For personal use only
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | HUB24 Limited |
ABN | 87 124 891 685 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Andrew Alcock |
Date of last notice | 27 August 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct interest |
Nature of indirect interest | N/A |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | |
interest. | |
Date of change | 23 December 2021 |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held prior to change | 1,070,924 Shares | |||
34,851 Performance rights to acquire fully | ||||
paid shares issued 30 November | ||||
2016 | (as | per | shareholder | |
approval at the AGM held 29 | ||||
November 2016). | ||||
23,897 Performance rights to acquire fully | ||||
paid shares issued 11 December | ||||
2017 | (as | per | shareholder | |
approval at the AGM held 20 | ||||
November 2017). |
51,186 Options to acquire fully paid shares issued 12 December 2018 (as per shareholder approval at the AGM held 29 November 2018).
104,072 Performance rights to acquire fully paid shares issued 12
December 2018 (as per shareholder approval at the AGM held 20 November 2018).
54,764 Options to acquire fully paid shares issued 25 November 2019 (as per shareholder approval at the AGM held 19 November 2019).
21,932 Performance rights to acquire fully paid shares issued 25 November 2019 (as per shareholder approval at the AGM held 19 November 2019).
33,558 Options to acquire fully paid shares issued 24 December 2020 (as per shareholder approval at the AGM held 26 November 2020).
31,395 Performance rights to acquire fully paid shares issued 24 December 2020 (as per shareholder approval at the AGM held 26 November 2020).
270,000 Special performance rights to acquire fully paid shares issued 24 December 2020 (as per shareholder approval at the AGM held 26 November 2020).
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y | ||||
Change of Director's Interest Notice | ||||
Class | Performance rights to acquire fully paid | |||
ordinary shares (Performance Rights) | ||||
only | ||||
Number acquired | ||||
35,901 Performance Rights | ||||
Number disposed | ||||
Nil | ||||
Value/Consideration | 35,901 Performance Rights acquired by | |||
Note: If consideration is non-cash, provide details and estimated | ||||
valuation | accepting the offer of 35,901 Performance | |||
For personal use | rights for nil consideration. | |||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 3
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 1,070,924 Shares | |||
34,851 Performance rights to acquire fully | ||||
paid shares issued 30 November | ||||
2016 | (as | per | shareholder | |
approval at the AGM held 29 | ||||
November 2016). | ||||
23,897 Performance rights to acquire fully | ||||
paid shares issued 11 December | ||||
2017 | (as | per | shareholder | |
approval at the AGM held 20 | ||||
November 2017). |
51,186 Options to acquire fully paid shares issued 12 December 2018 (as per shareholder approval at the AGM held 29 November 2018).
104,072 Performance rights to acquire fully paid shares issued 12
December 2018 (as per shareholder approval at the AGM held 20 November 2018).
54,764 Options to acquire fully paid shares issued 25 November 2019 (as per shareholder approval at the AGM held 19 November 2019).
21,932 Performance rights to acquire fully paid shares issued 25 November 2019 (as per shareholder approval at the AGM held 19 November 2019).
33,558 Options to acquire fully paid shares issued 24 December 2020 (as per shareholder approval at the AGM held 26 November 2020).
+ See chapter 19 for defined terms.
Appendix 3Y Page 4 | 01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change - continued | 31,395 Performance rights to acquire fully | |||
paid shares issued 24 December | ||||
2020 | (as | per | shareholder | |
approval at the AGM held 26 | ||||
November 2020). | ||||
270,000 Special performance rights to | ||||
acquire fully paid shares issued | ||||
24 December 2020 (as per | ||||
shareholder approval at the AGM | ||||
held 26 November 2020). | ||||
35,901 Performance rights to acquire fully | ||||
paid shares issued 23 December | ||||
2021 | (as | per | shareholder | |
approval at the AGM held 14 | ||||
December 2021). | ||||
Nature of change | 35,901 Performance | Rights | granted as | |
Example: on-market trade, off-market trade, exercise of options, issue | approved by | shareholders | at the AGM | |
of securities under dividend reinvestment plan, participation in buy- | held 14 December 2021. | |||
back | ||||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A as outlined above. |
Nature of interest | N/A |
Name of registered holder | N/A |
(if issued securities) | |
Date of change | N/A |
No. and class of securities to which | N/A |
interest related prior to change | |
Note: Details are only required for a contract in relation | |
to which the interest has changed | |
Interest acquired | N/A |
Interest disposed | N/A |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 5
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