Monex Group, Inc. · TSE:8698

Monex — Q1 FY2027 Earnings Presentation

25 slides from Monex's earnings presentation, Aug 6, 2026

  1. Slide 1: Monex Group Databook: Financial Results for 1Q FY Ending March 2027

    TSE Prime: 8698 Monex Group DATABOOK Financial Results for 1Q of the Fiscal Year Ending March 31, 2027 Aug 6, 2026

  2. Slide 2: Table of Contents

    Table of Contents P.1 I. Market & Transaction Data P.2 ~ P.8 II. Financial Data P.9 ~ P.23 This is an English translation of Japanese presentation material prepared in connection with the disclosure of the financial results of Monex Group, Inc. It includes information derived from the consolidated f

  3. Slide 3: I. Market & Transaction Data

    I. Market & Transaction Data © Monex Group, Inc. 2

  4. Slide 4: Market and Transaction Data (1) Online Brokerage - TradeStation

    Market and Transaction Data (1) Online Brokerage Business Segment - TradeStation FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Online Brokerage Business Segment - TradeStation Group Customers’ Assets in Custody (JPY million) (*1) 2,008,875 1,839,080 2,118,031 1,871,145 1,889,1

  5. Slide 5: Market and Transaction Data (2) Online Brokerage - Monex, Inc.

    Market and Transaction Data (2) Online Brokerage Business Segment - Equity-method affiliate Monex, Inc. FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Customers’ Assets in Custody (JPY million）(*1) Equities 5,190,171 4,947,206 5,221,261 5,065,669 5,429,730 5,909,048 6,230,221 6

  6. Slide 6: Market and Transaction Data (3) Online Brokerage - Monex, Inc.

    Market and Transaction Data (3) Online Brokerage Business Segment - Equity-method affiliate Monex, Inc. FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Equities and ETFs, etc. Total trading volume of individual investors of 2 Japanese 26,288 27,171 26,777 29,129 29,445 34,048 39

  7. Slide 7: Market and Transaction Data (4) Digital Asset Business Segment

    Market and Transaction Data (4) Digital Asset Business Segment FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Digital Asset Business Segemt - Coincheck Customers' Assets in Custody (JPY million) 747,891 669,357 1,142,223 859,204 1,000,300 1,189,219 948,533 728,051 631,633 Numbe

  8. Slide 8: Market and Transaction Data (5) Asset Management Business

    Market and Transaction Data (5) Asset Management Business FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Asset Management Business as a Whole (*1) Asset Under Management (JPY million) 737,114 755,415 849,937 824,658 4,443,877 4,714,196 4,986,451 5,233,999 6,531,452 Without refl

  9. Slide 9: Market and Transaction Data (6) Number of Employees

    Market and Transaction Data (6) Number of Employees FYE Mar. 2025 FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q 2Q 3Q 4Q 1Q Online Brokerage Business Segment (*) 647 644 647 637 642 645 644 646 641 Digital Asset Business Segment (*) 241 252 261 277 289 281 316 310 323 Asset & Wealth Management Business

  10. Slide 10: II. Financial Data

    II. Financial Data © Monex Group, Inc. 9

  11. Slide 11: Quarterly consolidated financial results

    Quarterly consolidated financial results (JPY million) FYE Mar. 2026 FYE Mar. 2027 1Q 2Q 3Q 4Q 1Q Commission received 7,732 8,711 10,019 10,640 8,785 Net trading income 2,075 3,260 2,784 2,157 1,897 Financial income 7,525 7,518 7,037 6,610 7,153 Sales 387 790 777 793 465 Other operating income 965 1

  12. Slide 12: Quarterly consolidated financial results (Reclassified)

    Quarterly consolidated financial results (Reclassified) (JPY million) FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commissions 3,488 3,638 4,042 3,960 3,802 Transaction-related expenses 4,681 4,893 5,188 5,765 5,323 Stocks and ETFs 557 643 604 1,231

  13. Slide 13: Quarterly financial results by segment: Online Brokerage

    Quarterly financial results by segment Online Brokerage Business Segment (JPY million) FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commissions 3,480 3,631 4,033 3,957 3,800 Transaction-related expenses 3,234 3,211 3,647 4,068 3,616 Stocks and ETFs

