Serko Ltd.NZX: SKO

Ongoing Disclosure Notices - Multiple

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Watch Serko explain itSerko Ltd (SERKF) Q4 2026 Earnings Call · Replay · May 19

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and

Name of listed issuer:

Date this disclosure made:

Date of last disclosure:

Director or senior manager giving disclosure

Full name(s):

Name of listed issuer:

Name of related body corporate (if applicable):

Position held in listed issuer:

Serko Limited (SKO)

2-Jun-22

23-Aug-21

Darrin Grafton

Serko Limited (SKO)

N/A

Chief Executive Officer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Nature of the affected relevant interest(s):

For that relevant interest-

Number held in class before acquisition or disposal:

Number held in class after acquisition or disposal: Current registered holder(s):

Registered holder(s) once transfers are registered:

Ordinary Shares in Serko Limited

  1. Legal owner of unlisted options to acquire ordinary shares in the form of Restricted Share Units.
  2. Indirect interest in Restricted Share Units acquired through a personal relationship with the legal holder.

Any shares granted upon vesting of these relevant interests are subject to a deed restricting the exercise of any voting rights attached. The Restricted Share Units have no voting rights attached.

  1. 68,897 Restricted Share Units
  2. 1, 614 Restricted Share Units
  1. 134,217 Restricted Share Units
  2. 3,044 Restricted Share Units N/A
  1. Darrin Grafton
  2. Donna Bailey

For personal use

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

N/A

relevant interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

Details of transactions requiring disclosure-

only

Date of transaction:

Nature of transaction:

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Number of financial products to which the transaction related:

use

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details-

Whether relevant interests were acquired or disposed of during a closed period:

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

personal

Nature of relevant interest:

For that relevant interest,-

Number held in class:

Current registered holder(s):

For a derivative relevant interest,-

Type of derivative:

For

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

For that derivative relevant interest,-

Parties to the derivative:

2

30-May-22 (Grant Date)

Grant of unlisted Restricted Share Units under Serko Long Term Incentive Scheme 2018.

N/A

Services to Serko. Non-cash consideration valued at $4.61 per Restricted Share Unit.

  1. 65,320 Restricted Share Units
  2. 1,430 Restricted Share Units

N/A

N/A

N/A

Ordinary Shares in Serko Limited

  1. Registered holder and beneficial owner of Ordinary Shares
  2. Registered holder and beneficial owner of Ordinary Shares

By virtue of a personal relationship:

  1. Indirect interest in Ordinary Shares
  2. Indirect interest in Ordinary Shares
  1. 10,867,629 Ordinary Shares
  2. 186,123 Ordinary Shares
  3. 1,217,594 Ordinary Shares
  4. 12,305 Ordinary Shares
  1. Darrin Grafton and Geoffrey Hosking for Grafton Howe #2 Trust
  2. Darrin Grafton
  3. Donna Bailey Trust
  4. Donna Bailey

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

onlyusepersonalFor

Signature of director or officer:

Date of signature:

N/A

2-Jun-22

Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

only

To NZX Limited; and

Name of listed issuer:

Date this disclosure made:

Date of last disclosure:

Director or senior manager giving disclosure

Full name(s):

Name of listed issuer:

Name of related body corporate (if applicable):

Position held in listed issuer:

Serko Limited (SKO)

2-Jun-22

23-Aug-21

Anthony D'Astolfo

Serko Limited (SKO)

N/A

SVP, NORAM

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)

Class of affected quoted financial products:

Nature of the affected relevant interest(s):

For that relevant interest-

Number held in class before acquisition or disposal:

Number held in class after acquisition or disposal:

Current registered holder(s):

Registered holder(s) once transfers are registered:

Ordinary Shares in Serko Limited Legal owner of unlisted options to acquire ordinary shares in the form of Restricted Share Units

  1. 154,388 Restricted Share Units
  2. 138,933 Restricted Share Units
  1. 138,933 Restricted Share Units
  2. 200,319 Restricted Share Units Anthony D'Astolfo
    Anthony D'Astolfo

For personal use

Summary of acquisition or disposal of specified derivatives relevant interest (if applicable)

Type of affected derivative:

N/A

Class of underlying financial products:

N/A

Details of affected derivative-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

N/A

A statement as to whether the derivative is cash settled or physically settled:

N/A

Maturity date of the derivative (if any):

N/A

Expiry date of the derivative(if any):

N/A

The price specified in the terms of the derivative (if any):

N/A

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

N/A

For that derivative,-

Parties to the derivative:

N/A

If the director or senior manager is not a party to the derivative, the nature of the

N/A

relevant interest in the derivative:

Details of transactions giving rise to acquisition or disposal

Total number of transactions to which notice relates:

2

Details of transactions requiring disclosure-

Date of transaction:

only

Nature of transaction:

Name of any other party or parties to the transaction (if known):

The consideration, expressed in New Zealand dollars, paid or received for the

acquisition or disposal. If the consideration was not in cash and cannot be readily by

converted into a cash value, describe the consideration:

Number of financial products to which the transaction related:

use

If the issuer has a financial products trading policy that prohibits directors or senior

managers from trading during any period without written clearance (a closed period)

include the following details-

Whether relevant interests were acquired or disposed of during a closed period:

Whether prior written clearance was provided to allow the acquisition or disposal to

proceed during the closed period:

Date of the prior written clearance (if any):

Summary of other relevant interests after acquisition or disposal:

Class of quoted financial products:

personal

Nature of relevant interest:

For that relevant interest,-

Number held in class:

Current registered holder(s):

For a derivative relevant interest,-

Type of derivative:

Details of derivative,-

The notional value of the derivative (if any) or the notional amount of underlying

financial products (if any):

A statement as to whether the derivative is cash settled or physically settled:

Maturity date of the derivative (if any):

Expiry date of the derivative (if any):

The price's specified terms (if any):

Any other details needed to understand how the amount of the consideration payable

under the derivative or the value of the derivative is affected by the value of the

underlying financial products:

For that derivative relevant interest,-

For

Parties to the derivative:

If the director or senior manager is not a party to the derivative, the nature of the

relevant interest in the derivative:

Certification

I, certify that, to the best of my knowledge and belief, the information contained in this

disclosure is correct and that I am duly authorised to make this disclosure by all persons

for whom it is made.

Signature of director or officer:

Date of signature:

  1. 23-May-22(Allotment Date)
  2. 30-May-22
  1. Allotment of Ordinary Shares upon vesting of Restricted Share Units under Serko Long term Incentive Scheme.
  2. Grant of unlisted Restricted Share Units under Serko Long Term Incentive Scheme 2018.

N/A

  1. Services to Serko. Non-cash consideration valued at $4.15 per Restricted Share Unit ($64,138).
  2. Services to Serko. Non-cash consideration valued at $3.72 per Restricted Share Unit.
  1. 15,455 Restricted Share Units
  2. 61,386 Restricted Share Units

N/A

N/A

N/A

Ordinary Shares in Serko Limited Registered holder and beneficial owner of Ordinary Shares

127,388 Ordinary Shares

Anthony D'Astolfo

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

2-Jun-22

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