Capricor Therapeutics, Inc. · NASDAQ:CAPR

Capricor Therapeutics — Investor Presentation (May 2018)

26 slides from Capricor Therapeutics's investor presentation, May 2018

  1. Slide 1: Capricor Therapeutics - NASDAQ: CAPR May 2018

    Feapricor herapeutics”

  2. Slide 2: Forward-Looking Statements

    Forward-Looking Statements Statements in this presentation regarding the efficacy, safety, and intended utilization of Capricor's product candidates; the initiation, conduct, size, timing and results of discovery efforts and clinical trials; the pace of enrollment of clinical trials; plans regarding

  3. Slide 3: Capricor's Mission

    Capricor’s Mission Capricor is focused on the discovery, development and commercialization of innovative cell and exosome based therapies for patients with immune-inflammatory rare diseases with a focus on Duchenne muscular dystrophy. 3

  4. Slide 4: Corporate Highlights

    Corporate Highlights  First-in-class biologics with potential to improve cardiac Innovative, Proprietary and skeletal muscle Therapeutic Platforms  Product candidates based on cells and extracellular vesicles (exosomes)  Enrolling HOPE-2, potential registration trial in DMD Advanced Pipeline  Co

  5. Slide 5: Capricor's Product Pipeline

    Capricor’s Product Pipeline Development Phase Candidate Indication Status Preclinical Clinical Market  HOPE-2 trial enrolling  Improvement in skeletal and cardiac CAP-1002 Duchenne muscle function seen in randomized (allogeneic CDCs) Muscular Dystrophy clinical trial in advanced DMD  Orphan Drug,

  6. Slide 6: CAP-1002: Duchenne Muscular Dystrophy Program

    CAP-1002: Duchenne Muscular Dystrophy Program ― X-linked genetic disorder ― Incidence: ~1 per 3,600 male births ― Prevalence: US: ~15,000-20,000, WW: ~200,000 6

  7. Slide 7: Lack of Dystrophin Predisposes Muscle to Damage

    Lack of Dystrophin Predisposes Muscle to Damage — Dystrophin is a structural protein in muscle — Acts both as a cushion and a kind of glue — Without dystrophin, muscles are unable to function properly, suffer progressive damage and eventually die — Much of the muscle injury that occurs in dystrophin

  8. Slide 8: Treatment Options for DMD are Limited

    Treatment Options for DMD are Limited Challenges Exon Skipping Immunomodulatory  EXONDYS 51 –13% of DMD  population  Gene therapy Gene therapy not always effective Anti-fibrotic   due to antibody response  Utrophin Steroids have adverse long term Pro-angiogenic   side-effects  NF-kB NF-kB i

  9. Slide 9: Capricor's CAP-1002 Technology

    Capricor’s CAP-1002 Technology ‒ CAP-1002 is a biologic consisting of allogeneic cardiosphere-derived cells (CDCs)  Manufactured from donated heart muscle  Does not act by “stemness” – the cells do not engraft into host tissue  MOA: cells secrete exosomes  Contain non-coding RNAs and proteins 

  10. Slide 10: Cardiomyopathy is the #1 Cause of Death in DMD

    Cardiomyopathy is the #1 Cause of Death in DMD ‒ Lack of functional dystrophin in heart leads to: inflammation cardiomyocyte death progressive cardiac fibrosis ‒ Hearts become dilated and non-compliant, and eventually fail ‒ No therapies have been shown to address the heart disease associated with D

  11. Slide 11: Effects of CDCs in mdx Mouse Model

    Effects of CDCs in mdx Mouse Model ‒ Following a single administration of CDC or vehicle to mdx mice: Improved cardiac function Increased exercise capacity  Left ventricular ejection fraction  Exercise performance markedly improved vs. control approximately doubled vs. control (p<0.05 at all timep

  12. Slide 12: Effects of CDCs in mdx Mouse Model

    Effects of CDCs in mdx Mouse Model ‒ Following a single administration of CDC or vehicle to mdx mice: Enhanced skeletal muscle function  Twitch force, tetanic force, and fibrosis in soleus (slow-twitch) and extensor digitorum longus (fast-twitch) muscles significantly improved vs. control (p<0.05;

  13. Slide 13: Mechanism of Action Defined in Stem Cell Reports

    Mechanism of Action Defined in “Stem Cell Reports”  phospho-Akt  HO-1  GCLC cat. sub. Oxidative  Nrf2 (cytoplasmic) Stress  catalase  SOD-2  Nrf2 (nuclear)  phospho-IkB  CD68+ macrophages Inflammation  NF-kB  p65 (nuclear)  MCP1  CD3+ T cells  collagen I Fibrosis  collagen III  mitoc

  14. Slide 14: Phase I / II HOPE-Duchenne Clinical Trial

    Phase I / II HOPE-Duchenne Clinical Trial CAP-1002 25 patients (1 x 75M cells) Ages 12 and older n=13 DMD heart disease 6 12 EF > 35% Stable steroids Usual Care n=12 Data presented at AHA 2017 late-breaking session CAP-1002 given by intracoronary infusion  One-time, multi-vessel, intracoronary deli

  15. Slide 15: Baseline Characteristics

    Baseline Characteristics Usual Care CAP-1002 (n=12) (n=13) Age, median years (range) 17.5 (12–20) 18 (14–25) Wheelchair Use Always (%) 7 (58) 10 (77) Cardiac Scar Size, mean % (SD) 21.4 (10.8) 17.6 (6.8) LV Ejection Fraction, mean % (SD) 48.4 (7.5) 49.6 (6.7) Intracoronary Dose, M cells (SD) n/a 73.

