Announcement | Lisbon | 20 April 2023
Qualified Holding - Novo Banco, S.A.
PHAROL, SGPS S.A. ("PHAROL") hereby informs, pursuant to the terms and for the purposes of articles 16 of the Portuguese Securities Code and 2 of the Portuguese Securities Commission Regulation no. 5/2008, that received a communication from Novo Banco, S.A., attached hereto.
Date:22 October 2015
ESMA/2015/1597
Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer andto the competent authority)i
- Identity of the issuer or the underlying issuer of existing shares to which voting rights are at- tachedii: Pharol SGPS, S.A.
- Reason for the notification (please tick the appropriate box or boxes):
[x] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name: Novo Banco S.A.
City and country of registered office (if applicable): Lisbon, Por- tugal
- Full name of shareholder(s) (if different from 3.)v:
- Date on which the threshold was crossed or reachedvi: 20th April 2024
- Total positions of person(s) subject to the notification obligation:
% of voting rights at- | % of voting rights | Total number of | ||
through financial instru- | Total of both in % | |||
tached to shares (to- | voting rights of is- | |||
ments | (7.A + 7.B) | |||
tal of 7.A) | suervii | |||
(total of 7.B.1 + 7.B.2) | ||||
Resulting situation | ||||
on the date on which | 0,00% | N.A | 0,00% | 896,512,500 |
threshold was | ||||
crossed or reached | ||||
Position of previous | 9,55% | N.A | 9,55% | |
notification (if appli- | ||||
cable) |
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7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:
A: Voting rights attached to shares
Class/type of | Number of voting rightsix | % of voting rights | ||
shares | ||||
Direct | Indirect | Direct | Indirect | |
ISIN code (if possi- | ||||
(Art 9 of Directive | (Art 10 of Directive | (Art 9 of Directive | (Art 10 of Directive | |
ble) | ||||
2004/109/EC) | 2004/109/EC) | 2004/109/EC) | 2004/109/EC) | |
PHR_PL | 85,665,125 | N.A | 9,55% | N.A |
SUBTOTAL A
85,665,125N.A
9,55%N.A.
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC
Type of financial instrument
Expiration datex
Exercise/ Conversion Periodxi
Number of voting rights that may be acquired if the instrument is exer- cised/ converted.
% of voting rights
SUBTOTAL B.1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
Type of financial | Expiration |
instrument | datex |
Exercise/ Conversion Period xi
Physical or cash | Number of |
settlementxii | voting rights |
% of voting rights
SUBTOTAL B.2
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8. Information in relation to the person subject to the notification obligation (please tick the applica- ble box):
- Person subject to the notification obligation is not controlled by any natural person or legal en- tity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii
[ ] Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv:
Namexv
- of voting rights if it equals or is higher than the notifiable
threshold
- of voting rights through financial in- struments if it equals or is higher than the notifiable threshold
Total of both if it
equals or is higher than the notifiable threshold
9. In case of proxy voting: [name of the proxy holder] will cease to hold [% and number] voting rights as of [date]
N/A.
10. Additional informationxvi:
Done at Lisbon on 20 April 2023.
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