Block listing Interim Review

Name of applicant:

CAPRICORN ENERGY PLC

Name of scheme:

CAPRICORN ENERGY PLC APPROVED SHARE OPTION PLAN (2009)

Period of return:

From:

16/06/2022

To:

15/12/2022

Balance of unallotted securities under scheme(s) from previous return:

158,929

Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals:  Balance under scheme(s) not yet issued/allotted at end of period:

158,929

Number and class of share(s) (amount of stock/debit securities) originally listed and the Date of Admission:

342,040 ordinary shares of 231/169p each on 23/04/2012, 15,437 ordinary shares of 231/169p each on 28/03/2018 and 27,617 ordinary shares of 21/13p each on 26 January 2021

Total number of shares in issue at the end of the period:

315,072,439

NOTES

Capricorn underwent a consolidation of share capital on 11 January 2021 on the basis of 11 new ordinary shares of 21/13 pence for every 13 ordinary shares of 231/169 pence held. For consistency, the opening balance and the original application details described above, together with the number of shares issued under the blocklisting up to 10 January 2021 have been adjusted to reflect the post-consolidation (i.e. current) share capital of the Company. 

Name of contact:

ANNE MCSHERRY, COMPANY SECRETARY

Telephone number of contact:

0131 475 3000

Name of applicant:

CAPRICORN ENERGY PLC

Name of scheme:

CAPRICORN ENERGY PLC UNAPPROVED SHARE OPTION PLAN (2009)

Period of return:

From:

16/06/2022

To:

15/12/22

Balance of unallotted securities under scheme(s) from previous return:

1,656,751

Plus:  The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less:  Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals:  Balance under scheme(s) not yet issued/allotted at end of period:

1,656,751

Number and class of share(s) (amount of stock/debit securities) originally listed and the Date of Admission:

284,230 ordinary shares of 231/169p each on 23/04/2012, 3,315,112 ordinary shares of 231/169p each on 28/03/2018 and 157,828 ordinary shares of 21/13p each on 26 January 2021

Total number of shares in issue at the end of the period:

315,072,439

NOTES

Capricorn underwent a consolidation of share capital on 11 January 2021 on the basis of 11 new ordinary shares of 21/13 pence for every 13 ordinary shares of 231/169 pence held. For consistency, the opening balance and the original application details described above, together with the number of shares issued under the blocklisting up to 10 January 2021 have been adjusted to reflect the post-consolidation (i.e. current) share capital of the Company. 

Name of contact:

ANNE MCSHERRY, COMPANY SECRETARY

Telephone number of contact:

0131 475 3000