TSE Prime: 8698
Financial Results for Fiscal Year Ending March 31, 2026
May 12, 2026
Table of Contents P.1- Market & Transaction Data P.2 ~ P.8
- Financial Data P.9 ~ P.23
This is an English translation of Japanese presentation material prepared in connection with the disclosure of the financial results of Monex Group, Inc. It includes information derived from the consolidated financial statements of Monex Group, Inc. which are prepared in accordance with International Financial Reporting Standards (“IFRSs”). This material is not intended to recommend, conduct solicitation for any product or service, etc.
This presentation material contains forward-looking statements that are based on our current expectations, assumptions, estimates and projections about our industry and us. These forward-looking statements are subject to various risks and uncertainties. Generally, these forward-looking statements can be identified by the use of terms such as "may" "will" "expect" "anticipate" "estimate" "plan" and other similar words. These statements discuss future expectations, identify strategies, contain projections of results of operations or of our financial condition and state other "forward-looking" information. Our operations are subject to risks, uncertainties and other factors that could cause our actual results to differ materially from those contained in any forward-looking statement.
© Monex Group, Inc. 1
I. Market & Transaction Data© Monex Group, Inc. 2
Market and Transaction Data (1) Online Brokerage Business Segment - TradeStation
FYE Mar. 2024 | FYE Mar. 2025 | FYE Mar. 2026 | ||||||||
4Q | 1Q | 2Q | 3Q | 4Q | 1Q | 2Q | 3Q | 4Q | ||
Online Brokerage Business Segment - TradeStation Group | ||||||||||
Customers’ Assets in Custody (JPY million) (*1) | 1,825,064 | 2,008,875 | 1,839,080 | 2,118,031 | 1,871,145 | 1,889,189 | 2,087,572 | 2,164,351 | 2,075,410 | |
Customers’ Assets in Custody (USD million) | 12,057 | 12,486 | 12,802 | 13,502 | 12,477 | 13,119 | 14,110 | 13,836 | 13,075 | |
Total Customer Cash (JPY million) (*2) | 386,798 | 398,422 | 361,065 | 400,317 | 378,227 | 350,357 | 361,777 | 389,300 | 392,804 | |
Total Customer Cash (USD million) (*2) | 2,555 | 2,476 | 2,513 | 2,552 | 2,522 | 2,433 | 2,445 | 2,489 | 2,475 | |
Total Accounts（account） | 168,366 | 155,529 | 151,112 | 148,947 | 152,952 | 152,370 | 151,081 | 150,491 | 149,302 | |
DARTs (trade) (*3) | Equities | 128,762 | 133,422 | 119,227 | 114,063 | 119,487 | 109,758 | 116,475 | 128,982 | 138,934 |
Options | 31,739 | 29,132 | 32,440 | 30,354 | 32,327 | 33,105 | 36,345 | 38,376 | 40,298 | |
Futures | 76,635 | 74,171 | 74,647 | 66,630 | 86,558 | 82,735 | 66,533 | 78,238 | 84,427 | |
VIX | VIX Close Average | 13.7 | 14.03 | 17.17 | 17.36 | 18.52 | 23.56 | 15.98 | 17.75 | 20.34 |
Federal Funds Rate (*4) | 5.50% | 5.50% | 5.00% | 4.50% | 4.50% | 4.50% | 4.25% | 3.75% | 3.75% | |
(*1) Customers’ Assets in custody of TradeStation Group, Inc. include the balance of foreign stocks and deposits. (*2) The average of month-end balances for the three months in each quarter.
(*3) At the time of monthly disclosure for Mar. 2025, it was founded that Daily Average Revenue Trades (DARTs) of equities were previously under-reported by 4-7% for the months of January 2024 through February 2025. DARTs data was restated to correct the previous under-reported data. The restatement of DARTs data had no impact on results reported in Monex Group’s financial statements.
(*4) Federal funds rate is based on the rate as of the end of the final month of each quarter.
© Monex Group, Inc.
3
Market and Transaction Data (2) Online Brokerage Business Segment
- Equity-method affiliate Monex, Inc.
FYE Mar. 2024 | FYE Mar. 2025 | FYE Mar. 2026 | |||||||
4Q | 1Q | 2Q | 3Q | 4Q | 1Q | 2Q | 3Q | 4Q | |
Customers’ Assets in Custody (JPY million）(*1) | |||||||||
Equities | 5,028,614 | 5,190,171 | 4,947,206 | 5,221,261 | 5,065,669 | 5,429,730 | 5,909,048 | 6,230,221 | 6,392,095 |
Bonds | 147,466 | 163,159 | 169,090 | 173,954 | 178,222 | 187,552 | 222,927 | 239,098 | 265,836 |
Mutual Funds | 2,491,830 | 2,695,487 | 2,649,768 | 2,850,651 | 2,773,793 | 2,970,453 | 3,286,190 | 3,589,541 | 3,563,550 |
Others | 655,939 | 624,580 | 562,332 | 673,242 | 525,065 | 565,151 | 620,325 | 641,041 | 623,831 |
Total | 8,323,849 | 8,673,397 | 8,328,396 | 8,919,107 | 8,542,749 | 9,152,886 | 10,038,489 | 10,699,901 | 10,845,312 |
Number of accounts（account） | |||||||||
Total accounts(*2) | 2,598,260 | 2,627,083 | 2,654,985 | 2,680,616 | 2,722,796 | 2,744,687 | 2,779,736 | 2,825,113 | 2,925,479 |
Active accounts (*3) | 1,473,561 | 1,487,713 | 1,500,626 | 1,515,658 | 1,532,819 | 1,545,547 | 1,559,584 | 1,580,979 | 1,622,402 |
Customer distribution（active accounts, by age group, ％）(*4) | |||||||||
Under 30 | 18.0 | 17.9 | 17.7 | 17.3 | 17.6 | 17.6 | 17.5 | 17.6 | 17.8 |
40s and 50s | 50.7 | 50.6 | 50.5 | 50.3 | 50.2 | 50.0 | 49.8 | 49.7 | 49.7 |
Over 60 | 31 | 31.2 | 31.5 | 32.1 | 31.9 | 32.1 | 32.3 | 32.4 | 32.1 |
Corporation | 0.3 | 0.3 | 0.3 | 0.3 | 0.3 | 0.3 | 0.3 | 0.3 | 0.3 |
Capital Adequacy Ratio | |||||||||
Non-fixed capital (JPY million) | 39,209 | 39,982 | 41,577 | 42,775 | 38,989 | 40,017 | 40,179 | 39,917 | 36,204 |
Risk asset amount(JPY million) | 12,619 | 13,265 | 12,299 | 12,864 | 13,168 | 12,754 | 13,040 | 13,710 | 15,009 |
Capital adequacy ratio (%) | 310.60% | 301.40% | 338.00% | 332.50% | 296.00% | 313.70% | 308.10% | 291.10% | 241.20% |
(*1) Customers’ Assets in custody of Monex Inc. include the balance of foreign stocks and deposits of other group companies. (*2) Total accounts refers to the sum of brokerage accounts and FX-only accounts.
(*3) Active accounts (including margin accounts and FX accounts) mean the accounts with balance (collateral or margin balance for margin accounts, collateral for FX accounts) or the accounts which have traded more than once (including withdrawal) in the past 1 year.
(*4) Number of active accounts excludes FX-only accounts.
© Monex Group, Inc. 4