Cogstate LtdASX: CGS

Change of Director’s Interest Notice

· Issued by Cogstate Ltd
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Appendix 3Y

Change of Director's Interest Notice

Rule 3.19A.2

Appendix 3Y

Change of Director's Interest Notice

Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.

Introduced 30/9/2001.

Name of entity Cogstate Limited

ABN 80 090 975 723

We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.

Name of Director

Bradley O'Connor

Date of last notice

12 September 2018

Part 1 - Change of director's relevant interests in securities

In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust

Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.

Direct or indirect interest

  • 1. Direct

  • 2. Direct

  • 3. Indirect

Nature of indirect interest (including registered holder)

Note: Provide details of the circumstances giving rise to the relevant interest.

1.

2. 4. 3.

N/A N/A

As beneficiary of O'Connor Superannuation Fund [registered holder: Ronnocob Pty Ltd (O'Connor Superannuation Fund A/C)]

Date of change

  • 1. N/A

  • 2. 24 October 2018

  • 3. N/A

No. of securities held prior to change

1. Ordinary Shares 4,178,117

2. Employee Options 1,850,000

3. Ordinary Shares

661,066

+ See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 1

Appendix 3Y

Change of Director's Interest Notice

Class

  • 1. Ordinary Shares

  • 2. Employee Options

  • 3. Ordinary Shares

Number acquired

  • 1. Nil

  • 2. 1,000,000

  • 3. Nil

Number disposed

1. 2. 3.

Nil Nil Nil

Value/Consideration

Note: If consideration is non-cash, provide details and estimated valuation

1. 2. 3.

N/A N/A N/A

No. of securities held after change

1. Ordinary Shares 4,178,117

2. Employee Options 2,850,000

3. Ordinary Shares

661,066

Nature of change

Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back

  • 1. No change

  • 2. Grant of 1,000,000 employee options

  • 3. No change

+ See chapter 19 for defined terms.

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11/3/2002

Appendix 3Y

Change of Director's Interest Notice

Part 2 - Change of director's interests in contracts

Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.

Detail of contract

Nature of interest

Name of registered holder (if issued securities)

Date of change

No. and class of securities to which interest related prior to change

Note: Details are only required for a contract in relation to which the interest has changed

Interest acquired

Interest disposed

Value/Consideration

Note: If consideration is non-cash, provide details and an estimated valuation

Interest after change

Part 3 - +Closed period

Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required?

No

If so, was prior written clearance provided to allow the trade to proceed during this period?

If prior written clearance was provided, on what date was this provided?

+ See chapter 19 for defined terms.

11/3/2002

Appendix 3Y Page 3