  16. Slide 16: Heart Muscle: Reduced Myocardial Scarring

    Heart Muscle: Reduced Myocardial Scarring ‒ Assessed by cardiac MRI with blinded analysis by core lab ‒ Scar increased in the Usual Care group, but decreased in the CAP-1002 group IMPROVEMENT  11.9% group difference in change score at Month 12 (p=0.03) p=0.09 p=0.03 ‒ Decreased scar is counter to t

  17. Slide 17: Heart Muscle: Increased Regional Systolic Wall Thickening

    Heart Muscle: Increased Regional Systolic Wall Thickening Measurement of cardiac function by MRI INFERIOR WALL ‒ IMPROVEMENT allows focus on treated areas ‒ Magnitude of scar reduction is consistent with natural history of scar progression in p=0.04 p=0.09 DMD ANTERIOR  Inferior → Anterior → Latera

  18. Slide 18: Skeletal Muscle: PUL Results Indicate Functional Benefit

    Skeletal Muscle: PUL Results Indicate Functional Benefit Middle + Distal PUL Score % change from baseline IMPROVEMENT ‒ Performance of the Upper Limb (PUL) test is a validated instrument in DMD  Relates to patients’ ability to perform common activities of daily living ‒ Trends towards improvement o

  19. Slide 19: HOPE-2 Clinical Trial of CAP-1002 in DMD

    HOPE-2 Clinical Trial of CAP-1002 in DMD — HOPE-2 – currently enrolling  Randomized, double-blind, placebo-controlled  Target enrollment of 84 patients with advanced disease  Peripheral intravenous delivery – supported by preclinical studies  Repeat-dose design – potential to achieve sustained b

  20. Slide 20: Manufacturing

    Manufacturing CSps CDCs Wash Formulate Fill CAP-1002 ‒ CAP-1002 is manufactured from donor hearts via a proprietary process ‒ Clinical trial material currently produced at Capricor facility ‒ High-yield process in advanced development ‒ Previous 3-year collaboration with Janssen Biotech focused on c

  21. Slide 21: Exosomes (CAP-2003) A New Regenerative Medicine Platform

    Exosomes (CAP-2003) A New Regenerative Medicine Platform Potential Benefits of Exosomes vs. Cells  Extended shelf life (lyophilize)  Penetrate cells and tissues not readily accessed by cells  Reduced manufacturing costs 21

  22. Slide 22: Extracellular Vesicles (Exosomes): Cell Free Regenerative Medicine

    Extracellular Vesicles (Exosomes): Cell Free Regenerative Medicine – Extracellular vesicles - term for cell-derived vesicles, includes exosomes – Nanometer-sized lipid-bilayer vesicles – Rich in RNAs and proteins – Secreted by nearly all cell types – Cell signaling modality – Potential for broad the

  23. Slide 23: Senior Management

    Senior Management Linda Marbán, PhD AJ Bergmann, MBA Chief Executive Officer, Co-founder and Director Chief Financial Officer Under her direction, Capricor has secured over $45 million in non-dilutive funding and over $50 million in equity capital. Earlier in her career, Dr. Marbán was with Mr. Berg

  24. Slide 24: Capricor has Assembled a World-Class DMD Advisory Board

    Capricor has Assembled a World-Class DMD Advisory Board Barry Byrne, M.D., Ph.D. University of Florida (USA) Michelle Eagle, Ph.D., M.Sc., MCSP Atom International Ltd (UK) Richard Finkel, M.D. Nemours Children's Hospital (USA) Pat Furlong Parent Project Muscular Dystrophy (USA) Kan Hor, M.D. Nationw

  25. Slide 25: Current Resources Expected to Fund Operations into 1Q19

    Current Resources Expected to Fund Operations into 1Q19 Cash and equivalents $14.1 million (as of Dec. 31, 2017) Shares outstanding 27.7 million (as of Mar. 20, 2018) Capricor reported the above information in its most recent Annual Report on Form 10-K filed with the SEC on March 22, 2018. Capricor

  26. Slide 26: Anticipated Milestones

    Anticipated Milestones Recent Accomplishments Potential Near Term Catalysts Clinical Development Pipeline Updates  Announced positive 6 and 12 month data from  Currently enrolling HOPE-2 trial HOPE-Duchenne  Planning to publish HOPE-Duchenne study  HOPE-2 IND cleared  Planning to file IND for e

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