HARTSHEAD RESOURCES NL (ACN 150 624 169)
T +61(8) 9226 2011
E info@hartshead-resources.com
Level I, 89 St Georges Terrace, Perth WA 6000
PO Box Z5187, Perth WA 6831
10 February 2022
Appendix 3Y - Change of Directors' Interest Notices
Hartshead Resources NL (Hartshead, HHR or the Company) encloses updated Appendix 3Y - Change of Directors' Interest Notices that were lodged on 10 and 4 February 2022. The replacement Appendices update the disclosure relating to the closed period in section 3 of the form.
The Company Secretary of Hartshead Resources NL authorised this announcement to be given to ASX.
For further information on this announcement, visit www.hartshead-resources.com.auor contact:
Matthew Foy Company Secretary w: +61 8 9226 2011
- info@hartshead-resources.com
ASX:HHR | hartshead-resources.com.au | 1 |
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Hartshead Resources NL
ABN | 11 150 624 169 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nathan Lude |
Date of last notice | 4 February 2022 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | a) Advantage Management Pty Ltd |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the relevant | b) Harnat Nominees Pty ltd |
interest. | |
Date of change | 9 February 2022 |
No. of securities held prior to change | 11,879,788 Ordinary Shares (a) |
5,000,000 Performance Rights (a) | |
3,000,000 Ordinary Shares (b) | |
Class | Fully paid ordinary shares |
Number acquired | 500,000 |
Number disposed | Nil |
Value/Consideration | $0.021 per share |
Note: If consideration is non-cash, provide details and estimated | |
valuation | |
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 12,379,788 Ordinary Shares (a) |
5,000,000 Performance Rights (a) | |
3,000,000 Ordinary Shares (b) | |
Nature of change | On market share purchase |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A | |
Nature of interest | N/A | |
Name of registered holder | N/A | |
(if issued securities) | ||
Date of change | N/A | |
No. and class of securities to which | N/A | |
interest related prior to change | ||
Note: Details are only required for a contract in | ||
relation to which the interest has changed | ||
Interest acquired | N/A | |
Interest disposed | N/A | |
Value/Consideration | N/A | |
Note: If consideration is non-cash, provide details | ||
and an estimated valuation | ||
Interest after change | N/A | |
Part 3 - +Closed period | ||
Were the interests in the securities or contracts detailed | No | |
above traded during a +closed period where prior written | ||
clearance was required? | ||
If so, was prior written clearance provided to allow the | N/A | |
trade to proceed during this period? | ||
If prior written clearance was provided, on what date was | N/A | |
this provided? | ||
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |
Appendix 3Y
Change of Director's Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity | Hartshead Resources NL |
ABN | 11 150 624 169 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Nathan Lude |
Date of last notice | 1 October 2019 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect | |
Nature of indirect interest | a) | Advantage Management Pty Ltd |
(including registered holder) | ||
Note: Provide details of the circumstances giving rise to the relevant | b) | Harnat Nominees Pty ltd |
interest. | ||
Date of change | 4 February 2022 | |
No. of securities held prior to change | 6,053,357 Ordinary Shares (a) | |
7,500,000 Performance Rights (a) | ||
3,000,000 Ordinary Shares (b) | ||
Class | Fully paid ordinary shares | |
Number acquired | 1. | 3,326,431 |
2. | 2,500,000 | |
Number disposed | 2,500,000 Performance Rights | |
Value/Consideration | 1. | 2.1 cents per share |
Note: If consideration is non-cash, provide details and estimated | 2. | Nil |
valuation | ||
- See chapter 19 for defined terms. 01/01/2011 Appendix 3Y Page 1
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | 11,879,788 Ordinary Shares (a) | |
5,000,000 Performance Rights (a) | ||
3,000,000 Ordinary Shares (b) | ||
Nature of change | 1. | Purchase of Unmarketable Parcel shares |
Example: on-market trade, off-market trade, exercise of options, | 2. | Conversion of historical vested |
issue of securities under dividend reinvestment plan, participation in | Performance Rights. | |
buy-back | ||
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A | |
Nature of interest | N/A | |
Name of registered holder | N/A | |
(if issued securities) | ||
Date of change | N/A | |
No. and class of securities to which | N/A | |
interest related prior to change | ||
Note: Details are only required for a contract in | ||
relation to which the interest has changed | ||
Interest acquired | N/A | |
Interest disposed | N/A | |
Value/Consideration | N/A | |
Note: If consideration is non-cash, provide details | ||
and an estimated valuation | ||
Interest after change | N/A | |
Part 3 - +Closed period | ||
Were the interests in the securities or contracts detailed | No | |
above traded during a +closed period where prior written | ||
clearance was required? | ||
If so, was prior written clearance provided to allow the | N/A | |
trade to proceed during this period? | ||
If prior written clearance was provided, on what date was | N/A | |
this provided? | ||
+ See chapter 19 for defined terms.
Appendix 3Y Page 2 | 01/01/2011 |