Shelton Equity Premium Income ETF · AMEX:SEPI
Shelton Equity Premium Income ETF — Shelton Capital Management — Q2 2026 Earnings Presentation
24 slides from Shelton Equity Premium Income ETF's earnings presentation, Jun 30, 2026
Slide 1: Shelton Equity Income Fund (EQTIX) 2Q 2026 Presentation
SHELTON EQUITY INCOME FUND (EQTIX) 2Q 2026 Presentation I Shelton Capital Management June 30, 2026 I Barry Martin, CFA Senior Portfolio Manager I Nick Griebenow, CFA Portfolio Manager I Steve Rogers CEO & Portfolio Manager I Jason Goldenberg Portfolio Analyst I Jake Gallion Portfolio Analyst
Slide 2: Important Information
I Important Information I Options involve risk and are not suitable for everyone. Prior to buying or selling an option, your client must receive a copy of CHARACTERISTICS AND RISKS OF STANDARDIZED OPTIONS. Copies of this document may be obtained from your Investment Advisor, from any exchange on whi
Slide 3: Considerations and Risks
I Considerations and Risks I A covered call strategy limits upside potential for stock appreciation and will therefore underperform in appreciating” markets. I There are no assurances that the strategy will be successful in reaching the investment objectives of generating cash flow for the investor.
Slide 4: Section 1: About Us
I Section 1: About Us THIS PRESENTATION IS FOR FINANCIAL PROFESSIONAL USE ONLY.
Slide 5: Shelton Capital Management
Section 1: About Us I Shelton Capital Management Founded Shelton Capital Management is a multi-strategy boutique asset manager offering separately managed 1985 accounts, mutual funds, and exchange traded funds to investment advisors and their clients, retirement Headquarters plans, and individuals.
Slide 6: Equity Investment Team
Section 1: About Us I Equity Investment Team Derek Izuel , CFA Chief Investment Officer Barry Martin, CFA Nick Griebenow, CFA Bruce Kahn, Ph.D. Tony Jacoby, CFA Jason Goldenberg Nicolette DiMaggio Jake Gallion Portfolio Manager Portfolio Manager Portfolio Manager Portfolio Manager Portfolio Analyst
Slide 7: Portfolio Management Team
Section 1: About Us I Portfolio Management Team Barry Martin, CFA - Portfolio Manager • Barry Martin, CFA, is a Portfolio Manager for Shelton Capital Management’s Option Overlay Strategies and has been managing options for over 20 years. • He received a B.S. from the University of Arizona and CFA®,
Slide 8: Section 2: Shelton Equity Income Fund
I Section 2: Shelton Equity Income Fund THIS PRESENTATION IS FOR FINANCIAL PROFESSIONAL USE ONLY.
Slide 9: Results Focused Organization
Section 2: Shelton Equity Income Fund I Results Focused Organization Fund Ticker Objective EQTIX • The Fund’s investment objective is to achieve a high level of income and capital appreciation (when consistent with high income) by investing primarily in income-producing U.S. equity Benchmark securit
Slide 10: Fund Summary
Section 2: Shelton Equity Income Fund I Fund Summary Experienced portfolio managers he Portfolio Managers have over 50 years of combined experience •T Expertise • Barry Martin & Nick Griebenow also manage the Shelton Equity Income Strategy • Steve Rogers is the CEO and also manages the Shelton Index
Slide 11: Why Invest in the Shelton Equity Income Fund?
