Form 604
Corporations Act 2001
Section 671B
Notice of Change of Interests of Substantial Holder
To: LYNAS RARE EARTHS LIMITED
ACN/ARSN:
1. Details of substantial holder (1) | ||
only | ||
Name: FMR LLC and the entities listed in Annexure A ("FMR") | ||
ACN/ARSN (if applicable) | ||
There was a change in the interests of the substantial holder on | 14 | January 2022 |
The previous notice was given to the company on | 29 | September 2021 |
The previous notice was dated | 29 | September 2021 |
2. Previous and present voting power
use | |||||
The total number of votes attached to all the voting shares in the company or voting interests in the | |||||
scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, | |||||
and when now required, to give a substantial holding notice to the company or scheme, are as follows: | |||||
Class of | Previous Notice | Previous Notice | Present Notice | Present Notice | |
Securities (4) | Person's votes | Voting Power (5) | Person's votes | Voting Power (5) | |
AMERICAN | 2,693,008 | 0.30% | 2,554,635 | 0.28% | |
DEPOSIT | |||||
RECEIPT | |||||
COMMON | 64,985,776 | 7.20% | 55,767,428 | 6.18% | |
STOCK |
3. Changes in relevant interests
personal | Change | change (6) | relation to | securities affected | affected | |||
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an | ||||||||
associate in voting securities of the company or scheme, since the substantial holder was last required to | ||||||||
give a substantial holding notice to the company or scheme are as follows: | ||||||||
Person | Consideration | |||||||
whose | ||||||||
Date of | Nature of | given in | Class and number of | Person's votes | ||||
relevant | ||||||||
For | interest | change (7) | ||||||
changed | ||||||||
USD | AMERICAN DEPOSIT | AMERICAN DEPOSIT | ||||||
RECEIPT | RECEIPT | |||||||
28-09-2021 | FMR | BUY | 5.0900 | 5,440 | 5,440 | |||
29-09-2021 | FMR | BUY | 4.8750 | 20,609 | 20,609 | |||
30-09-2021 | FMR | BUY | 4.7600 | 9,462 | 9,462 | |||
01-10-2021 | FMR | BUY | 4.7965 | 3,677 | 3,677 | |||
04-10-2021 | FMR | BUY | 4.6600 | 2,481 | 2,481 | |||
05-10-2021 | FMR | BUY | 4.7600 | 354 | 354 |
For personal use only
06-10-2021
07-10-2021
08-10-2021
11-10-2021
12-10-2021
13-10-2021
14-10-2021
15-10-2021
18-10-2021
19-10-2021
20-10-2021
21-10-2021
22-10-2021
25-10-2021
26-10-2021
27-10-2021
28-10-2021
29-10-2021
01-11-2021
02-11-2021
03-11-2021
04-11-2021
05-11-2021
08-11-2021
09-11-2021
10-11-2021
11-11-2021
12-11-2021
15-11-2021
16-11-2021
17-11-2021
18-11-2021
19-11-2021
22-11-2021
23-11-2021
24-11-2021
26-11-2021
29-11-2021
30-11-2021
01-12-2021
02-12-2021
03-12-2021
06-12-2021
07-12-2021
08-12-2021
FMR | SELL | 4.5700 | 679 | 679 |
