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GWA : Change in substantial holding from MUFG
GWA : Change in substantial holding from
About this update from Gwa Group Limited
Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder To: Company Name/Scheme: only ACN/ARSN 1. Details of substantial holder Name There was a change in the interests of the substa tial holder on The previous notice was given to the company on The previ us notice was dated The h lder became aware on 2. Previ us and present voting power GWA Group Limited 055 964 380 Mitsubishi UFJ Financial Group, Inc. 18/11/2021 27/05/2021 27/05/2021 22/11/2021 The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows: Class of securities Previous notice Present notice Person's votes Voting power (%) Person's votes Voting power (%) Fully Paid ordinary shares 13,400,514 5.05% 16,068,873 6.06% 3. Changes in relevant interest Partic lars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of use the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows: Date of Person whose Consideration given in Class and number Person's votes relevant interest Nature of change of securities change relation to change affected changed affected See nnexure A to this notice 4.Prese t relevant interests Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: H lder f Registered holder Person entitled to be Nature of relevant Class and number relevant Person's votes of securities registered as holder interest of securities interest Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section Mitsubishi UFJ Financial 608(3) of the Corporations Act as Fully paid Citibank N A Hong Kong Not applicable Mitsubishi UFJ Financial Group, Inc. 2,791,694 2,791,694 G oup, Inc. has voting power of 100% in First ordinary shares Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section Mitsubishi UFJ Financial Citicorp Nominees Pty Not applicable 608(3) of the Corporations Act as Fully paid 34,588 Mitsubishi UFJ Financial Group, Inc. 34,588 Grou , Inc. Limited (Australia) has voting power of 100% in First ordinary shares personal Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section Mitsubishi UFJ Financial HSBC Bank Australia Not applicable 608(3) of the Corporations Act as Fully paid 569,586 Mitsubishi UFJ Financial Group, Inc. 569,586 Gr up, Inc. Limited has voting power of 100% in First ordinary shares Sentier Investors Holdings Pty Limited. For Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section National Custodian 608(3) of the Corporations Act as Mitsubishi UFJ Financial Not applicable Fully paid 473,928 Mitsubishi UFJ Financial Group, Inc. 473,928 Group, Inc. Services has voting power of 100% in First ordinary shares Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Citibank N A Hong Kong Not applicable Mitsubishi UFJ Financial Group, Inc. Fully paid 2,535,609 Group, Inc. has voting power of 100% in First 2,535,609 ordinary shares Sentier Investors Holdings Pty Limited. Page 1 Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Citicorp Nominees Pty Not applicable Mitsubishi UFJ Financial Group, Inc. Fully paid Group, Inc. Limited (Australia) has voting power of 100% in First 5,408,681 ordinary shares Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Northern Trust Company Not applicable Mitsubishi UFJ Financial Group, Inc. Fully paid Group, Inc. has voting power of 100% in First 1,620,980 ordinary shares Sentier Investors Holdings Pty Limited. Relevant interest in securities that First Sentier Investors Holdings Pty Limited has a relevant interest in under section State Street Global 608(3) of the Corporations Act as Mitsubishi UFJ Financial Mitsubishi UFJ Financial Group, Inc. Fully paid only Gr up, Inc. Advisors (Australia) Not applicable has voting power of 100% in First 1,345,903 ordinary shares Limited Sentier Investors Holdings Pty Limited. Relevant interest in securities that Morgan Stanley has a relevant interest Mitsubishi UFJ Financial HSBC Custody Nominees in under section 608(3) of the Fully paid Not applicable Corporations Act as Mitsubishi UFJ 2,404 Group, Inc. (Australia) Limited Financial Group, Inc. has voting power ordinary shares of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest Mits bishi UFJ Financial HSBC Custody Nominees in under section 608(3) of the Fully paid Not applicable Corporations Act as Mitsubishi UFJ 1,767 Gro p, Inc. (Australia) Limited Financial Group, Inc. has voting power ordinary shares use personal The ersons who have become of over 20% in Morgan Stanley. Relevant interest in securities that associates of, ceased to be associates of, or have changed the nature of their association with, the Morgan Stanley has a relevant interest Mitsubishi UFJ Financial Morgan Stanley Australia in under section 608(3) of the Fully paid Securities (Nominee) Pty Not applicable Corporations Act as Mitsubishi UFJ 580,345 Group, Inc. Limited Financial Group, Inc. has voting power ordinary shares of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest Mitsubishi UFJ Financial HSBC Custody Nominees in under section 608(3) of the Fully paid Not applicable Corporations Act as Mitsubishi UFJ 940 Group, I c. (Australia) Limited Financial Group, Inc. has voting power ordinary shares of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest Mit ubi hi UFJ Financial Morgan Stanley Wealth in under section 608(3) of the Fully paid Management Australia Pty Not applicable Corporations Act as Mitsubishi UFJ 84,434 Group, Inc. discretionary client account Financial Group, Inc. has voting power ordinary shares of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest Mitsubishi UFJ Financial in under section 608(3) of the Fully paid Unknown Not applicable Corporations Act as Mitsubishi UFJ 618,014 Group, Inc. Financial Group, Inc. has voting power ordinary shares of over 20% in Morgan Stanley. 5. Changes in association substantial holder in relation to voting interests in the company or scheme are as follows For Nature of association Name and ACN/ARSN (if applicable) Not applicable Not applicable 6. Addresses The addresses of persons named in this form are as follows: Name Address Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan Signature Dated 24 November 2021 Authorised signatory 5,408,681 1,620,980 1,345,903 2,404 1,767 580,345 940 84,434 618,014 Page 2 Annexure A This is annexure A of 158 pages referred to in Form 604, Notice of change of interest of substantial holder dated 24 November 2021 only Authorised signatory Dated 24 November 2021 Date of change Person whose relevant interest changed Nature of change Consideration given in Class and number of securities affected Person's votes affected relation to change Purchase of securities by an entity 02/06/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 235,695.41 79,236 Fully Paid ordinary shares 79,236 Holdings Pty Limited Sale of securities by an entity controlled 10/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 27,617.77 9,820 Fully Paid ordinary shares 9,820 use Limited Sale of securities by an entity controlled 10/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 9,176.86 3,263 Fully Paid ordinary shares 3,263 Limited Sale of securities by an entity controlled 10/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 18,851.52 6,703 Fully Paid ordinary shares 6,703 Limited Sale of securities by an entity controlled 10/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 273,736.52 97,332 Fully Paid ordinary shares 97,332 Limited Sale of securities by an entity controlled 10/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 119,406.07 42,457 Fully Paid ordinary shares 42,457 personal 22/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 19,855.46 7,066 Fully Paid ordinary shares 7,066 Limited Sale of securities by an entity controlled 15/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 15,770.76 5,513 Fully Paid ordinary shares 5,513 Limited Sale of securities by an entity controlled 15/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 49,248.95 17,216 Fully Paid ordinary shares 17,216 Limited Sale of securities by an entity controlled 15/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 34,814.11 12,170 Fully Paid ordinary shares 12,170 Limited Sale of securities by an entity controlled 15/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 211,490.72 73,931 Fully Paid ordinary shares 73,931 Limited Sale of securities by an entity controlled 15/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 581,925.20 203,791 Fully Paid ordinary shares 203,791 Limited Sale of securities by an entity controlled 16/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 44,995.66 15,512 Fully Paid ordinary shares 15,512 Limited Sale of securities by an entity controlled 16/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 371,753.71 128,160 Fully Paid ordinary shares 128,160 Limited Sale of securities by an entity controlled Limited Sale of securities by an entity controlled 24/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 316,893.36 115,213 Fully Paid ordinary shares 115,213 Limited Sale of securities by an entity controlled 28/06/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 240,255.29 91,397 Fully Paid ordinary shares 91,397 Limited Purchase of securities by an entity 28/06/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 498,563.21 181,712 Fully Paid ordinary shares 181,712 For Holdings Pty Limited 02/07/2021 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 172,889.80 62,204 Fully Paid ordinary shares 62,204 controlled by First Sentier Investors Holdings Pty Limited Purchase of