August 3, 2019 – December 20, 2023 CEO VP of Food Safety
Slide 42: Mock Traceability Criminal Trial verdict
MOCK TRACEABILITY CRIMINAL TRIAL IN THE UNITED STATES DISTRICT COURT FOR THE NORTHER DISTRICT OF GEORGIA UNITED STATES of AMERICA, Plain As to Counts 1-40 of the Criminal Complaint, we, the Jury, find Defendant LYNN WHITE a Case No.: 23 CR 12597 Guilty Not Guilty the product contamination, then you
Slide 43: The Legal Threats Are Worse Than You Think
TRACEABILITY CHANGES EVERYTHING The Legal Threats Are Worse Than You Think BEE Years Days GiFoodIndustry
Slide 44: Shawn Stevens contact
Shawn Stevens stevens@foodindustrycounsel.com 920.698.2561
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