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Comet Ridge : Notification regarding unquoted securities - COI
Comet Ridge : Notification regarding unquoted securities -
About this update from Comet Ridge Ltd
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Announcement Summary Entity name For personal use only COMET RIDGE LIMITED Date of this announcement Thursday March 31, 2022 The +securities the subject of this notification are: Other Total number of +securities to be issued/transferred ASX +security Total number of +securities to be code Security description issued/transferred Issue date New class - code Warrants 26,515,152 31/03/2022 to be confirmed Refer to next page for full details of the announcement Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 1 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 1 - Entity and announcement details For personal use only 1.1 Name of entity COMET RIDGE LIMITED We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities. 1.2 Registered number type ABN 1.3 ASX issuer code COI 1.4 The announcement is New announcement 1.5 Date of this announcement 31/3/2022 Registration number 47106092577 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 2 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 2 - Issue details 2.1 The +securities the subject of this notification are: Other For personal use only Please specify Refer Appendix 3B lodged 30 March 2022 2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which: does not have an existing ASX security code ("new class") Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 3 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B For personal use only New +securities ASX +security code New class - code to be confirmed +Security description Warrants +Security type ISIN code Other Date the +securities the subject of this notification were issued 31/3/2022 Will all the +securities issued in this class rank equally in all respects from their issue date? Yes Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued. https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02403074-2A1313410?access_token=8 3ff96335c2d45a094df02a206a39ff4 Any other information the entity wishes to provide about the +securities the subject of this notification https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02504731-6A1084289?access_token=8 3ff96335c2d45a094df02a206a39ff4 Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B The securities which are new securities, the subject of this Appendix 3G have previously been referenced in an Appendix 3B lodged 30 March 2022, which can be found at the following: https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx -research/1.0/file/2924-02504553-6A1084166?access_token=83ff96335c2d45a094df02a206a39ff4 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 4 / 7 Notification of Issue, Conversion or Payment up of Unquoted Equity Securities Issue details Number of +securities 26,515,152 For personal use only Were the +securities issued for a cash consideration? No Please describe the consideration being provided for the +securities In consideration of the 2nd tranche sum of $3.5m, part of the loan facility from Pure Asset Management the details of which were contained in COI ASX announcement 3/08/2021. Purpose of the issue To raise additional working capital Notification of Issue, Conversion or Payment up of Unquoted Equity Securities 5 / 7 This is an excerpt of the original content. To continue reading it, access the original document here .