securities by an entity 02/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 265,474.39 95,515 Fully Paid ordinary shares 95,515 Holdings Pty Limited Purchase of securities by an entity 02/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 275,391.29 99,083 Fully Paid ordinary shares 99,083 Holdings Pty Limited Purchase of securities by an entity 02/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 282,865.10 101,772 Fully Paid ordinary shares 101,772 Holdings Pty Limited Page 3 Purchase of securities by an entity 02/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 97,593.07 35,113 Fully Paid ordinary shares 35,113 Holdings Pty Limited Purchase of securities by an entity 02/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 1,318,391.71 474,344 Fully Paid ordinary shares 474,344 Holdings Pty Limited Purchase of securities by an entity 05/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 3,503.14 1,253 Fully Paid ordinary shares 1,253 Holdings Pty Limited Purchase of securities by an entity 05/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 9,521.13 3,406 Fully Paid ordinary shares 3,406 Holdings Pty Limited Purchase of securities by an entity 05/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 9,876.15 3,533 Fully Paid ordinary shares 3,533 Holdings Pty Limited Purchase of securities by an entity 05/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 543,223.94 194,300 Fully Paid ordinary shares 194,300 Holdings Pty Limited only 05/07/2021 Purchase of securities by an entity Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 6,203.88 2,219 Fully Paid ordinary shares 2,219 Holdings Pty Limited Purchase of securities by an entity 05/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 208,777.24 74,686 Fully Paid ordinary shares 74,686 Holdings Pty Limited Purchase of securities by an entity 06/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 5,447.19 1,951 Fully Paid ordinary shares 1,951 Holdings Pty Limited Purchase of securities by an entity 06/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 119,419.42 42,772 Fully Paid ordinary shares 42,772 Holdings Pty Limited use 06/07/2021 Purchase of securities by an entity Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 2,001.86 717 Fully Paid ordinary shares 717 Holdings Pty Limited personal Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 310,674.22 111,273 Fully Paid ordinary shares 111,273 Purchase of securities by an entity 06/07/2021 controlled by First Sentier Investors Holdings Pty Limited Purchase of securities by an entity 06/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 5,651.01 2,024 Fully Paid ordinary shares 2,024 Holdings Pty Limited Purchase of securities by an entity 06/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 3,545.84 1,270 Fully Paid ordinary shares 1,270 Holdings Pty Limited Sale of securities by an entity controlled 07/07/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 12,216.40 4,363 Fully Paid ordinary shares 4,363 Limited Purchase of securities by an entity 07/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 117,099.22 42,349 Fully Paid ordinary shares 42,349 Holdings Pty Limited Purchase of securities by an entity 07/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 56,222.69 20,297 Fully Paid ordinary shares 20,297 Holdings Pty Limited Purchase of securities by an entity 09/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 13,503.71 4,928 Fully Paid ordinary shares 4,928 Holdings Pty Limited Purchase of securities by an entity 09/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 64,915.34 23,690 Fully Paid ordinary shares 23,690 Holdings Pty Limited 09/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 38,886.18 14,191 Fully Paid ordinary shares 14,191 Holdings Pty Limited For Purchase of securities by an entity 21/07/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 42,429.75 15,429 Fully Paid ordinary shares 15,429 Holdings Pty Limited Purchase of securities by an entity 06/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 85,847.83 29,857 Fully Paid ordinary shares 29,857 Holdings Pty Limited Purchase of securities by an entity 06/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 15,466.24 5,379 Fully Paid ordinary shares 5,379 Holdings Pty Limited Purchase of securities by an entity 06/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 22,841.38 7,944 Fully Paid ordinary shares 7,944 Holdings Pty Limited Sale of securities by an entity controlled 16/08/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 69,817.13 25,798 Fully Paid ordinary shares 25,798 Limited Purchase of securities by an entity 18/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 30,106.56 11,404 Fully Paid ordinary shares 11,404 Holdings Pty Limited Purchase of securities by