FMR | BUY | 4.7735 | 69 | 69 |
FMR | BUY | 4.7600 | 184 | 184 |
FMR | SELL | 4.7870 | 14,292 | 14,292 |
FMR | SELL | 4.8100 | 17,739 | 17,739 |
FMR | SELL | 4.7900 | 19,443 | 19,443 |
FMR | SELL | 5.0600 | 30,672 | 30,672 |
FMR | SELL | 5.1300 | 10,440 | 10,440 |
FMR | SELL | 5.3750 | 5,395 | 5,395 |
FMR | SELL | 5.4950 | 7,222 | 7,222 |
FMR | SELL | 5.5380 | 6,749 | 6,749 |
FMR | SELL | 5.5050 | 833 | 833 |
FMR | SELL | 5.0400 | 2,786 | 2,786 |
FMR | SELL | 5.2700 | 17,708 | 17,708 |
FMR | BUY | 5.3895 | 2,438 | 2,438 |
FMR | BUY | 5.4468 | 6,406 | 6,406 |
FMR | SELL | 5.4200 | 1,963 | 1,963 |
FMR | SELL | 5.4700 | 1,990 | 1,990 |
FMR | SELL | 5.5550 | 1,685 | 1,685 |
FMR | SELL | 5.3100 | 9,569 | 9,569 |
FMR | BUY | 5.3700 | 3,624 | 3,624 |
FMR | BUY | 5.3800 | 5,549 | 5,549 |
FMR | BUY | 5.3540 | 442 | 442 |
FMR | BUY | 5.3500 | 582 | 582 |
FMR | BUY | 5.7000 | 5,945 | 5,945 |
FMR | BUY | 5.6101 | 6,361 | 6,361 |
FMR | BUY | 5.7300 | 3,356 | 3,356 |
FMR | BUY | 5.9000 | 2,341 | 2,341 |
FMR | BUY | 5.8900 | 11,477 | 11,477 |
FMR | BUY | 5.7800 | 4,556 | 4,556 |
FMR | BUY | 5.8900 | 3,217 | 3,217 |
FMR | BUY | 6.0100 | 8,743 | 8,743 |
FMR | SELL | 5.9360 | 69 | 69 |
FMR | BUY | 6.1900 | 10,914 | 10,914 |
FMR | BUY | 6.1999 | 3,629 | 3,629 |
FMR | BUY | 6.2500 | 10,582 | 10,582 |
FMR | BUY | 5.9240 | 9,317 | 9,317 |
FMR | BUY | 6.1050 | 16,004 | 16,004 |
FMR | BUY | 6.2300 | 8,644 | 8,644 |
FMR | BUY | 6.4100 | 7,805 | 7,805 |
FMR | BUY | 6.5350 | 385 | 385 |
FMR | BUY | 6.4450 | 6,301 | 6,301 |
FMR | BUY | 6.5700 | 10,319 | 10,319 |
FMR | BUY | 6.4780 | 5,704 | 5,704 |
FMR | BUY | 6.7600 | 6,904 | 6,904 |
For personal use only
09-12-2021 | FMR | BUY | 6.6600 | 4,381 | 4,381 | |||
10-12-2021 | FMR | BUY | 6.5935 | 5,446 | 5,446 | |||
13-12-2021 | FMR | BUY | 6.4000 | 15,067 | 15,067 | |||
14-12-2021 | FMR | BUY | 6.5600 | 6,376 | 6,376 | |||
15-12-2021 | FMR | BUY | 6.5300 | 5,265 | 5,265 | |||
16-12-2021 | FMR | BUY | 6.6100 | 2,550 | 2,550 | |||
17-12-2021 | FMR | SELL | 6.3600 | 13,076 | 13,076 | |||
20-12-2021 | FMR | SELL | 6.2600 | 45,022 | 45,022 | |||
21-12-2021 | FMR | SELL | 6.4300 | 3,773 | 3,773 | |||
22-12-2021 | FMR | SELL | 6.7700 | 24,585 | 24,585 | |||
23-12-2021 | FMR | SELL | 6.9300 | 55,462 | 55,462 | |||
27-12-2021 | FMR | SELL | 7.1100 | 16,140 | 16,140 | |||
28-12-2021 | FMR | SELL | 7.1500 | 4,433 | 4,433 | |||
29-12-2021 | FMR | BUY | 7.3800 | 374 | 374 | |||
30-12-2021 | FMR | BUY | 7.4700 | 603 | 603 | |||
31-12-2021 | FMR | SELL | 7.4300 | 4,306 | 4,306 | |||
03-01-2022 | FMR | SELL | 7.4100 | 16,335 | 16,335 | |||
04-01-2022 | FMR | SELL | 8.0585 | 1,438 | 1,438 | |||
05-01-2022 | FMR | BUY | 8.0000 | 151 | 151 | |||
