Netcapital Inc. · NASDAQ:NCPL
Netcapital — Investor Presentation (June 2022)
21 slides from Netcapital's investor presentation, Jun 28, 2022
Slide 1: Netcapital Inc.: A Digital Private Capital Markets Ecosystem
Netcapital Inc. A Digital Private Capital Markets Ecosystem Democratizing Private Markets | Empowering Entrepreneurs to Succeed
Slide 2: Forward-Looking Statements
Forward-Looking Statements This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These statements are based on the current beliefs and expectations of Netcapital Inc.’s management and are subject to significant risks and unc
Slide 3: Who We Are
Who We Are Netcapital is a fintech company with a scalable technology platform. e Democratizing access to capital and investments e Almost 100,000 users Netcapital Inc. Empowers private companies to raise capital 01 online Provides both accredited and non-accredited 02 investors with access to new i
Slide 4: Why Now: JOBS Act and Reg CF
Why || | | Title Ill of the JOBS Act enabled early-stage companies to offer and sell securities to the general public for the first time. The SEC followed with Reg CF, changing the landscape for private capital raising and investment: e Allows general public to invest in private companies e Enables
Slide 5: Market Opportunity
Market Opportunity Significant opportunity to disrupt private capital markets with Netcapital’s digital private markets ecosystem
Slide 6: Traditional Funding Model Restricts Access to Capital, Investments, and Liquidity
Traditional Funding Model Restricts Access to Capital, Investments, and Liquidity Ent VCs invest in fewer than 1% of Under 5% of venture dollars Founders need connections to ntrepreneurs the companies they consider. went to women and minorities even get a meeting. have difficulty in 2020. Only 10% o
Slide 7: Disrupting Private Capital Markets
Disrupting Private Capital Markets Netcapital is fundamentally altering traditional private capital markets by: Giving any investor - not just Low investment minimums and steady deal flow empower the average person to own the connected ones - access ae . a. shares in private companies they believe i
Slide 8: Industry Funding Commitments Growing Rapidly
Industry Funding Commitments Growing Rapidly Reg CF Monthly Funding Commitments $60,000,000 $490 Million _ Fim202e previous $20,000,000 $0 January 2018 January 2019 January 2020 January 2021 Source: KingsCrowd Netcapital Inc. rs ]
Slide 9: Industry Tailwinds
Industry Tailwinds Three major industry tailwinds driving accelerating push to bring processes online With limited ability to raise capital in person, entrepreneurs shifting to online fundraising || ||] || increasing digital funding opportunities SEC raises annual Reg CF funding limit to $5M lI HI d
Slide 10: Business Model
Business Model Fee income plus equity stakes" 1. Amount of equity stakes may be limited to maintain compliance with '40 Act regulations.
Slide 11: MAGFAST
MAGFAST.
Slide 12: The Netcapital Platform
The Netcapital Platform Helps Simplify the Fundraising Process Looking for capital? Tell us about yourself and speak to one of our specialists
Slide 13: Demonstrated Scalability of Netcapital Platform
Demonstrated Scalability of Netcapital Platform Rapid sell-out of MAGFAST offering demonstrates proven scalability of the Netcapital platform. Netcapital Case Study-MAGFAST MAGFAST, a wireless charger company, launched an equity offering on netcapital.com in November of 2020. © Goal raise: $1.07 mil
Slide 14: Netcapital Advisors - Consulting Business
Netcapital Advisors - Consulting Business The Netcapital Advisors team of investors, entrepreneurs, and marketing professionals assists private companies with the fundraising process. Incubates and accelerates select technology companies Markets private deals through digital marketing and investor i
Slide 15: Select Equity Stakes
Netcapital Inc. Select Equity Stakes $11.3 Million Held in Aggregate Investments as of January 31, 2022 i 4 KINGSCROWD @B cHIPBRAIN (CReveal Online Private Capital Emotionally Intelligent Al Cancer Immunotherapy Markets Ratings and Analytics Zelgor DEUCE) EF Zelgor Drone Delivery Mobile Games
Slide 16: Strong Growth in Equity Securities Portfolio
Strong Growth in Equity Securities Portfolio Netcapital Inc. Equity Securities Portfolio $12,500,000 $11.3 Million oe $7,500,000 $5,000,000 $2,500,000 $0 3Q.FY 2021 30,FY 2022 Netcapital Inc. 1. NCPL’s portfolio may be limited in order to maintain compliance with ’40 Act regulations.
Slide 17: Financial Highlights: Preliminary Estimated Fiscal 2022 Results
Financial Highlights Preliminary Estimated Fiscal 2022 Results (Unaudited) NCPL Estimated Revenues FY 2022 vs. FY 2021 6,000,000 4,000,000 2,000,000 FY 2021 FY 2022 NCPL Estimated Net Income FY 2022 vs. FY 2021 4,000,000 3,000,000 2,000,000 1,000,000 Fy 2021 FY 2022 1. Estimated FY 2022 Net Income i
Slide 18: Management Team
CECILIA LENK CEO Netcapital Inc. Ph.D., Harvard Angel Investor, Launchpad Venture Group COREEN KRAYSLER, CFA CFO Netcapital Inc. S.M,, MIT Sloan Former Morningstar 5-star Rated Portfolio Manager JASON FRISHMAN CEO Netcapital Funding Portal Inc. B.S., Summa Cum Laude, University of Miami Advisor, The
Slide 19: Investment Case Summary
Investment Case Summary We believe Netcapital is well positioned to disrupt traditional private capital markets. Netcapital
Slide 20: What People are Saying About Netcapital
@) “| think this is an intriguing story... This company is exciting.” JIM CRAMER Host of CNBC's Mad Money @) “The Netcapital platform has been excellent for us. It’s provided us with great exposure. It’s provided us with a mechanism where we can both direct friends and interested investors as well a
Slide 21: Thank You
Thank You