Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
ABN | Adalta Limited | ||
Name of entity - | |||
- | 92 120 332 925 | ||
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for | |||
the director for the purposes of section 205G of the Corporations Act. | |||
Name of Director | James Williams (Alternate Director to Liddy McCall) | ||
Date of last notice | 30 June 2021 | ||
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest | Yuuwa Capital LP (managed by its general partner |
(including r gi tered holder) | Yuuwa Management LP and its general partner Yuuwa |
Note: Provide details of the circumstances giving rise | Capital Management Pty Ltd of which James is a |
to the relevant interest. | director and has an indirect interest) |
Jampaso Pty Ltd (Director and Beneficiary) | |
Jampaso Pty Ltd ATF Jampaso Superannuation Fund | |
(Director and Beneficiary) | |
Sopaja Pty Ltd (Director) | |
Pauline Margaret Williams (Spouse) | |
Date of change | 7 February 2022 |
+ See chapter 19 for defined terms. | Appendix 3Y Page 1 |
01/01/2011 |
Appendix 3Y
Change of Director's Interest Notice
No. of securities held prior to change | ||
Yuuwa Capital LP | 54,059,848 ordinary shares | |
(managed by its general partner Yuuwa | ||
only | Management LP and its general partner | |
Yuuwa Capital Management Pty Ltd of | ||
which James is a director and has an | ||
indirect interest) | ||
Jampaso Pty Ltd | 20,000 ordinary shares | |
use | (Director and Beneficiary) | |
Jampaso Pty Ltd ATF Jampaso | 83,334 ordinary shares | |
Superannuation Fund | ||
(Director and Beneficiary) | 148,334 ordinary shares | |
personalFor | Sopaja Pty Ltd | |
Pauline Margaret Williams | 25,000 ordinary shares | |
(spouse) | ||
Class | Ordinary Shares | |
Number acquired | 10,417 | |
Number disposed | Nil | |
Note: If consideration is non-cash, provide details | ||
Value/Consideration | $760.44 | |
and estimated valuation |
+ See chapter 19 for defined terms. | 01/01/2011 |
Appendix 3Y Page 2 |
Appendix 3Y | ||||
Change of Director's Interest Notice | ||||
No. of securities held after change: | ||||
Yuuwa Capital LP | ||||
only | (managed by its general partner Yuuwa | 54,059,848 ordinary shares | ||
Management LP and its general partner | ||||
and Beneficiary) | ||||
Yuuwa Capital Management Pty Ltd of | ||||
which James is a director and has an | ||||
indirect interest) | ||||
Jampaso Pty Ltd | 20,000 ordinary shares | |||
| (Director | ||||
use | Jampaso Pty Ltd ATF Jampaso | 93,751 ordinary shares | ||
Superannuation Fund | ||||
(Director and Beneficiary) | ||||
Sopaja Pty Ltd | 148,334 ordinary shares | |||
personalFor | Pauline Margaret Williams (spouse) | 25,000 ordinary shares | ||
Example: on-market trade, off-market trade, exercise | ||||
Nature of change | Participation in Entitlement Offer. | |||
of options, issue of securities under dividend | ||||
reinvestment plan, participation in buy-back |
+ See chapter 19 for defined terms. | Appendix 3Y Page 3 |
01/01/2011 |
For personal use only
Appendix 3Y
Change of Director's Interest Notice
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | N/A | |
Nature of interest | N/A | |
Name of registered holder | N/A | |
(if issued securities) | ||
Date of change | N/A | |
No. and class of securities to which | N/A | |
Note: Details are only required for a contract in | ||
interest related prior to change | ||
relation to which the interest has changed | N/A | |
Interest acquired | ||
Interest disposed | N/A | |
Note:Value/ConsiderationIf consideration is non-cash, provide details | N/A | |
and an estimated valuation | N/A | |
Interest after change | ||
Part 3 - +Closed period | ||
Were the interests in the securities or contracts detailed | No | |
above traded during a +closed period where prior written | ||
clearance was required? | ||
If so, was prior written clearance provided to allow the | N/A | |
trade to proceed during this period? | ||
If prior written clearance was provided, on what date was | N/A | |
this provided? |
+ See chapter 19 for defined terms. | 01/01/2011 |
Appendix 3Y Page 4 |
Appendix 3Y Change of Director's Interest Notice
Appendix 3Y
Rule 3.19A.2
For personal use only
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity - Adalta Limited
ABN - 92 120 332 925
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
Name of Director | Robert Peach |
Date of last notice | 29 November 2021 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect | |
Nature of indirect interest | Cofactor LLC. (Director) | |
Note: Provide details of the circumstances giving rise | ||
(inclu ing r gi tered holder) | ||
to the relevant interest. | ||
Date of change | 7 February 2022 | |
No. of securities held prior to change | ||
Robert Peach | 333,333 ordinary shares | |
1,200,000 unlisted options exercisable at $0.085 | ||
per option, expiring 29 November 2025. | ||
Cofactor LLC. (Director) | 962,666 ordinary shares | |
Class | Ordinary Shares | |
Number acquired | 157,127 | |
Number disposed | Nil | |
Note: If consideration is non-cash, provide details | ||
Value/Consi eration | $11,470.27 | |
and estimated valuation | ||
+ See chapter 19 for defined terms. | Appendix 3Y Page 1 | |
01/01/2011 |
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