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Neometals : Change of Director's & PDMRs Interest Notices
Neometals : Change of Director's & PDMRs Interest
About this update from Neometals Ltd
20 th June 2022 CHANGE OF DIRECTOR'S & PDMRs INTEREST NOTICES only Emerging battery materials producer, Neometals Ltd (ASX & AIM: NMT) (" Neometals " or "the Company "), advises that the f llowing Directors and Officers have purchased Company shares on-market: • Mr Jason Carone, Company Secretary and CFO - 30,000. • Mr Douglas Ritchie, Non-Executive Director - 25,000. use • Mr Les Guthrie, Non-Executive Director - 15,000. • Ms Rachel Rees , Company Secretary and CFO - 5,000. The above Directors and Officers are classified as "persons discharging managerial responsibilities" for the purposes of the United Kingdom's Market Abuse Regulation ( PDMRs ). The Appendix 3Y forms in respect of the Directors' share transactions are attached. personal The Company advises that the Officers listed below, who are also PDMRs, the following change of interest information: Mr Carone, Company Secretary and Chief Financial Officer, purchased 30,000 ordinary shares on market on 17 June 2022 for an average price of A$0.96 per share. Following the purchase, Mr Carone, holds 515,000 ordinary shares in the Company. Ms Rees, Company Secretary and Chief Financial Officer(whilst Mr Carone is on long service leave), purchased 5,000 ordinary shares onmarket on 17 June 2022 for an average price of A$0.96 per share. Followingthe purchase ,Ms Rees, holds 5,000 ordinary hares in the Company. Authorised on behalf of Neometals by Christopher Reed, Managing Director. ENDS For ACN 099 116 361 Locked Bag 8 T: +61 8 9322 1182 [email protected] Level 1, 1292 Hay Street West Perth WA 6872 F: +61 8 9321 0556 neometals.com.au West Perth WA 6005 Appendix 3Y Change of Director's Interest Notice Appendix 3Y Rule 3.19A.2 For personal use only Change of Director's Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity: Neometals Ltd ABN 89 099 116 631 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Douglas Campbell Walter Ritchie Date of last notice 13 October 2021 Part 1 - Change of director's relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part. Direct or indirect interest Indirect Nature of indirect interest Director/Secretary Note: Provide details of the circumstances giving rise to the relevant (including r g stered holder) Pleiades Partners Pty Ltd Date of change Shareholder interest. 184,819 Ordinary Fully Paid No. of securities held prior to change 16 June 2022 Pleiades Partners Pty Ltd 55,450 NED 2022 Performance Rights Class Ordinary fully paid Number acquired 25,000 Number disposed $23,830.83 Note: If consideration is non-cash, provide details and estimated Value/Considerat on - valuation No. of securities held after change 209,819 Ordinary Fully Paid Pleiades Partners Pty Ltd 55,450 NED 2022 Performance Rights + See chapter 19 for defined terms. Appendix 3Y Page 1 01/01/2011 For personal use only Appendix 3Y Change of Director's Interest Notice Example: Nature on of -market change trade,off-market trade, exercise of options, issue On-market trade of securities under dividend reinvestment plan, participation in buy- back Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part. Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which Note: interest Details related are only prior required to for change a contract in relation to which the interest has changed Interest acquired Interest disposed Note: Value/Consideration If consideration is non-cash, provide details and an estimated valuation Interest after change Part 3 - + Closed period Were the interests in the securities or contracts detailed No above traded during a + closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? If prior written clearance was provided, on what date was N/A this provided? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2 Appendix 3Y Change of Director's Interest Notice Appendix 3Y Rule 3.19A.2 For personal use only Change of Director's Interest Notice Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public. Introduced 30/09/01 Amended 01/01/11 Name of entity Neometals Ltd ABN 89 099 116 631 We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act. Name of Director Les Guthrie Date of last notice 13 October 2021 Part 1 - Change of director's relevant interests in securities In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part. Direct or indirect interest Indirect Nature of indirect interest ATF Guthrie Family Super Fund Note: Provide details of the circumstances giving rise to the relevant (including r g stered holder) LGSG Investments Pty Ltd interest. Director/Secretary Date of change Beneficiary of the Super Fund No. of securities held prior to change ATF Guthrie Family Super Fund 16 June 2022 LGSG Investments Pty Ltd 205,267 Ordinary Fully Paid 11,090 NED 2022 Performance Rights Class Ordinary fully paid Number acquired 15,000 Number disposed $15,224.96 Note: If consideration is non-cash, provide details and estimated Value/Considerat on - valuation + See chapter 19 for defined terms. Appendix 3Y Page 1 01/01/2011 For personal use only Appendix 3Y Change of Director's Interest Notice ATF Guthrie Family Super Fund No. of securities held after change LGSG Investments Pty Ltd 220,267 Ordinary Fully Paid 11,090 NED 2022 Performance Rights Example: Nature on of -market change trade,off-market trade, exercise of options, issue On market trade of securities under dividend reinvestment plan, participation in buy- back Part 2 - Change of director's interests in contracts Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part. Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which Note: interest Details related are only prior required to for change a contract in relation to which the interest has changed Interest acquired Interest disposed Note: Value/Consideration If consideration is non-cash, provide details and an estimated valuation Interest after change Part 3 - + Closed period Were the interests in the securities or contracts detailed No above traded during a + closed period where prior written clearance was required? If so, was prior written clearance provided to allow the N/A trade to proceed during this period? + See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 2 This is an excerpt of the original content. To continue reading it, access the original document here .