For personal use only
Appendix 3Y
Change of Director's Interest Notice
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity Caravel Minerals Limited
ABN | 41 120 069 089 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Richard Monti |
Date of last notice | 9 June 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest | Greatcity Corporation Pty Ltd |
(including registered holder) | (Director and Potential Beneficiary) |
Note: Provide details of the circumstances giving rise to the | |
relevant interest. | |
Date of change | 31 May 2022 |
No. of securities held prior to change | Greatcity Corporation Pty Ltd |
1,000,000 ordinary shares | |
1,250,000 unlisted options (exercisable at $0.080 expiring 30 | |
September 2022) | |
143,954 unlisted options (exercisable at $0.30 expiring 30 June | |
2023) | |
Class | Ordinary shares |
Number acquired | 50,000 |
Number disposed | Nil |
Value/Consideration includes | $12,000 |
brokerage/gst | |
Note: If consideration is non-cash, provide details and | |
estimated valuation | |
+ See chapter 19 for defined terms.
Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
No. of securities held after change | Greatcity Corporation Pty Ltd |
1,050,000 ordinary shares | |
1,250,000 unlisted options (exercisable at $0.08 expiring 30 | |
September 2022) | |
143,954 unlisted options (exercisable at $0.30 expiring 30 June | |
2023) | |
Nature of change | Participation in rights issue |
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A | |
Nature of interest | N/A | |
Name of registered holder | N/A | |
(if issued securities) | ||
Date of change | N/A | |
No. and class of securities | to which | N/A |
interest related prior to change | ||
Note: Details are only required for a | ||
contract in relation to which the interest | ||
has changed | ||
Interest acquired | N/A | |
Interest disposed | N/A | |
Value/Consideration | N/A | |
Note: If consideration is | non-cash, | |
provide details and an estimated valuation | ||
Interest after change | N/A | |
Part 3 Closed Period
Were the interests in the securities or | No |
contracts detailed above traded during a | |
+closed period where prior written | |
clearance was required? |
- See chapter 19 for defined terms. Appendix 3Y Page 2
For personal use only
Appendix 3Y
Change of Director's Interest Notice
If so, was prior written clearance | N/A |
provided to allow the trade to proceed | |
during this period? | |
If prior written clearance was provided, | N/A |
on what date was this provided? | |
+ See chapter 19 for defined terms.
Appendix 3Y Page 3
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
41 Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.
Name of entity Caravel Minerals Limited
ABN | 41 120 069 089 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Wayne Trumble |
Date of last notice | 23 July 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct |
Nature of indirect interest | |
(including registered holder) | |
Note: Provide details of the circumstances giving rise to the | |
relevant interest. | |
Date of change | 31 May 2022 |
No. of securities held prior to change | 400,000 ordinary shares |
287,908 unlisted options (exercisable at $0.30 expiring 30 June 2023) | |
Class | ordinary shares |
Number acquired | 20,000 |
Number disposed | nil |
Value/Consideration includes | $4,800 |
brokerage/gst | |
Note: If consideration is non-cash, provide details and | |
estimated valuation | |
No. of securities held after change | 420,000 ordinary shares |
287,908 unlisted options (exercisable at $0.30 expiring 30 June 2023) |
+ See chapter 19 for defined terms.
Appendix 3Y Page 1
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Nature of change | Participation in rights issue |
Example: on-market trade, off-market trade, exercise of | |
options, issue of securities under dividend reinvestment | |
plan, participation in buy-back | |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A |
Nature of interest | N/A |
Name of registered holder | N/A |
(if issued securities) | |
Date of change | N/A |
No. and class of securities to which | N/A |
interest related prior to change | |
Note: Details are only required for a | |
contract in relation to which the interest | |
has changed | |
Interest acquired | N/A |
Interest disposed | N/A |
Value/Consideration | N/A |
Note: If consideration is non-cash, | |
provide details and an estimated valuation | |
Interest after change | N/A |
Part 3 Closed Period | |
Were the interests in the securities or | No |
contracts detailed above traded during a | |
+closed period where prior written | |
clearance was required? | |
If so, was prior written clearance | N/A |
provided to allow the trade to proceed | |
during this period? | |
If prior written clearance was provided, | N/A |
on what date was this provided? | |
- See chapter 19 for defined terms. Appendix 3Y Page 2
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