an entity 20/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 62,916.50 22,605 Fully Paid ordinary shares 22,605 Holdings Pty Limited Page 4 Purchase of securities by an entity 24/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 27,768.74 10,010 Fully Paid ordinary shares 10,010 Holdings Pty Limited Purchase of securities by an entity 24/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 61,152.26 22,044 Fully Paid ordinary shares 22,044 Holdings Pty Limited Purchase of securities by an entity 24/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 30,970.05 11,164 Fully Paid ordinary shares 11,164 Holdings Pty Limited Purchase of securities by an entity 24/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 53,731.54 19,369 Fully Paid ordinary shares 19,369 Holdings Pty Limited Purchase of securities by an entity 24/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 13,132.59 4,734 Fully Paid ordinary shares 4,734 Holdings Pty Limited Purchase of securities by an entity 25/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 191,048.94 68,916 Fully Paid ordinary shares 68,916 Holdings Pty Limited only 25/08/2021 Purchase of securities by an entity Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 377,265.93 136,089 Fully Paid ordinary shares 136,089 Holdings Pty Limited Purchase of securities by an entity 25/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 331,477.50 119,572 Fully Paid ordinary shares 119,572 Holdings Pty Limited Purchase of securities by an entity 25/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 171,316.42 61,798 Fully Paid ordinary shares 61,798 Holdings Pty Limited Purchase of securities by an entity 25/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 81,023.09 29,227 Fully Paid ordinary shares 29,227 Holdings Pty Limited use 30/08/2021 Purchase of securities by an entity Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 260,292.98 92,450 Fully Paid ordinary shares 92,450 Holdings Pty Limited personal Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 138,863.48 49,393 Fully Paid ordinary shares 49,393 Purchase of securities by an entity 30/08/2021 controlled by First Sentier Investors Holdings Pty Limited Purchase of securities by an entity 31/08/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 80,869.39 28,773 Fully Paid ordinary shares 28,773 Holdings Pty Limited Sale of securities by an entity controlled 06/09/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 311,302.43 111,678 Fully Paid ordinary shares 111,678 Limited Purchase of securities by an entity 08/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 57,522.96 21,245 Fully Paid ordinary shares 21,245 Holdings Pty Limited Purchase of securities by an entity 14/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 242,420.44 91,026 Fully Paid ordinary shares 91,026 Holdings Pty Limited Purchase of securities by an entity 15/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 30,592.66 11,501 Fully Paid ordinary shares 11,501 Holdings Pty Limited Purchase of securities by an entity 21/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 19,042.98 7,381 Fully Paid ordinary shares 7,381 Holdings Pty Limited Purchase of securities by an entity 22/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 125,527.58 48,252 Fully Paid ordinary shares 48,252 Holdings Pty Limited 22/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 26,485.87 10,181 Fully Paid ordinary shares 10,181 Holdings Pty Limited For Purchase of securities by an entity 22/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 9,628.15 3,701 Fully Paid ordinary shares 3,701 Holdings Pty Limited Purchase of securities by an entity 24/09/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 53,942.13 20,263 Fully Paid ordinary shares 20,263 Holdings Pty Limited Sale of securities by an entity controlled 29/09/2021 Mitsubishi UFJ Financial Group, Inc. by First Sentier Investors Holdings Pty 36,595.68 13,862 Fully Paid ordinary shares 13,862 Limited Purchase of securities by an entity 01/10/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 321,007.87 117,306 Fully Paid ordinary shares 117,306 Holdings Pty Limited Purchase of securities by an entity 21/10/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 862,023.95 320,455 Fully Paid ordinary shares 320,455 Holdings Pty Limited Purchase of securities by an entity 25/10/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 92,305.00 34,588 Fully Paid ordinary shares 34,588 Holdings Pty Limited Purchase of securities by an entity 04/11/2021 Mitsubishi UFJ Financial Group, Inc. controlled by First Sentier Investors 236,896.51 85,966 Fully Paid ordinary shares 85,966 Holdings Pty Limited Page 5 This is an excerpt of the original content. 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