Aurelion Inc. · NASDAQ:AURE
Aurelion — Prestige Wealth — IPO Roadshow (February 2023)
24 slides from Aurelion's IPO roadshow presentation, Feb 24, 2023
Slide 1: Prestige Wealth Inc. Corporate Presentation
Issuer Free Writing Prospectus dated February 24, 2023 Filed Pursuant to Rule 433 of the Securities Act of 1933, as amended Relating to Preliminary Prospectus dated F 1 ebruary 10, 2023 Registration Statement No. 333 - 267999 February 2023 Prestige Wealth Inc. Corporate Presentation
Slide 2: Free Writing Prospectus Statement
This free writing prospectus relates to the proposed public offering of ordinary shares (“Ordinary Shares”) of Prestige Wealth Inc . (“we”, “us”, or “our”) and should be read together with the Registration Statement we filed with the U . S . Securities and Exchange Commission (the “SEC”) for the off
Slide 3: Forward-looking statements
This presentation contains forward - looking statements, all of which are subject to risks and uncertainties . Forward - looking statements give our current expectations or forecasts of future events . You can find many (but not all) of these statements by the use of words such as “approximates,” “b
Slide 4: Offering summary
Issuer Prestige Wealth Inc. Securities Ordinary Shares Offering Type Initial Public Offering Proposed Listing/Symbol Nasdaq Capital Market: PWM Ordinary Shares Offered 2,000,000 Ordinary Shares, or 2,300,000 Ordinary Shares assuming the underwriter exercises its over - allotment option in full Offer
Slide 5: Table of Contents
Part 1 Company Overview Part 2 Business Overview Part 6 Financial Highlights Part 3 Investment Highlight Part 5 Growth Strategies Industry Overview Part 4 5 Table Of Contents
Slide 6: Prestige Wealth company overview
We work with licensed product brokers licensed in Hong Kong or in the U.S., who are primarily insurance brokers and distribute wealth management products and assist them in customizing wealth management investment portfolios for our clients. We also provide customized value - added services to our c
Slide 7: Corporate Structure
7 Company Overview Prestige Financial Holdings Group Limited (BVI, 2014) Other Shareholders (<5%) Prestige Wealth Inc. (Cayman Islands, 2018) Prestige Private Wealth Management Limited (BVI, 2014) 64.20%* 35.80%* Chi Tak Sze Prestige Asset International Inc. (BVI, 2015) Prestige Wealth Management Li
Slide 8: Wealth Management Services
Wealth Management Services • High Net Worth Individuals • Assign Designated Client Relationship Managers • Ultra - High Net Worth Individuals • Organize Clients’ Information • Business Owners • Refer Clients to Insurance Brokers • Licensed Insurance Brokers • Compliance with Requisite Laws & Regulat
Slide 9: Asset Management Fund
Asset Management Fund FY2022 Net Loss: 0.92% (the S&P 500 index dropped 16.76% for the same period) Investment Strategy We apply an active investment strategy to locate products that meet clients’ immediate needs and use our fund selection model to conduct thorough screening of the underlying funds
Slide 10: Discretionary Account Management Services
Discretionary Account Management Services Clients authorized PAM with full discretionary power to, on behalf of the client, manage, hold, buy, invest, divest and sell any specific portfolio at the client’s risk. Asset Management Related Advisory Services PAM provides services specifically related to
Slide 11: Investment Highlights
Significant Client Satisfaction & High Client Retention Referrals from Well - Connected Clients Access to Highly Desirable Products That are Not Widely Open to Subscribers Client Experience Oriented, Customized, & High - Quality Value - Added Services Carefully Selected Business Partners, Such As Pr
Slide 12: Significant Client Satisfaction and High Client Retention
We have a reputable brand image among our clients. We focus on the quality of services & maintain a loyal client base . Clients’ Satisfaction with our Services* Approx. 39% of wealth management clients purchased Multiple Insurance Policies Prestige Clients Seek referral services for additional produ
