604 | Page 1 / 4 | 15 July 2001 |
Form 604
Corporations Act 2001
Section 671B
Notice of change of interest of substantial holder
To Company Name/Scheme | STARPHARMA HOLDINGS LIMITED | |
ACN/ARSN | 078532180 | |
1. Details of substantial holder(1) | ||
Name | Allianz SE and the entities listed in the Appendix A | |
ACN/ARSN (if applicable) | N/A | |
There was a change in the interests of the substantial holder on
The previous notice was given to the company on The previous notice was dated
2. Previous and present voting power
29/01/2021
07/10/2020
07/10/2020
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares | 28,632,065 | 7.11 | 32,746,474 | 8.06 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Person whose | Nature of change | Consideration | Class and number | Person's votes | |
Date of change | relevant interest | given in relation to | of securities | ||
(6) | affected | ||||
changed | change (7) | affected | |||
See Appendix B | |||||
4. Present relevant interests |
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant | Registered holder | Person entitled to | Nature of relevant | Class and number | |
be registered as | Person's votes | ||||
interest | of securities | interest (6) | of securities | ||
holder (8) | |||||
See Appendix A | |||||
5. Changes in association |
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
N/A |
604 | Page 3 / 4 | 15 July 2001 |
Appendix A - Form 604 Starpharma Holdings Ltd.
4. Details of present registered holder
Person entitled to be | ||||
Holder of the relevant interest | Registered Holder of securities | registered as a holder | Class and number of securities | |
Allianz Global Investors Asia Pacific Ltd. | Allianz Global Investors Fund / Allianz Asian Small Cap Equity | Allianz Global Investors Fund / Allianz Asian Small Cap Equity | 2257755 | 2257755 |
Allianz Global Investors Asia Pacific Ltd. | Allianz Global Investors Fund / Allianz Global Small Cap Equity (HKD) | Allianz Global Investors Fund / Allianz Global Small Cap Equity (HKD) | 424492 | 424492 |
Allianz Global Investors Asia Pacific Ltd. | Allianz Global Investors Fund / Allianz Oriental Income | Allianz Global Investors Fund / Allianz Oriental Income | 17698657 | 17698657 |
Allianz Global Investors Asia Pacific Ltd. | Allianz Choice Oriental Fund | Allianz Choice Oriental Fund | 1130224 | 1130224 |
Allianz Global Investors U.S. LLC | AllianzGI Global Small-Cap Fund - HK | AllianzGI Global Small-Cap Fund - HK | 181776 | 181776 |
Allianz Global Investors U.S. LLC | AllianzGI International Small Cap Fund - HK | AllianzGI International Small Cap Fund - HK | 451745 | 451745 |
Allianz Global Investors Asia Pacific Ltd. | AllianzGI-Fonds RANW II Segment RANW Oriental Income | AllianzGI-Fonds RANW II Segment RANW Oriental Income | 8949452 | 8949452 |
Allianz Global Investors Asia Pacific Ltd. | Bombardier US Retirement Plan - International Small Cap (HKD) | Bombardier US Retirement Plan - International Small Cap (HKD) | 179477 | 179477 |
Allianz Global Investors Asia Pacific Ltd. | Nova Scotia Health Employees' Pension Plan (HKD) | Nova Scotia Health Employees' Pension Plan (HKD) | 1472896 | 1472896 |
Note: 5% threshold crossing at the level of Allianz Global Investors Fund, 5.019%.
