State Street Corporation · NYSE:STT

State Street — Regulations Slide Share Explainer Series emojis

7 slides from State Street's investor presentation, February 2017

  1. Slide 1: State Street Explains… Regulations to Be Ready For

    State Street Explains… Regula3ons to Be Ready For Informa(on Classifica(on: Limited Access

  2. Slide 2: MiFID II brings greater transparency

    1 MiFID II brings greater transparency State Street Explains… The review of the Markets in Financial Instruments Direc3ve (MiFID) legisla3on will enhance pre- and post- Regula3ons trade transparency requirements across equity, equity-like to Be Ready and non-equity asset types. Investor protec3on is

  3. Slide 3: Unlocking the barriers… CMU

    2 Unlocking the barriers… CMU State Street Explains… Capital Markets Union (CMU) is the flagship ini3a3ve looking to boost growth in the EU by unlocking non-bank Regula3ons sources of funding for the economy. With proposals to to Be Ready promote long-term investment in infrastructure, introduce a pa

  4. Slide 4: SEC shines a light on liquidity

    3 SEC shines a light on liquidity State Street Explains… With mutual funds represen3ng a key part of US saving plans, the SEC is looking to protect investors with stronger Regula3ons liquidity risk management requirements. Under the to Be Ready proposed rules, funds must classify their assets based

  5. Slide 5: Reporting gets a modern spin

    4 Repor?ng gets a modern spin State Street Explains… Proposed requirements will raise the bar on transparency and data management, with more detailed informa3on Regula3ons required on deriva3ves investments and liquidity risk. to Be Ready Or … in emojis … For Transla3on: Raising the bar on transpare

  6. Slide 6: Passporting keeps funds flowing

    5 Passpor?ng keeps funds flowing State Street Explains… Three funds passpor3ng schemes rolling out across the region share the goal of opening Asian capital markets. Regula3ons The result? Freer flow of capital, lower costs and increased to Be Ready economies of scale among passpor3ng member states. F

  7. Slide 7: For more information, check out our Regulations to Be Ready For page

    For more informa(on, check out our Regula(ons to Be Ready For page: h@p://www.statestreet.com/ideas/ar(cles/regula(ons-to-be-ready-for.html Important Informa?on: Inves3ng involves risk, including the risk of loss of principal. The informa3on provided does not cons3tute investment advice and it shoul

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