Duketon Mining : Notification regarding unquoted securities - DKM

About this update from Duketon Mining Ltd

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Announcement Summary For personal use only Entity name DUKETON MINING LIMITED Date of this announcement Wednesday November 24, 2021 The +securities the subject of this notification are: +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends Total number of +securities to be issued/transferred Total number of ASX +security +securities to be code Security description issued/transferred Issue date New class - code Options exercisable at $0.48 expiring 19 2,250,000 24/11/2021 to be confirmed November 2026 Refer to next page for full details of the announcement Notification of Issue, Conversion or Payment up of Unquoted 1 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 1 - Entity and announcement details For personal use only 1.1 Name of entity DUKETON MINING LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type Registration number ABN 76159084107 1.3 ASX issuer code DKM The announcement is New announcement Date of this announcement 24/11/2021 Notification of Issue, Conversion or Payment up of Unquoted 2 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 2 - Issue details For personal use only 2.1 The +securities the subject of this notification are: +Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Notification of Issue, Conversion or Payment up of Unquoted 3 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B only New +securities issued under an +employee incentive scheme ASX +security code +Security description New class - code to be confirmed Options exercisable at $0.48 expiring 19 November 2026 +Security type ISIN code Options use Date the +securities the subject of this notification were issued 24/11/2021 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes personal Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being Provide details of the KMP or +associates being issued +securities. Name of KMP Name of registered holder Number of +securities 500,000 Seamus Cornelius Seamus Cornelius 1,000,000 Stuart Fogarty Pato Negro Pty Ltd 500,000 Heath Hellewell Nedlands Nominees Pty Ltd Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No For issued. https://www.asx.com.au/asxpdf/20211020/pdf/451wfvsb1d8bs1.pdf Options Details +Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.48000000 19/11/2026 Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option Other Notification of Issue, Conversion or Payment up of Unquoted 4 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Description DKM Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20211020/pdf/451wfvsb1d8bs1.pdf only Any other information the entity wishes to provide about the +securities the subject of this notification Issue details For personal use Number of +securities 2,250,000 Notification of Issue, Conversion or Payment up of Unquoted 5 / 7 This is an excerpt of the original content. To continue reading it, access the original document here .

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