6. Addresses
Name | Address | |
Allianz Global Investors U.S. LLC | 1633 Broadway | |
New York, NY 10019 | Allianz Global Investors U.S. Holdings LLC is the sole and managing | |
United States | member of Allianz Global Investors U.S. LLC, and has | |
delegated its power to steer the business to the Allianz Global Investors | ||
Executive Committee (ExCo), which is the principal decisionmaking | ||
body. The members of the ExCo are all employed by Allianz Global | ||
Allianz Global Investors U.S. Holdings | 1633 Broadway | Investors GmbH. |
LLC | New York, NY 10019 | |
United States | ||
Allianz Global Investors Asia Pacific Ltd. | 27th Floor, ICBC Tower, 3 Garden Road | |
Central Hong Kong | ||
Hong Kong | ||
Allianz Global Investors GmbH | Bockenheimer Landstrasse 42-44 | |
60323 Frankfurt/Main, Germany | ||
Allianz Asset Management GmbH | Seidlstr. 24-24a | |
80335, München, Germany | ||
Allianz SE | Koeniginstrasse28 | |
80802 Munich | ||
Germany |
604 | Page 4 / 4 | 15 July 2001 | ||||||||
Appendix B | ||||||||||
Template for post trade notification in | ||||||||||
Starpharma Holdings Ltd. | ||||||||||
(AU000000SPL0) | ||||||||||
Asset Management Company | Registered Holder of securities | Price per | Number of | Consideration payed | ||||||
(typically name of the fund) | Date of Transaction | Type of transaction | ISIN | share (AUD) | securities | (AUD) | ||||
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 14. Okt 20 | Buy | AU000000SPL0 | 1,52 AUD | 115.800 | 175.795,98 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Asian Small Cap Equity | 04. Nov 20 | Buy | AU000000SPL0 | 1,36 AUD | 119.523 | 162.539,33 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Asian Small Cap Equity | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 48.3 | 93 | 67.880,86 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Asian Small Cap Equity | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 35.8 | 34 | 50.264,35 | AUD | |
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 5.7 | 33 | 8.041,68 | AUD | |
Allianz Global Investors GmbH, UK Branch | Nova Scoti a Health Employee Pension Plan - Hong Kong sleeve | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 47.7 | 87 | 67.030,82 | AUD | |
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 7.6 | 97 | 10.796,58 | AUD | |
Allianz Global Investors US LLC | AllianzGI International Small-Cap Fund | 05. Nov 20 | Buy | AU000000SPL0 | 1,40 AUD | 18.9 | 62 | 26.598,00 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Asian Small Cap Equity | 06. Nov 20 | Buy | AU000000SPL0 | 1,42 AUD | 53.5 | 50 | 75.773,25 | AUD | |
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 06. Nov 20 | Buy | AU000000SPL0 | 1,42 AUD | 8.5 | 67 | 12.122,31 | AUD | |
Allianz Global Investors GmbH, UK Branch | Nova Scoti a Health Employee Pension Plan - Hong Kong sleeve | 06. Nov 20 | Buy | AU000000SPL0 | 1,42 AUD | 71.4 | 13 | 101.049,40 | AUD | |
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 06. Nov 20 | Buy | AU000000SPL0 | 1,42 AUD | 11.503 | 16.276,75 | AUD | ||
Allianz Global Investors US LLC | AllianzGI International Small-Cap Fund | 06. Nov 20 | Buy | AU000000SPL0 | 1,42 AUD | 28.338 | 40.098,27 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Choice Oriental Fund | 10. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 5.797 | 7.414,94 | AUD | ||
Allianz Global Investors Asia Pacific Limited | RANW Oriental Income | 10. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 45.830 | 58.621,15 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 10. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 73.253 | 93.697,91 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Choice Oriental Fund | 11. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 4.129 | 5.279,75 | AUD | ||
Allianz Global Investors Asia Pacific Limited | RANW Oriental Income | 11. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 32.643 | 41.740,60 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 11. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 52.176 | 66.717,45 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Choice Oriental Fund | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 1.552 | 1.985,94 | AUD | ||
Allianz Global Investors Asia Pacific Limited | RANW Oriental Income | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 12.268 | 15.698,13 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 19.608 | 25.090,40 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Choice Oriental Fund | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 2.120 | 2.713,60 | AUD | ||
Allianz Global Investors Asia Pacific Limited | RANW Oriental Income | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 16.7 | 64 | 21.457,92 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 12. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 26.795 | 34.297,60 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Choice Oriental Fund | 13. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 3.675 | 4.702,90 | AUD | ||
Allianz Global Investors Asia Pacific Limited | RANW Oriental Income | 13. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 29.057 | 37.184,24 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 13. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 46.442 | 59.431,83 | AUD | ||