  14. Slide 14: Quarterly financial results Monex, Inc. (JGAAP)

    Quarterly financial results Monex, Inc. (JGAAP) (JPY million) FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commission 2,598 2,911 3,215 3,505 3,667 Transaction-related expenses 3,113 3,538 3,781 4,546 4,151 Stocks and ETFs 2,540 2,870 3,166 3,454 3,

  15. Slide 15: Quarterly financial results by segment: Digital Asset

    Quarterly financial results by segment Digital Asset Business Segment (JPY million) FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commissions 8 7 9 3 1 Transaction-related expenses 919 1,091 893 1,001 959 Stocks and ETFs - - - - - Commissions paid 90

  16. Slide 16: Quarterly financial results by segment: Asset & Wealth Management

    Quarterly financial results by segment (JPY million) Asset & Wealth Management Business Segment FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commissions - - - - - Transaction-related expenses 437 497 557 593 665 Stocks and ETFs - - - - - Commissions

  17. Slide 17: Quarterly financial results by segment: Investment

    Quarterly financial results by segment Investment Business Segment (JPY million) FYE Mar. FYE Mar. FYE Mar. 2026 FYE Mar. 2026 2027 2027 1Q 2Q 3Q 4Q 1Q 1Q 2Q 3Q 4Q 1Q Brokerage commissions - - - - - Transaction-related expenses 2 5 5 2 3 Stocks and ETFs - - - - - Commissions paid 0 0 0 0 0 Options a

  18. Slide 18: Yearly consolidated financial results

    Yearly consolidated financial results (JPY million) FYE Mar. 2025 FYE Mar. 2026 Variance Change Commission received 32,455 37,102 4,647 14.3% Net trading income 11,854 10,276 -1,578 -13.3% Financial income 26,172 28,690 2,518 9.6% Sales 27 2,748 2,721 10,077.8% Other operating income 4,014 4,791 777

  19. Slide 19: Yearly consolidated financial results (Reclassified)

    Yearly consolidated financial results (Reclassified) (JPY million) FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commissions 15,364 15,129 -235 -1.5% Transaction-related expenses 18,948 20,527 1,579 8.3% Stocks and ETFs 2,363 3,034 671 28.4% Commission

  20. Slide 20: Yearly financial results by segment: Online Brokerage

    Yearly financial results by segment Online Brokerage Business Segment (JPY million) FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commissions 15,002 15,101 99 0.7% Transaction-related expenses 13,237 14,161 924 7.0% Stocks and ETFs 2,059 3,034 975 47.3

  21. Slide 21: Yearly financial results Monex, Inc. (JGAAP)

    Yearly financial results Monex ,Inc. (JGAAP) (JPY million) FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commission 10,269 12,231 1,962 19.1% Transaction-related expenses 12,809 14,980 2,170 16.9% Stocks and ETFs 10,024 12,034 2,010 20.1% Commissions p

  22. Slide 22: Yearly financial results by segment: Digital Asset

    Yearly financial results by segment Digital Asset Business Segment (JPY million) FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commissions 58 27 -31 -52.7% Transaction-related expenses 3,575 3,904 329 9.2% Stocks and ETFs - - - - Commissions paid 463 3

  23. Slide 23: Yearly financial results by segment: Asset & Wealth Management

    Yearly financial results by segment (JPY million) Asset & Wealth Management Business Segment FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commissions - - - - Transaction-related expenses 1,568 2,084 516 32.9% Stocks and ETFs - - - - Commissions paid 1

  24. Slide 24: Yearly financial results by segment: Investment

    Yearly financial results by segment Investment Business Segment (JPY million) FYE Mar.2025 FYE Mar.2026 Variance Change FYE Mar.2025 FYE Mar.2026 Variance Change Brokerage commissions - - - - Transaction-related expenses 25 15 -10 -40.6% Stocks and ETFs - - - - Commissions paid 3 0 -3 -94.7% Options

  25. Slide 25: © Monex Group, Inc. www.monexgroup.jp/

    © Monex Group, Inc. www.monexgroup.jp/

Monex Group — Q1 FY2027 Earnings Presentation on 6ix