Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesAnnouncement Summary
For personal use only
Entity name ARTRYA LIMITED
Date of this announcement Thursday March 31, 2022
The +securities the subject of this notification are:Other
Total number of +securities to be issued/transferredASX +securityTotal number of +securities to be
code | Security description | issued/transferred | Issue date |
New class - code | Options exercisable at $1.35 on or before 28 | 650,000 | 28/03/2022 |
to be confirmed | March 2027 | ||
New class - code | Options exercisable at $3.00 on or before 28 | 650,000 | 28/03/2022 |
to be confirmed | March 2027 | ||
New class - code | Options exercisable at $5.00 on or before 28 | 650,000 | 28/03/2022 |
to be confirmed | March 2027 |
Refer to next page for full details of the announcementNotification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesPart 1 - Entity and announcement details
For personal use only
1.1 Name of entity ARTRYA LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type ACN
1.3 ASX issuer code AYA
1.4 The announcement isNew announcement
1.5 Date of this announcement 31/3/2022
Registration number 624005741
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Other
For personal use only
Please specify Options
2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:does not have an existing ASX security code ("new class")
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
New +securities
ASX +security code
+Security description
New class - code to be confirmed
Options exercisable at $1.35 on or before 28 March 2027
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued 28/3/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.
See below for the material terms of the options.
Options Details
+Security currency | Exercise price | Expiry date |
AUD - Australian Dollar | AUD 1.35000000 | 28/3/2027 |
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option
Other
Description
Fully paid ordinary shares (ASX:AYA)
Any other information the entity wishes to provide about the +securities the subject of this notification
(a) Each option, upon its exercise, entitles the option holder to subscribe for, and be allotted, one ordinary fully paid ordinary share (Share) in the capital of the Company;
(b) An Option will not confer on the holder the right to participate in new issues of securities by the Company unless the Option has been exercised prior to the record date for the new issue;
(c) The holder of an Option will have no right to change the exercise price for the Option or to change the number ofNotification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
underlying securities over which the Option can be exercised other than in the circumstances specified in Listing Rule 6.22 of the ASX Listing Rules;
(d) In the event of a reorganisation of the capital of the Company, the Company will alter the rights of the holder of an Option to the extent necessary to comply with the Corporations Act and applicable stock exchange rules applying to reorganisations at the time of the reorganisation
For personal use only
Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including why the issue of the +securities has not been previously announced to the market in an Appendix 3B
N/A
Issue details
Number of +securities
650,000
Were the +securities issued for a cash consideration?
No
Please describe the consideration being provided for the +securities
Entry into consulting agreement
Purpose of the issue
To pay for services rendered
Additional Details
N/A
New +securities
ASX +security code
+Security description
New class - code to be confirmed
Options exercisable at $3.00 on or before 28 March 2027
+Security type
ISIN code
Options
Date the +securities the subject of this notification were issued 28/3/2022
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1?
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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