Sheffield Resources : Notification regarding unquoted securities - SFX

About this update from Sheffield Resources Limited

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Announcement Summary For personal use only Entity name SHEFFIELD RESOURCES LIMITED Date of this announcement Friday November 26, 2021 The +securities the subject of this notification are: +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends Total number of +securities to be issued/transferred Total number of ASX +security +securities to be code Security description issued/transferred Issue date SFXAA OPTIONS EXPIRING VARIOUS DATES EX 1,180,000 26/11/2021 VARIOUS PRICES SFXAB PERFORMANCE RIGHTS 3,769,698 26/11/2021 Refer to next page for full details of the announcement Notification of Issue, Conversion or Payment up of Unquoted 1 / 8 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 1 - Entity and announcement details For personal use only 1.1 Name of entity SHEFFIELD RESOURCES LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type Registration number ACN 125811083 1.3 ASX issuer code SFX The announcement is New announcement Date of this announcement 26/11/2021 Notification of Issue, Conversion or Payment up of Unquoted 2 / 8 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 2 - Issue details For personal use only 2.1 The +securities the subject of this notification are: +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: has an existing ASX security code ("existing class") Notification of Issue, Conversion or Payment up of Unquoted 3 / 8 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B For personal use only Additional +securities in an existing class issued under an +employee incentive scheme ASX +security code and description SFXAB : PERFORMANCE RIGHTS Date the +securities the subject of this notification were issued 26/11/2021 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities 1,863,637 Bruce Griffin Farview Solutions Limited 1,906,061 Mark Di Silvio Mark Di Silvio Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Key terms are described in the attached Notice of Meeting: http://www.sheffieldresources.com.au/site/PDF/071dcae2-7928-42d9-87bc-c269895509aa/NoticeofAnnualGeneralMeetin gProxyForm Any other information the entity wishes to provide about the +securities the subject of this notification Notification of Issue, Conversion or Payment up of Unquoted 4 / 8 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Issue details Number of +securities 3,769,698 For personal use only Additional +securities in an existing class issued under an +employee incentive scheme ASX +security code and description SFXAA : OPTIONS EXPIRING VARIOUS DATES EX VARIOUS PRICES Date the +securities the subject of this notification were issued 26/11/2021 Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class Yes Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities 363,636 Bruce Griffin Farview Solutions Limited 336,364 Mark Di Silvio Mark Di Silvio 480,000 Gordon Cowe Trustee for the Ozscot Trust Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms Key terms are described in the attached Notice of Meeting: http://www.sheffieldresources.com.au/site/PDF/071dcae2-7928-42d9-87bc-c269895509aa/NoticeofAnnualGeneralMeetin gProxyForm Any other information the entity wishes to provide about the +securities the subject of this notification Notification of Issue, Conversion or Payment up of Unquoted 5 / 8 This is an excerpt of the original content. To continue reading it, access the original document here .

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