CrossingBridge Responsible Credit Fund Institutional Class · NASDAQ:CBRDX
CrossingBridge Responsible Credit Fund Institutional Class — CrossingBridge Advisors — Investor Presentation (September 2026)
24 slides from CrossingBridge Responsible Credit Fund Institutional Class's investor presentation, Sep 30, 2026
Slide 1: RiverPark Strategic Income Fund (RSIIX/RSIVX)
RiverPark Strategic Income Fund (RSIIX/RSIVX) September 30, 2026
Slide 2: CrossingBridge Advisors, LLC
CrossingBridge Advisors, LLC Company CrossingBridge Advisors, LLC (“CrossingBridge”) was founded in December 2016 by David Sherman. ENDI Corp. (Ticker: ENDI), which is a publicly-listed company, is the controlling shareholder of CrossingBridge Advisors, LLC. As of September 30, 2026, the assets unde
Slide 3: CrossingBridge Strategies & Products
CrossingBridge Strategies & Products Primary Strategy Focus Event- High Investment Stressed / driven Strategies Products Yield Grade Distressed & Value Equity CrossingBridge Ultra-Short Duration Fund (CBUDX) Ultra-Short RiverPark Short Term High Yield Fund (RPHIX/RPHYX)* Term Separately Managed Acco
Slide 4: Credit Analysis Process
Credit Analysis Process o Competitive Advantage o Capital Structure o Supply/Demand o Debt/ EBITDA-Cap Ex o Barriers to Entry o Interest Coverage o Profitability Measures o Liquidity and Working Capital o Pricing Power and Control o Sales & Margin Trends o Negative Surprises o Hidden Assets and Liab
Slide 5: RiverPark Strategic Income Fund
RiverPark Strategic Income Fund
Slide 6: RiverPark Strategic Income Fund Description
RiverPark Strategic Income Fund Description Objective Approach The RiverPark Strategic Income Fund seeks high The Fund will allocate assets strategically into current income and capital appreciation consistent investment grade or other defensive securities with the preservation of capital. during ti
Slide 7: Performance Comparison
Performance Comparison Inception: 9/30/2013 Month-End as of September 30, 2026 Since 1 Month 3 Month YTD 1 Year 3 Year 5 Year 10 Year Inception RSIIX -0.56% 0.39% 3.02% 3.62% 7.10% 5.26% 5.03% 4.68% RSIVX -0.58% 0.33% 2.83% 3.36% 6.83% 5.03% 4.79% 4.44% ICE BofA U.S. High Yield -2.49% -1.81% 0.04% 1
Slide 8: Investment Categories – Strategic Income
Investment Categories – Strategic Income Short Term Off the Beaten “Money-Good” “Above the Fray” Other Securities Path • Debt that has an • Securities that • Securities of issuers • Securities that may • Securities that expected maturity of CrossingBridge experiencing industry be smaller issues, not
Slide 9: Portfolio Snapshot (9/30/26)
Portfolio Snapshot1 (9/30/26) RiverPark Strategic Income Fund Category YTW YTM HY IG # of Category YTW YTM Weight Duration Duration Wtg Wtg Positions Short Term Securities 8.0% 4.4% 0.06 4.4% 0.06 0.0% 8.0% 4 Buy & Hold “Money-Good” 28.8% 8.5% 3.23 8.5% 3.28 21.6% 7.2% 30 Priority Based (“Above the
Slide 10: YTW & Effective Maturity Distribution (9/30/26)
YTW & Effective Maturity Distribution1 (9/30/26) 40.0% 12.00% 35.0% 10.00% 30.0% 8.00% 25.0% % of portfolio Yield to Worst 20.0% 6.00% 15.0% 4.00% 10.0% 2.00% 5.0% 0.0% 0.00% Less than 6 6m- 1yr 1-2 yrs 2-3 yrs 3-5 yrs Greater than 5 months years % of portfolio Effective Yield 1Yield to worst (YTW)
Slide 11: YTW & Effective Maturity Comparison (9/30/26)
YTW & Effective Maturity Comparison (9/30/26) RiverPark Strategic ICE BofA U.S. ICE BofA 3-7 Year U.S. ICE BofA U.S. High Income Fund Corporate Bond Treasury Index Yield Index (H0A0) (RSIIX/RSIVX) 1 Index (C0A0) (G30C) Yield (%) Yield to Worst 8.30% 8.30% 6.04% 5.08% Yield to Maturity 8.48% 8.45% 6.
