FORM 8.1
DEALINGS BY OFFERORS, OFFEREE COMPANIES OR THEIR ASSOCIATES
FOR THEMSELVES OR FOR DISCRETIONARY CLIENTS
(Rules 8.1(a) and (b)(i) of the Takeover Code)
1. KEY INFORMATION
|
Name of person dealing (Note 1) |
The persons listed at Appendix 1 |
|
Company dealt in |
Babcock International Group PLC |
Class of relevant security to which the dealings being disclosed relate (Note 2) |
Ordinary Shares of 60 pence each |
Date of dealing |
29 March 2010 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
|
Long |
Short |
|
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
See interests in relevant securities (following dealings) at Appendix 1 |
|
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
|
Class of relevant security: |
Long |
Short |
|
Number (%) |
Number (%) |
|
|
(1) Relevant securities |
||
|
(2) Derivatives (other than options) |
||
|
(3) Options and agreements to purchase/sell |
||
|
Total |
(c) Rights to subscribe (Note 3)
Class of relevant security: |
Details |
|
|
3. DEALINGS (Note 4)
(a) Purchases and sales
|
Purchase/sale |
Number of securities |
Price per unit (Note 5) |
|
Please refer to the description of dealings in Appendix 1. All dealings are pursuant to Babcock International Group PLC's 2007 LTIP Award. |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 6) |
Number of securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 7) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 5) |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 5) |
|
Please refer to the description of dealings in Appendix 1. All dealings are pursuant to Babcock International Group PLC's 2007 LTIP Award. |
(d) Other dealings (including new securities) (Note 4)
|
Nature of transaction (Note 8)
|
Details |
Price per unit (if applicable) (Note 5) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
Is a Supplemental Form 8 attached? (Note 9) NO
Date of disclosure |
30 March 2010 |
Contact name |
Albert Dungate, Group Company Secretary and General Counsel, Babcock International Group PLC |
Telephone number |
+44 (0)20 7355 5333 |
|
Name of offeree/offeror with which associated |
Babcock International Group PLC |
Specify category and nature of associate status (Note 10) |
All directors of offeror subsidiaries, associates of Babcock International Group PLC |
Notes
The Notes on Form 8.1 can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
APPENDIX 1
Note: Each of the sales referred to below were the sale of sufficient shares to cover resultant tax liability whilst continuing to hold the balance
|
Name of person dealing (Note 1) |
Nature of transaction |
Number of securities |
Price per unit (Note 5) |
Interests and short positions (following dealing) in the class of relevant security dealt in |
|
A Bethel |
Exercise of 2007 LTIP Award |
40,407 |
580.368 pence |
117,387 |
|
A Bethel |
Sale of shares |
16,609 |
580.368 pence |
100,778 |
|
A Dungate |
Exercise of 2007 LTIP Award |
35,468 |
580.368 pence |
196,662 |
|
A Dungate |
Sale of shares |
14,579 |
580.368 pence |
182,083 |
|
M Fellowes |
Exercise of 2006 and 2007 LTIP Award |
15,040 & 25,849 |
580.368 pence |
40,889 |
|
M Fellowes |
Sale of shares |
16,807 |
580.368 pence |
24,082 |
|
J Howie |
Exercise of 2007 LTIP Award |
14,366 |
580.368 pence |
14,810 |
|
J Howie |
Sale of shares |
5,905 |
580.368 pence |
8,905 |
|
F Martinelli |
Exercise of 2007 LTIP Award |
30,529 |
580.368 pence |
100,864 |
|
F Martinelli |
Sale of shares |
12,549 |
580.368 pence |
88,315 |
|
P Rogers |
Exercise of 2007 LTIP Award |
74,528 |
580.368 pence |
741,169 |
|
P Rogers |
Sale of shares |
30,634 |
580.368 pence |
710,535 |
|
N Russell |
Exercise of 2007 LTIP Award |
11,930 |
580.368 pence |
11,930 |
|
N Russell |
Sale of shares |
4,904 |
580.368 pence |
7,026 |
|
W Tame |
Exercise of 2007 LTIP Award |
51,182 |
580.368 pence |
396,084 |
|
W Tame |
Sale of shares |
21,038 |
580.368 pence |
375,046 |
|
K Thomas |
Exercise of 2007 LTIP Award |
37,713 |
580.368 pence |
109,059 |
|
K Thomas |
Sale of shares |
15,502 |
580.368 pence |
93,557 |
|
R Whiley |
Exercise of 2007 LTIP Award |
11,673 |
580.368 pence |
23,479 |
|
R Whiley |
Sale of shares |
4,799 |
580.368 pence |
18,680 |
This information is provided by RNS