Shelton Equity Premium Income ETF · AMEX:SEPI
Shelton Equity Premium Income ETF — Shelton Capital Management — Investor Presentation (September 2026)
22 slides from Shelton Equity Premium Income ETF's investor presentation, September 2026
Slide 1: Shelton Capital Management
Shelton Capital Management 2026
Slide 2: Firm Overview
Firm Overview For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 2
Slide 3: Shelton: A Partner By Your Side
Shelton: A Partner By Your Side FOUNDED 1985 HOME OFFICE Our Story Our Philosophy Denver, CO Shelton Capital Management is an Beyond our compelling lineup of ASSETS award-winning, multi-strategy mutual funds, ETFs, and SMAs, Over $7.8 Billion boutique asset manager, built on Shelton offers tailored
Slide 4: Guided By Values
Guided By Values MARKET MASTERY ACCESSIBILITY FORESIGHT Client needs are rarely one-size- Shelton's boutique structure We fuse decades of experience fits-all. Our process is hands-on, supports direct access, open with strategic and innovative with ideas tested, debated, and communication, and a more
Slide 5: We have a history of innovating to continually address clients' needs.
We have a history of innovating to continually address clients’ needs. * *Transition from TUGN to SEPQ as of 8/21/2026 For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 5
Slide 6: Management Team
Management Team For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 6
Slide 7: Organization Chart
Organization Chart Chief Executive Officer Steve Rogers Chief Investment General Counsel Chief Operations National Sales Officer & CCO Officer Manager Derek Izuel Greg Pusch Rachel Skyward Josh Fudge Equity Team Head of ETFs Compliance Investment Business Marketing National Accounts Manager Client B
Slide 8: Investment Team
Investment Team EQUITY TEAM FIXED INCOME TEAM PORTFOLIO MODEL TEAM For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 8
Slide 9: Shelton Capital Management Process
Shelton Capital Management Process For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 9
Slide 10: Shelton Client MAPP
Shelton About Shelton Client MAPP Client Shelton Capital Management is a multi-strategy boutique asset manager built around a MAPP simple idea: every investment solution should have a clear role in a client’s portfolio. Through Shelton Client MAPP , our Multi-Strategy Active and Passive Process, we
Slide 11: The Five Portfolio Roles of Shelton Client MAPP
The Five Portfolio Roles of Shelton Client MAPP The Shelton Client MAPP framework helps advisors identify the right strategy for the right portfolio objective. Capital Appreciation Income Tax-Aware For your clients who need a long-term growth For your clients who need diversified sources of Concentr
Slide 12: Strategies and Solutions
Strategies and Solutions For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 12
Slide 13: Strategies Mapped to Shelton Client MAPP
Strategies Mapped to Shelton Client MAPP Every Shelton strategy organized by its intended portfolio role. For Use in One-On-One Presentations Only. Not For Use with the Public. SHELTONCAP.COM 13
Slide 14: Equity Solutions
Equity Solutions Covered Calls & Options International • Low volatility e qu i t y s e e k i n g • I n t e r n a t i on a l e x pos u r e w i t h a h i g h e n h a n c e d c a s h flow via opt ion a c t i v e s h a r e a n d r e l a t i v e l y l ow e r pr e m i u m s a n d dividends. t r a c k i n
Slide 15: Equity Vehicle Details
Equity Vehicle Details Covered Calls Emerging International Sustainability & Options Markets Vehicle Mutual Fund, SMA, ETFs Mutual Fund, SMA Mutual Fund Mutual Fund, SMA SEPI, SEPQ, EQTIX, Equity SISEX, International NEXTX, Sustainable Equity Funds and Strategies Income Strategy, Option EMSQX Select
Slide 16: Fixed Income Solutions
Fixed Income Solutions Core Fixed Income Municipal Bonds Corporate Credit • P r ov i de s c or e • Foc u s on • Se e k s t ot a l r e t u r n f i x e d i n c om e i n t e r e s t i n c om e t h r ou g h c a pi t a l e x pos u r e a n d c a pi t a l pr i c e a ppr e c i a t i on pr e s e r v a t i on
Slide 17: Fixed Income Vehicle Details
Fixed Income Vehicle Details Core Fixed ESG Tax-Exempt ESG Taxable Tactical ESG Corporate Income Muni Bonds Muni Bonds Credit Bond Bloomberg Bloomberg Bloomberg Bloomberg Bloomberg Benchmark US Aggregate 5 Year Muni US Aggregate US Aggregate US Corp Bond IG Mutual Fund, Vehicle SMA SMA SMA SMA SMA I
Slide 18: Active Allocation Solutions
Active Allocation Solutions ETF Model Portfolios The Shelton Active Allocation Strategies (SAAS) are designed to help advisors and investors close the gap between what markets offer and what investors actually capture, a belief grounded in behavioral science, current research, and diversification me
Slide 19: Active Allocation Solutions
Active Allocation Solutions ETF Model Portfolios Active Allocation Moderate Conservative Income With Growth Income Tactical Solutions Growth Growth Growth Vehicle SMA SMA SMA SMA SMA SMA Inception Year 2008 2008 2008 2015 2011 2015 65% Equity 50% Equity 35% Equity 20% Equity Target Allocation 100% E
Slide 20: Sales and Territories Contact Map
Sales and Territories Contact Map Region – West Region – Central Region – Great Lakes Region – Southeast Region – Northeast Laura Bevill Jason Shidler Matt Gunter Jeff Medina Patrick Murphy lbevill@sheltoncap.com jshidler@sheltoncap.com mgunter@sheltoncap.com jmedina@sheltoncap.com pmurphy@sheltonca
Slide 21: Important Information
Important Information Investors should consider a fund’s investment objectives, risks, charges, and expenses carefully before investing. The prospectus contains this and other information about the fund. To obtain a prospectus, visit www.sheltoncap.com or call (800) 955-9988. A prospectus should be
Slide 22: Thank you.
Thank you.
Shelton Capital Management — Investor Presentation (September 2026) on 6ix