Slide 12: Yield to Worst vs. Duration to Worst (9/30/26)
Yield to Worst vs. Duration to Worst (9/30/26) RiverPark Strategic ICE BofA U.S ICE BofA 3-7 Year ICE BofA U.S. Income Fund Corporate Bond U.S. Treasury High Yield Index (RSIIX/RSIVX) Index Index (Base Case Index) Yield to Worst 8.30% 6.04% 5.08% 8.30% Yield to Worst Duration 1.73 6.15 4.21 3.46 YTW
Slide 13: Historical Comparison: Yield to Worst (YTW)
Historical Comparison: Yield to Worst (YTW) Yield To Worst Effective Maturity 12.00% 12.00 10.00% 10.00 8.00% 8.00 6.00% 6.00 4.00% 4.00 2.00% 2.00 0.00% 0.00 RiverPark Strategic Income Fund RiverPark Strategic Income Fund ICE BofA U.S Corporate Bond index ICE BofA U.S Corporate Bond index ICE BofA
Slide 14: Historical Comparison: Yield to Maturity (YTM)
Historical Comparison: Yield to Maturity (YTM) Yield To Maturity Stated Maturity 12.00 12.00% 10.00 10.00% 8.00 8.00% 6.00 6.00% 4.00 4.00% 2.00 2.00% 0.00 0.00% RiverPark Strategic Income Fund RiverPark Strategic Income Fund ICE BofA U.S Corporate Bond index ICE BofA U.S Corporate Bond Index ICE Bo
Slide 15: Sector Breakdown (as of 9/30/26)
Sector Breakdown (as of 9/30/26) 30.0% 26.3% 25.0% 20.0% 16.5% 15.0% 9.9% 10.0% 8.7% 8.3% 7.5% 6.3% 6.3% 5.0% 4.1% 3.4% 2.0% 0.0% 0.7% 0.0% Holdings are subject to change and are shown as a percentage of Net Assets of the RiverPark Strategic Income Fund. 15
Slide 16: Credit Ratings (as of 9/30/26)
Credit Ratings (as of 9/30/26) 39.6% 40.0% Loans 9.6% 35.0% 30.0% SPAC’s 25.0% 7.4% 20.0% 16.9% 15.6% 15.0% Bonds (Net) 11.0% 18.7% 10.0% 6.3% 6.5% 5.0% Preferred Equity 1.8% 2.1% 0.2% 0.0% Convertible Bonds 0.0% -0.3% 1.8% -5.0% Cash AAA AA A BBB BB B CCC CC NR Investment Grade High Yield Ratings a
Slide 17: CrossingBridge Organizational Chart
CrossingBridge Organizational Chart Spencer Michael Kirk David Bruce Jonathan Steven Rolfe De Kler Whitney Sherman Falbaum Berg Shachat Portfolio Portfolio Sr.Portfolio CIO Head Trader & Portfolio Manager Director of Research Manager Manager Senior Analyst Manager Experience: 35+ yrs Experience: 9+
Slide 18: CrossingBridge Investment Team
CrossingBridge Investment Team Dates Position* Experience Education David 1996–Present CIO CrossingBridge Advisors and Affiliates Washington University, Sherman 1992–1996 Vice President Leucadia National Corporation B.S., 1987 1987–1992 Various investment positions and its subsidiaries Bruce 2010–Pr
Slide 19: CrossingBridge Investment Team
CrossingBridge Investment Team Dates Position* Experience Education Steven 2016–Present Portfolio Manager CrossingBridge Advisors and Affiliates Boston University, Shachat 2002–2016 Senior Portfolio Manager Alpine Mutual Funds B.S., 1983 1998–2002 Senior Portfolio Manager Evergreen Investment Mgmt.
Slide 20: CrossingBridge Operations Team
CrossingBridge Operations Team Dates Position* Experience Education Jonathan 2026–Present CFO CrossingBridge Advisors and Affiliates Indiana University, Barkoe 2004-2026 CFO & CCO CrossingBridge Advisors and Affiliates B.S., 1995 1995–2004 Senior Accountant Raines & Fischer, LLP Baruch College, M.S.
Slide 21: CrossingBridge Operations Team
CrossingBridge Operations Team Dates Position* Experience Education Gregory 2010–Present Operations CrossingBridge Advisors and Affiliates St. Joseph’s University, Voetsch 2007-2009 Business Analyst Thomas Lloyd Global Asset Mgmt. B.S.,2000 2003-2006 Proprietary Trader Various Firms 2001-2002 Market
Slide 22: Risk Considerations
Risk Considerations This Presentation must be preceded or accompanied by a prospectus. Please click here for the most current prospectus. Past results may not be indicative of future performance. The information in this presentation has been obtained or derived from sources believed to be reliable b
Slide 23: Risk Considerations
Risk Considerations Diversification does not assure a profit nor protect against loss in a declining market. Current fund statistics may not be indicative of future positioning. Opinions expressed are those of CrossingBridge, are subject to change at any time, are not guaranteed and should not be co
Slide 24: Contact Information
Contact Information CrossingBridge Advisors, LLC 427 Bedford Road, Suite 220 Pleasantville, NY 10570 (914) 741-1515 www.crossingbridgefunds.com John Conner Executive Vice President Direct: 914-496-0829 jconner@crossingbridge.com
CrossingBridge Advisors — Investor Presentation (September 2026) on 6ix