Sumitomo Mitsui Financial Group, Inc. · TSE:8316

Sumitomo Mitsui Financial — Merger or Acquisition (September 2025)

8 slides from Sumitomo Mitsui Financial's merger presentation, Sep 19, 2025

  1. Slide 1: The Strengthening of Strategic Capital and Business Alliance with Jefferies

    The Strengthening of Strategic Capital and Business Alliance with Jefferies Sep 19th, 2025 Copyright © 2025 Sumitomo Mitsui Financial Group. All Rights Reserved.

  2. Slide 2: 1. Overview

    1. Overview 1 Japanese Equities Joint Venture 2 Strength the Capital Alliance ⚫ Establish SMBC Nikko Jefferies Securities, ⚫ Increase our economic ownership up to 20% a joint venture, to oversee wholesale (voting rights remains <5%) Japanese equities business*1 ⚫ Investment amount *2 : JPY 135 bn ⚫

  3. Slide 3: 2. SMBC Nikko's strengths and challenges

    2. SMBC Nikko’s strengths and challenges While SMBC Nikko has a solid domestic presence, it faces challenges on large-scale and global deals. Integrate the Japanese equities business and fully leverage the strengths of both firms. Challenges Jefferies’ Strengths Global Large-scale Funds Coverage Jap

  4. Slide 4: 3. Vision for Japanese Equities Joint Venture

    3. Vision for Japanese Equities Joint Venture We will dramatically enhance issuer and investor coverage across the global Japanese equities business by combining our respective strengths. Solutions for issuers Capture large-scale and global ECM deals from Japanese large corporations Integration of c

  5. Slide 5: 4. Capital Allocation

    4. Capital Allocation The CET1 ratio impact of the announced inorganic investments is included in our initial plan Expect to maintain the CET1 ratio at around 10% for FY3/26. (JPY bn) Dividend Inorganic Bottom-line 520 profit Share Investee investment CET1 impact buybacks 1,300 100 YES BANK 20% JPY

  6. Slide 6: (Ref.) Alliance with Jefferies

    (Ref.) Alliance with Jefferies Since the strategic alliance began in 2021, the scope of our collaboration has steadily expanded. Aim for further enhanced competitiveness by globally integrating wholesale Japanese equities businesses. Expand the scope of collaboration with Jefferies DCM M&A ECM Japan

  7. Slide 7: (Ref.) Overview of Jefferies

    (Ref.) Overview of Jefferies Basic information Strengths Name Jefferies Financial Group Inc. M&A ✓ Leading top-tier global M&A franchise Listing NYSE (Market cap: JPY２tn*1) Advisory ✓ 190+ companies sold in FY3/25 Rating BBB (S&P Global) Establish- ment 1962 Equity ✓ Leading player for IPO in U.S. C

  8. Slide 8: Forward-looking statements disclaimer

    This document contains “forward-looking statements” (as defined in the U.S. Private Securities Litigation Reform Act of 1995), regarding the intent, belief or current expectations of Sumitomo Mitsui Financial Group, Inc. (“the Company”) and its management with respect to the Company’s future financi

Sumitomo Mitsui Financial Group — Merger or Acquisition (September 2025) on 6ix