Business
Metcash : Change in substantial holding from PDL
Metcash : Change in substantial holding from
About this update from Metcash Limited
For personal use only Pendal Group Limited Level 14, The Chifley Tower 2 Chifley Square Sydney NSW 2000 Australia ABN 28 126 385 822 Company Announcements Platform Australian Securities Exchange Limited 20 Bridge Street SYDNEY NSW 2000 17 March 2022 Dear Sir/Madam Re: Notice of Change of Interests of Substantial Holder In accordance with section 671B of the Corporations Act 2001 (Cth), we attach a Notice of Change of Interests of Substantial Holder (Form 604) in respect of Metcash Limited ( MTS ). Yours faithfully Joanne Hawkins Group Company Secretary {00015748.docx} 1 For personal use only Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To Company Name/Scheme METCASH LIMITED (MTS) ACN/ARSN ACN 112 073 480 1. Details of substantial holder (1) Name PENDAL GROUP LIMITED (PDL) ACN/ARSN (if applicable) ACN 126 385 822 There was a change in the interests of the substantial holder on 15/03/2022 The previous notice was given to the company on 18/08/2021 The previous notice was dated 16/08/2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice in the company or scheme, are as follows: Class of securities (4) Previous Notice Present Notice Person's votes Voting Power (5) Person's votes Voting Power (5) Ordinary Shares 111,806,922 10.94% 95,623,832 9.90% 3. Changes in relevant interests Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of change Person whose relevant interest Nature of Consideration Class and Person's changed change (6) given in number of votes relation to securities affected change (7) affected 15/03/2022 PDL & its Associates, Pendal Fund See Annexure See Annexure See Annexure See Services Limited, Pendal Institutional 'A' 'A' 'A' Annexure 'A' Limited Page 1 For personal use only 4. Present relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Holder of relevant Registered Person entitled Nature of Class and Person's votes interest holder of to be registered relevant interest Number of securities as holder (8) (6) securities Pendal Fund Services HSBC Custody HSBC Custody Pendal Fund 35,655,716 35,655,716 Limited * Nominees Nominees Services Limited Ordinary (Australia) (Australia) is the trustee or Limited. Limited. responsible UBS Wealth UBS Wealth entity of various managed Management Management investment schemes and, in that capacity, can exercise the power to vote or dispose of the shares. Pendal Institutional Pendal 59,968,116 59,968,116 Limited BNP Fund BNP Fund Institutional Ordinary Services Pty Services Pty Limited is the Limited Limited investment Citicorp manager Citicorp appointed by Nominees Pty Nominees Pty various Limited Limited superannuation HSBC Custody HSBC Custody funds, institutional Nominees Nominees investors and (Australia) (Australia) unit trusts and, Limited. Limited. in that capacity, can exercise the JP Morgan JP Morgan power to vote or Chase Bank Chase Bank dispose of the National National shares. Custodian Custodian Nominees Nominees Northern Trust Northern Trust Company Company Limited Limited Mitsubishi UFJ Mitsubishi UFJ Investor Investor Services & Services & Banking Banking (Luxembourg) (Luxembourg) S.A. S.A. State Street State Street Australia Australia Limited Limited Pendal Fund Services Limited has appointed Pendal Institutional Limited to act as the investment manager of the trusts of which it is responsible entity, giving Pendal Institutional Limited the capacity to exercise the power to vote or dispose of the shares. Pendal Institutional Limited therefore also has a relevant interest in shares in which Pendal Fund Services Limited has a relevant interest. Page 2 For personal use only 5. Changes in association The persons who have become associates (2) of, or ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association 6. Addresses The addresses of persons named in this form are as follows: Name Address Pendal Group Limited (PDL) Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Pendal Fund Services Limited Level 14, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Pendal Institutional Limited Level 14, Chifley Tower, 2 Chifley Square SYDNEY NSW 2000 METCASH LIMITED (MTS) The Company Secretary, METCASH LIMITED (MTS) 1 Thomas Holt Drive MACQUARIE PARK NSW 2113 Signature Print name Joanne Hawkins Capacity Company Secretary Sign here Date 17/03/2022 Page 3 For personal use only DIRECTIONS If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. See the definition of "associate" in section 9 of the Corporations Act 2001. See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. The voting shares of a company constitute one class unless divided into separate classes. The person's votes divided by the total votes in the body corporate scheme multiplied by 100. Include details of: any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. If the substantial holder is unable to determine the identity of the person (e.g. if the relevant interest arises because of an option) write "unknown". Give details, if appropriate, of the present association and any changes in that association since the last substantial holding notice. Page 4 This is an excerpt of the original content. To continue reading it, access the original document here .