Huatai Securities : NOTICE OF NOTES LISTING

About this update from Huatai Securities Co., Ltd. Class A

This announcement is for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities or an invitation to enter into any agreement to do any such things, nor is it calculated to invite any offer to acquire, purchase or subscribe for any securities. This announcement does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States. The securities referred to herein have not been and will not be registered under the U.S. Securities Act of 1933, as amended (the " Securities Act "), or the securities laws of any state of the United States or any other jurisdiction, and may not be offered or sold within the United States except pursuant to an exemption from, or in a transaction not subject to, the registration requirements of the Securities Act or local securities laws. Accordingly, the Notes (as defined below) will be offered and sold only outside the United States in offshore transactions in compliance with Regulation S under the Securities Act. This announcement and the information contained herein are not for distribution, directly or indirectly, in or into the United States. No public offer of the securities referred to herein is being or will be made in the United States. NOTICE OF LISTING ON THE STOCK EXCHANGE OF HONG KONG LIMITED PIONEER REWARD LIMITED (incorporated in the British Virgin Islands with limited liability) (the " Issuer ") U.S.$500,000,000 floating rate Guaranteed Notes due 2028 (Stock Code: 5943) (the "Notes") under the U.S.$3,000,000,000 Guaranteed Medium Term Note Programme (the "Programme") Unconditionally and Irrevocably Guaranteed by HUATAI SECURITIES CO., LTD. (华泰證券股份有限公司) (a joint stock limited company incorporated in the People's Republic of China) (Stock code: 601688.SH, 6886.HK, HTSC.LI) (the " Guarantor ") Joint Global Coordinators, Joint Lead Managers and Joint Bookrunners Huatai International Bank of China 1 Bank of Communications 2 China Construction Bank (Asia) Corporation Limited Chiyu Banking Corporation Limited CMB Wing Lung Bank Limited ICBC 3 Standard Chartered Bank Shanghai Pudong Development Bank Co., Ltd., Hong Kong Branch Joint Lead Managers and Joint Bookrunners Agricultural Bank of China 4 China Everbright Bank Hong Kong Branch CCB International China International Capital Corporation CMB International China Minsheng Banking Corp., Ltd. 5 Hua Xia Bank Co., Limited Hong Kong Branch Industrial Bank Co., Ltd. Hong Kong Branch Luso Bank Ltd. Nanyang Commercial Bank SPDB International Application has been made to The Stock Exchange of Hong Kong Limited for the listing of and permission to deal in the Notes by way of debt issues to professional investors (as defined in Chapter 37 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited) only, as described in the offering circular relating to the Programme dated 10 September 2025 and the pricing supplement relating to the Notes dated 18 September 2025. The listing of and permission to deal in the Notes is expected to become effective on 26 September 2025. As at the date of this announcement, the sole Director of the Issuer is Mr. Chung Chi Chuen Ryan. As at the date of this announcement, the Board of Directors of the Guarantor comprises Mr. Zhang Wei, Mr. Zhou Yi and Ms. Wang Ying as executive Directors; Mr. Ding Feng, Mr. Chen Zhongyang, Mr. Ke Xiang, Mr. Jin Yongfu and Mr. Zhang Jinxin as non-executive Directors; and Mr. Wang Jianwen, Mr. Wang Quansheng, Mr. Peng Bing, Mr. Wang Bing and Mr. Lo Kin Wing Terry as independent non-executive Directors. Huatai Securities Co., Ltd. 25 September 2025 1 Bank of China includes Bank of China Limited and Bank of China (Hong Kong) Limited 2 Bank of Communications includes Bank of Communications Co., Ltd. Hong Kong Branch and BOCOM International Securities Limited 3 ICBC includes ICBC International Securities Limited, Industrial and Commercial Bank of China (Asia) Limited, Industrial and Commercial Bank of China (Macau) Limited and Industrial and Commercial Bank of China Limited, Singapore Branch 4 Agricultural Bank of China includes ABCI Capital Limited and Agricultural Bank of China Limited Hong Kong Branch 5 China Minsheng Banking Corp., Ltd. includes China Minsheng Banking Corp., Ltd. Hong Kong Branch and CMBC Securities Company Limited

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