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 27. Nov 20 | Buy | AU000000SPL0 | 1,27 AUD | 4.786 | 6.099,76 | AUD | ||
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 27. Nov 20 | Buy | AU000000SPL0 | 1,27 AUD | 5.574 | 7.104,06 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Nova Scotia Health Employee Pension Plan - Hong Kong sleeve | 27. Nov 20 | Buy | AU000000SPL0 | 1,27 AUD | 45.318 | 57.757,79 | AUD | ||
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 27. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 755 | 964,21 | AUD | ||
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 27. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 879 | 1.122,57 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Nova Scotia Health Employee Pension Plan - Hong Kong sleeve | 27. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 7.148 | 9.128,71 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 27. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 157.594 | 201.263,30 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Allianz Global Small Cap Equity | 27. Nov 20 | Sell | AU000000SPL0 | 1,27 AUD | 48.600 | 61.901,82 | AUD | ||
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 30. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 715 | 913,20 | AUD | ||
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 30. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 832 | 1.062,63 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Nova Scotia Health Employee Pension Plan - Hong Kong sleeve | 30. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 6.767 | 8.642,81 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 30. Nov 20 | Buy | AU000000SPL0 | 1,28 AUD | 149.1 | 98 | 190.555,69 | AUD | |
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 01. Dez 20 | Buy | AU000000SPL0 | 1,33 AUD | 1.6 | 44 | 2.189,97 | AUD | |
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 01. Dez 20 | Buy | AU000000SPL0 | 1,33 AUD | 1.9 | 15 | 2.550,97 | AUD | |
Allianz Global Investors GmbH, UK Branch | Nova Scoti a Health Employee Pension Plan - Hong Kong sleeve | 01. Dez 20 | Buy | AU000000SPL0 | 1,33 AUD | 15.5 | 67 | 20.736,80 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 01. Dez 20 | Buy | AU000000SPL0 | 1,33 AUD | 343.2 | 08 | 457.187,38 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 02. Dez 20 | Sell | AU000000SPL0 | 1,32 AUD | 105.4 | 00 | 138.706,40 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 07. Dez 20 | Sell | AU000000SPL0 | 1,27 AUD | 99.7 | 00 | 127.027,77 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 10. Dez 20 | Sell | AU000000SPL0 | 1,46 AUD | 114.4 | 00 | 166.532,08 | AUD | |
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 11. Dez 20 | Sell | AU000000SPL0 | 1,42 AUD | 76.2 | 00 | 108.516,42 | AUD | |
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 15. Dez 20 | Buy | AU000000SPL0 | 1,44 AUD | 6.6 | 00 | 9.477,60 | AUD | |
Allianz Global Investors US LLC | AllianzGI Global Small-Cap Fund | 15. Dez 20 | Buy | AU000000SPL0 | 1,44 AUD | 6.6 | 00 | 9.477,60 | AUD | |
Allianz Global Investors Asia Pacific Limited | AllianzGI International Small-Cap Fund | 15. Dez 20 | Buy | AU000000SPL0 | 1,44 AUD | 15.500 | 22.258,00 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Nova Scotia Health | 15. Dez 20 | Buy | AU000000SPL0 | 1,44 AUD | 56.000 | 80.416,00 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Global Small Cap Equity | 15. Dez 20 | Sell | AU000000SPL0 | 1,44 AUD | 54.800 | 78.659,92 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 16. Dez 20 | Buy | AU000000SPL0 | 1,44 AUD | 237.867 | 342.504,69 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 17. Dez 20 | Buy | AU000000SPL0 | 1,46 AUD | 478.704 | 698.333,40 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 18. Dez 20 | Buy | AU000000SPL0 | 1,52 AUD | 283.429 | 431.095,51 | AUD | ||
Allianz Global Investors US LLC | Bombardier US Retirement Plan - Hong Kong Sleeve | 30. Dez 20 | Buy | AU000000SPL0 | 1,63 AUD | 8.300 | 13.521,53 | AUD | ||
Allianz Global Investors Asia Pacific Limited | AllianzGI International Small-Cap Fund | 30. Dez 20 | Buy | AU000000SPL0 | 1,63 AUD | 17.800 | 28.997,98 | AUD | ||
Allianz Global Investors GmbH, UK Branch | Nova Scotia Health | 30. Dez 20 | Buy | AU000000SPL0 | 1,63 AUD | 65.600 | 106.868,96 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 08. Jan 21 | Buy | AU000000SPL0 | 1,49 AUD | 900.000 | 1.336.500,00 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 27. Jan 21 | Buy | AU000000SPL0 | 1,51 AUD | 224.505 | 338.486,19 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 28. Jan 21 | Buy | AU000000SPL0 | 1,50 AUD | 306.386 | 459.579,00 | AUD | ||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 29. Jan 21 | Buy | AU000000SPL0 | 1,49 AUD | 900.000 | 1.336.500,00 AUD | |||
Allianz Global Investors Asia Pacific Limited | Allianz Oriental Income | 29. Jan 21 | Buy | AU000000SPL0 | 1,50 AUD | 319.109 | 479.876,11 | AUD |
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