06-01-2022 | FMR | SELL | 7.7700 | 5,486 | 5,486 | |||
07-01-2022 | FMR | SELL | 7.9000 | 259 | 259 | |||
10-01-2022 | FMR | SELL | 7.9300 | 14,022 | 14,022 | |||
11-01-2022 | FMR | SELL | 8.0200 | 5,946 | 5,946 | |||
12-01-2022 | FMR | SELL | 8.1650 | 5,405 | 5,405 | |||
13-01-2022 | FMR | SELL | 8.0900 | 8,976 | 8,976 | |||
14-01-2022 | FMR | SELL | 8.0780 | 8,509 | 8,509 | |||
Total Buys | 244,034 | 244,034 | ||||||
Total Sells | (382,407) | (382,407) | ||||||
Total | (138,373) | (138,373) | ||||||
Movement | ||||||||
Person | Class and | |||||||
whose | Consideration | |||||||
Date of | Nature of | number of | Person's votes | |||||
relevant | given in relation to | |||||||
Change | change (6) | securities | affected | |||||
interest | change (7) | |||||||
affected | ||||||||
changed | ||||||||
AUD | Common Stock | Common Stock | ||||||
28-09-2021 | FMR | BUY | 7.0249 | 56,880 | 56,880 | |||
28-09-2021 | FMR | BUY | 7.0249 | 38,511 | 38,511 | |||
28-09-2021 | FMR | BUY | 7.0249 | 293,642 | 293,642 | |||
28-09-2021 | FMR | BUY | 7.0249 | 151,433 | 151,433 | |||
28-09-2021 | FMR | BUY | 7.0249 | 76,175 | 76,175 | |||
29-09-2021 | FMR | BUY | 6.8287 | 22,328 | 22,328 | |||
29-09-2021 | FMR | SELL | 6.6800 | 24,671 | 24,671 | |||
01-10-2021 | FMR | BUY | 6.5300 | 14,247 | 14,247 | |||
For personal use only
04-10-2021
07-10-2021
07-10-2021
07-10-2021
18-10-2021
19-10-2021
20-10-2021
27-10-2021
29-10-2021
02-11-2021
02-11-2021
03-11-2021
03-11-2021
03-11-2021
04-11-2021
05-11-2021
09-11-2021
09-11-2021
09-11-2021
09-11-2021
11-11-2021
12-11-2021
16-11-2021
17-11-2021
17-11-2021
17-11-2021
17-11-2021
18-11-2021
19-11-2021
19-11-2021
26-11-2021
29-11-2021
30-11-2021
30-11-2021
30-11-2021
30-11-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
01-12-2021
FMR | BUY | 6.6800 | 883 | 883 |
FMR | BUY | 6.3200 | 157 | 157 |
FMR | BUY | 6.3390 | 15,394 | 15,394 |
FMR | SELL | 6.3200 | 157 | 157 |
FMR | BUY | 7.1000 | 14,493 | 14,493 |
FMR | SELL | 7.3000 | 76 | 76 |
FMR | SELL | 7.3900 | 59,000 | 59,000 |
FMR | SELL | 7.3300 | 43,387 | 43,387 |
FMR | SELL | 7.3300 | 1,300 | 1,300 |
FMR | BUY | 7.5900 | 3,211 | 3,211 |
FMR | BUY | 7.5900 | 515 | 515 |
FMR | BUY | 7.2868 | 1,723 | 1,723 |
FMR | SELL | 7.3000 | 4,680 | 4,680 |
FMR | SELL | 7.2952 | 19,699 | 19,699 |
FMR | BUY | 7.3500 | 1,719 | 1,719 |
FMR | BUY | 7.5000 | 15,389 | 15,389 |
FMR | BUY | 7.8103 | 55,050 | 55,050 |
FMR | BUY | 7.8103 | 418,734 | 418,734 |
FMR | BUY | 7.8103 | 202,617 | 202,617 |
FMR | BUY | 7.8103 | 145,482 | 145,482 |
FMR | BUY | 7.7536 | 74,488 | 74,488 |
FMR | BUY | 8.0500 | 7,548 | 7,548 |
FMR | BUY | 7.9508 | 15,697 | 15,697 |
FMR | BUY | 8.0600 | 1,041 | 1,041 |