Section 2: Shelton Equity Income Fund I Why Invest in the Shelton Equity Income Fund? Focused on Cash Flow Through Large Cap Portfolio with Lower Reduced Exposure to Credit Risks, Equity and Covered Calls Standard Deviation Duration Risk and Interest Risk • Dividend yield alternative • Lower volatil
Slide 12: Where EQTIX Fits in Your Allocation
Section 2: Shelton Equity Income Fund I Where EQTIX Fits in Your Allocation The Shelton Equity Income Fund offers a blended allocation that seeks to reduce volatility and increase cash flow. For illustrative purposes only. Please see slide three for more important disclosures. 12 SHELTONCAP.COM THIS
Slide 13: Potential Responses of Shelton Equity Income Fund
Section 2: Shelton Equity Income Fund I Potential Responses of Shelton Equity Income Fund • Potential to sell further out- • Potential to sell further out- of-the-money calls of-the-money calls Why? HIGH VOLATILITY • Potential for cash flow to increase • Potential for cash flow to increase The portf
Slide 14: Average Annual Total Returns
Section 2: Shelton Equity Income Fund I Average Annual Total Returns I Shelton Capital Management Performance Results: Equity Income 2Q26 YTD 1YR 3YR 5YR 10YR Fund EQTIX 13.10% 9.18% 15.69% 14.99% 9.72% 10.60% CBOE BuyWrite Index (BXM) 7.38% 6.39% 17.34% 12.09% 8.38% 7.71% S&P 500 Composite Stock 15
Slide 15: Performance Results
Section 2: Shelton Equity Income Fund I Performance Results I Shelton Capital Annual Returns - 10 Years 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026^ Management Performance Results: Shelton Equity Income Fund 12.71% -10.02% 25.38% 6.98% 23.87% -10.25% 18.34% 17.17% 10.41% 9.18% Equity Income Fu
Slide 16: Quarterly Distributions (Trailing 3-Year Period)
Section 2: Shelton Equity Income Fund I Quarterly Distributions (Trailing 3-Year Period) 3.0% 2.59% 2.58% 2.5% 2.37% 2.33% 2.28% 2.24% 2.22% 2.24% 2.26% 2.14% 2.16% 2.0% 1.81% 1.5% 1.0% 0.5% 0.0% 3Q2023 4Q2023 1Q2024 2Q2024 3Q2024 4Q2024 1Q2025 2Q2025 3Q2025 4Q2025 1Q2026 Q2026 Shelton Equity Income
Slide 17: Annualized Standard Deviation
Section 2: Shelton Equity Income Fund I Annualized Standard Deviation Options-Selling and Benchmark Indices (January 2018* to December 2025) S&P 500 (SPX) 16.49% 30-yr Treasury T-Bill Constant Rate 15.44% Shelton Equity Income Fund (EQTIX) 12.90% Risk is defined as standard deviation caluclated base
Slide 18: Fund Characteristics
Section 2: Shelton Equity Income Fund I Fund Characteristics I Risk statistics as of Shelton Equity June 30, 2026 Income Fund Calculated using the monthly Alpha -1.28 net of fees returns versus the benchmark, S&P 500 TR USD, for Beta 0.74 the three-year period. R-Squared 95.44 Information Ratio -1.4
Slide 19: Distilling the Equity Universe
Section 2: Shelton Equity Income Fund I Distilling the Equity Universe We start with the S&P 500, a universe of widely held large-cap US stocks in the industrial, transportation, 500 Equities utility, and financial sectors which are selected by the S&P Index Committee, a team of analysts and economi
Slide 20: Building the Portfolio
Section 2: Shelton Equity Income Fund I Building the Portfolio Diversified portfolio of approximately 100 equities from the universe of S&P 500 constituents Stock selection dictated by the desire to own a minimum of 100 shares per position • Efficiently matching the option contract Avoid sector conc
Slide 21: What is a Covered Call?
Section 2: Shelton Equity Income Fund I What is a Covered Call? A covered call option is a combination of owning shares of a stock and selling (or writing) call options against those shares. + = OWN SELL CALL SHARES OF COVERED OPTIONS ON “ABC” STOCK CALL “ABC” STOCK The buyer of a call option receiv
Slide 22: Call Strike Selection Criteria
Section 2: Shelton Equity Income Fund I Call Strike Selection Criteria • Utilizing a proprietary model, the manager identifies option contracts that appear overpriced based on a comparison of implied volatility and forecasted volatility • Calls are initially written about 30 to 90 days until expirat
Slide 23: Overall Morningstar Rating
Section 2: Shelton Equity Income Fund I Overall Morningstar Rating TM I Received an Overall Morningstar Rating of 5 stars among 85 funds in the Derivative Income category, based on risk- adjusted returns, as of EQTIX 6/30/2026.* I The Overall Rating is derived from a weighted average of performance
Slide 24: Sales Territories and Contacts
I Sales Territories and Contacts Region Contact Email Phone West Laura Bevill lbevill@sheltoncap.com 720-804-5660 Central Jason Shidler jshidler@sheltoncap.com 720-804-5669 Great Lakes Matt Gunter mgunter@sheltoncap.com 720-978-8648 Northeast TBD plaffrenzen@sheltoncap.com 720-982-6382 Southeast Jef
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