Slide 13: Client Experience Oriented, Customized Value-Added Services
Client - centric corporate culture and value - added services differentiate our subsidiaries from their competitors in the wealth management and asset management services industries One - Stop Customized Client Experience Model Client Experience Oriented, Customized, and High - quality Value - added
Slide 14: Referrals From Well-Connected Clients
Referrals From Well - Connected Clients High - Net - Worth Client Base Executives & Principal Shareholders of Companies, Including Entrepreneurs Backed by Significant Family Businesses. Clients Referral The Influence and both the Personal and Professional Networks of our Subsidiaries’ Existing Clien
Slide 15: Selection of Brokers and Funds
Wealth Management Brokers Selection Specific Criteria: • Reputation in the Industry & Industry Ranking • Service Quality • Competitiveness of its Referral Fee Rates • The Expansiveness of Product Selections • Accessibility to Rarer products and Competitive products • Compliance in Product Distributi
Slide 16: Access to Products Not Widely Open to Subscribers
The Brokers We Work with… • Tend to have a larger quota of subscribers than other less established or recognized brokers because of their operating history, market recognition, and relatively bigger sizes. Our Clients… • Have access to those insurance policies that have a limited number of authorize
Slide 17: Experienced Management Team
Mr. Hongtao Shi Director Chairman of the Board of Directors Chief Executive Officer • Mr. Shi has served as our Director and Chairman since January 2019 and Chief Executive Officer since February 2019, and the Chief Executive Officers of our operating subsidiaries since their inceptions in October 2
Slide 18: Mr. Hongtao Shi, Chairman and CEO
• Mr . Shi has served as our Director and Chairman since January 2019 and Chief Executive Officer since February 2019 , and the Chief Executive Officers of our operating subsidiaries since their inceptions in October 2018 . • Mr . Shi has more than ten years of managerial and operational experience
Slide 19: Industry Overview: Mainland China and United States HNWIs
The number of high net worth and ultra - high net worth individuals in Mainland China is expected to reach approximately 2 , 080 , 400 in 2026 at a CAGR of approximately 6 . 9 % from 2022 to 2026 . Total net worth of the HNWIs is expected that the figure will reach more than approx . US $ 40 . 6 tri
Slide 20: Industry Overview: Hong Kong
Industry Overview Hong Kong Hong Kong, as an international financial center, attracts billions of investment funds from around the world every year . Elevating Economic Circumstances Rising Volatility of Capital Markets Pre - Eminent Offshore RMB Center Rising Demand for Cross - border Investment fr
Slide 21: Industry Overview: Demand for Insurance and Entry Barriers
Industry Overview The expanding middle - class population in Mainland China represents a large source of purchasers of insurance products in Hong Kong and is expected to further drive the development of Hong Kong insurance market. Rising Demand for Insurance Policies from Mainland China $549.6 Billi
Slide 22: Growth Strategies
Further Enhance Our Brand Recognition Among High Net Worth and Ultra - high Net Worth Individuals Further Grow Our Subsidiaries’ Client Base Grow Our Subsidiaries’ Asset Management Business to include a Larger Number of Funds and Diversify The Types of Funds Pursue Strategic Investments and Acquisit
Slide 23: Financial Highlights
23 Note: Fiscal Year Ended September 30. See offering documents for further risks and disclosures. There is no guarantee that any specific outcome will be achieved. Investments may be speculative, illiquid and there is a risk of loss. Financial Highlights $2.56 $2.79 $2.09 $1.87 $1.65 $1.73 $1.91 $1
Slide 24: Contact
Email: ir@prestigefh.com Tel: +852 2122 8560 Address: Suite 5102, 51/F, Cheung Kong Center 2 Queen’s Road Central Hong Kong Issuer: Prestige Wealth Inc. Adam Pasholk Email: adampasholk@netw1.com Address: 2 Bridge Avenue, Suite 241 Red Bank, NJ 07701 USA Underwriter: Network 1 Financial Securities, I