Form 605
Corporations Law
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme NAVIGATOR GLOBAL INVESTMENTS LIMITED
ACN/ARSN | 101 585 737 | |
1. Details of substantial holder (1) | ||
Name | UBS Group AG and its related bodies corporate | |
ACN/ARSN (if applicable): | ||
The holder ceased to be a substantial shareholder on | 2 May 2019 | |
The previous notice was given to the company on | 1 May 2019 | |
The previous notice was dated | 29 April 2019 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of Change | Consideration | Class (6) and | Person's |
change | relevant interest | (4) | given in | Number of | votes |
changed | relation to | securities affected | affected | ||
change (5) | |||||
Please see Appendix A. | |||||
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/
SIGNATURE
Print Name: | Philip Alexander | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 6 May 2019 | |||
Print Name: | Joanne Chan | Capacity: | Authorised signatory | ||
Sign Here: | Date: | 6 May 2019 | |||
Contact details for this notice:
-----------------------------------------------------
Philip Alexander
Compliance & Operational Risk Control
(T)+852 2971 6074
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NGI - Appendix A | |||||
Date of change | Person whose relevant interest changed | Nature of Change | Consideration given in | Number of securities | Class |
relation to change | |||||
30-Apr-19 | UBS Securities Australia Ltd | Buy | 8,632 | 2,142 | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Sell | 35,567 | (8,765) | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Buy | 217,640 | 53,878 | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Sell | 21,632 | (5,315) | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Sell | 5,838 | (1,455) | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Buy | 2,977 | 735 | Ordinary |
30-Apr-19 | UBS Securities Australia Ltd | Buy | 850 | 212 | Ordinary |
01-May-19 | UBS Securities Australia Ltd | Buy | 7,940 | 1,975 | Ordinary |
01-May-19 | UBS Securities Australia Ltd | Sell | 110,755 | (26,915) | Ordinary |
01-May-19 | UBS Securities Australia Ltd | Buy | 114,259 | 28,059 | Ordinary |
01-May-19 | UBS Securities Australia Ltd | Sell | 10,968 | (2,675) | Ordinary |
01-May-19 | UBS Securities Australia Ltd | Buy | 16,371 | 3,950 | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Buy | 74,353 | 18,375 | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Sell | 27,194 | (6,727) | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Sell | 396 | (98) | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Sell | 4,270 | (1,055) | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Sell | 3,642 | (900) | Ordinary |
02-May-19 | UBS Securities Australia Ltd | Buy | 3,642 | 900 | Ordinary |
02-May-19 | UBS AG London Branch | Stock returned | N/A | (1,290,275) | Ordinary |
02-May-19 | UBS Asset Management | Sell | 125,616 | (31,064) | Ordinary |