FMR | BUY | 8.1400 | 5,489 | 5,489 |
FMR | SELL | 8.0117 | 19,516 | 19,516 |
FMR | SELL | 8.0600 | 1,041 | 1,041 |
FMR | SELL | 8.2000 | 140 | 140 |
FMR | SELL | 8.2600 | 1,742 | 1,742 |
FMR | SELL | 8.2200 | 72 | 72 |
FMR | SELL | 8.4500 | 1,719 | 1,719 |
FMR | SELL | 8.5000 | 2,104 | 2,104 |
FMR | BUY | 8.8909 | 76,500 | 76,500 |
FMR | BUY | 8.9250 | 177,452 | 177,452 |
FMR | BUY | 8.8909 | 14,026 | 14,026 |
FMR | BUY | 8.9250 | 32,493 | 32,493 |
FMR | BUY | 9.0381 | 224,514 | 224,514 |
FMR | BUY | 9.0381 | 666 | 666 |
FMR | BUY | 9.0381 | 113,989 | 113,989 |
FMR | BUY | 9.0381 | 166,152 | 166,152 |
FMR | BUY | 9.0381 | 37,481 | 37,481 |
FMR | BUY | 9.0381 | 7,919 | 7,919 |
FMR | BUY | 9.0381 | 294,735 | 294,735 |
For personal use only
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
02-12-2021
03-12-2021
03-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
06-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
07-12-2021
FMR | BUY | 9.1000 | 78,023 | 78,023 |
FMR | BUY | 9.0993 | 137,300 | 137,300 |
FMR | BUY | 9.1000 | 39,836 | 39,836 |
FMR | BUY | 9.0993 | 69,746 | 69,746 |
FMR | BUY | 9.1000 | 58,104 | 58,104 |
FMR | BUY | 9.0993 | 101,300 | 101,300 |
FMR | BUY | 9.1000 | 13,962 | 13,962 |
FMR | BUY | 9.0993 | 22,000 | 22,000 |
FMR | BUY | 9.0993 | 589 | 589 |
FMR | BUY | 9.1000 | 2,900 | 2,900 |
FMR | BUY | 9.0993 | 4,700 | 4,700 |
FMR | BUY | 9.1000 | 107,175 | 107,175 |
FMR | BUY | 9.0993 | 175,600 | 175,600 |
FMR | BUY | 9.1500 | 643 | 643 |
FMR | TRANSITION | 9.2400 | 94,550 | 94,550 |
OUT | ||||
FMR | BUY | 9.2600 | 25,400 | 25,400 |
FMR | BUY | 9.2550 | 78,567 | 78,567 |
FMR | BUY | 9.1994 | 111,700 | 111,700 |
FMR | BUY | 9.2600 | 15,100 | 15,100 |
FMR | BUY | 9.2550 | 28,058 | 28,058 |
FMR | BUY | 9.1994 | 66,700 | 66,700 |
FMR | BUY | 9.2600 | 21,900 | 21,900 |
FMR | BUY | 9.2550 | 40,513 | 40,513 |
FMR | BUY | 9.1994 | 96,300 | 96,300 |
FMR | BUY | 9.2600 | 4,800 | 4,800 |
FMR | BUY | 9.2550 | 8,584 | 8,584 |
FMR | BUY | 9.1994 | 21,000 | 21,000 |
FMR | BUY | 9.2600 | 1,021 | 1,021 |
FMR | BUY | 9.2550 | 1,973 | 1,973 |
FMR | BUY | 9.1994 | 4,610 | 4,610 |
FMR | BUY | 9.2600 | 38,700 | 38,700 |
FMR | BUY | 9.2550 | 71,744 | 71,744 |
FMR | BUY | 9.1994 | 170,800 | 170,800 |
FMR | BUY | 9.1600 | 5,100 | 5,100 |
FMR | BUY | 8.9893 | 175,511 | 175,511 |
FMR | BUY | 9.1600 | 3,000 | 3,000 |
FMR | BUY | 8.9893 | 104,899 | 104,899 |
FMR | BUY | 9.1600 | 4,361 | 4,361 |
FMR | BUY | 8.9893 | 151,308 | 151,308 |
FMR | BUY | 9.1600 | 900 | 900 |
FMR | BUY | 8.9893 | 33,020 | 33,020 |
FMR | BUY | 9.1600 | 800 | 800 |
FMR | BUY | 8.9893 | 6,700 | 6,700 |
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