Capricor Therapeutics, Inc. · NASDAQ:CAPR

Capricor Therapeutics — Investor Presentation (October 2017)

25 slides from Capricor Therapeutics's investor presentation, October 2017

  1. Slide 1: Capricor Therapeutics

    Capricor Therapeutics NASDAQ: CAPR October 2017

  2. Slide 2: Forward-Looking Statements

    Forward-Looking Statements Statements in this presentation regarding the efficacy, safety, and intended utilization of Capricor's product candidates; the initiation, conduct, size, timing and results of discovery efforts and clinical trials; the pace of enrollment of clinical trials; plans regarding

  3. Slide 3: Investment Highlights

    Investment Highlights ‒ Pipeline focused on rare pediatric disorders for which current options are inadequate ‒ Clinical proof-of-concept demonstrated in lead indication ▪ Potential registration trial planned to initiate in 1Q18 * ▪ $1B+ U.S. sales opportunity ▪ Capricor holds worldwide IP rights ‒

  4. Slide 4: Capricor's Product Pipeline

    Capricor’s Product Pipeline Development Phase Candidate Indication Status Preclinical Clinical Market ▪ Improvement in skeletal and cardiac muscle function shown in randomized clinical trial in advanced DMD CAP-1002 Duchenne Muscular (allogeneic CDCs) Dystrophy ▪ Plan to initiate potential registrat

  5. Slide 5: Evolution of Capricor's Science and Clinical Development

    Evolution of Capricor’s Science and Clinical Development 5

  6. Slide 6: Capricor's Technology

    Capricor’s Technology ‒ Capricor’s core technology = cardiosphere-derived cells (CDCs) ▪ Unique population of cells which include cardiac progenitor cells with a distinct surface marker profile ▪ Subject of over 100 peer-reviewed scientific publications ▪ CAP-1002 (allogeneic CDCs) has been evaluate

  7. Slide 7: CAP-1002 Exerts its Actions via Extracellular Vesicles (EVs)

    CAP-1002 Exerts its Actions via Extracellular Vesicles (EVs) — Exosomes are nano-scale extracellular vesicles released by most cells ▪ Charged with a variety of biomolecules, including RNAs and proteins ▪ Emerging as major players in cell-to-cell communication Skeletal muscle:  Exercise tolerance 

  8. Slide 8: CAP-1002 for Duchenne Muscular Dystrophy

    CAP-1002 for Duchenne Muscular Dystrophy ‒ CAP-1002’s initial market opportunity is for the treatment of DMD ▪ Rare pediatric disorder – WW incidence ~1 / 3,600 male births ▪ Progressive muscle weakness with eventual loss of function starting in early childhood – Affects skeletal, cardiac, and respi

  9. Slide 9: Progressive Muscle Wasting Leads to Weakness, Loss of Motor Function and Early Death

    Progressive Muscle Wasting Leads to Weakness, Loss of Motor Function and Early Death 9

  10. Slide 10: Treatment and Management Options are Limited

    Treatment and Management Options are Limited Glucocorticosteroids ▪ Anti-inflammatory ▪ Slow muscle degeneration Medication ▪ Delay progression ▪ Onerous, permanent side effects Physical Assistive Exondys 51 (eteplirsen) ▪ “Exon-skipping drug” approved in 2016 Therapy Devices ▪ Dystrophin expression

  11. Slide 11: Lack of Dystrophin Predisposes Muscle to Damage

    Lack of Dystrophin Predisposes Muscle to Damage • Dystrophin is a structural protein in muscle • Acts both as a cushion and a kind of glue • Without dystrophin, muscles are unable to function properly, suffer progressive damage and eventually die • X-linked genetic disorder • Nearly all affected are

  12. Slide 12: Effects of CDCs in mdx Mouse Model

    Effects of CDCs in mdx Mouse Model ‒ The mdx mouse is a standard experimental model of DMD ▪ Unable to express dystrophin protein due to genetic mutation, the same causative defect in human DMD ▪ Exhibits a DMD-like phenotype ‒ Following a single administration of CDC or vehicle to mdx mice: ▪ Exerc

  13. Slide 13: Physiological Effects of CDC in mdx Model

    Physiological Effects of CDC in mdx Model  phospho-Akt  HO-1  GCLC cat. sub. Oxidative  Nrf2 (cytoplasmic) Stress  catalase  SOD-2  Nrf2 (nuclear)  phospho-IkB  CD68+ macrophages Inflammation  NF-kB  p65 (nuclear)  MCP1  CD3+ T cells  collagen I Fibrosis  collagen III Mitochondrial 

  14. Slide 14: Phase I / II HOPE-Duchenne Clinical Trial

    Phase I / II HOPE-Duchenne Clinical Trial CAP-1002 (1 x 75M cells) 25 patients n=13 Ages 12 and older 6 12 DMD heart disease Usual Care top-line interim data n=12 reported in April 2017 CAP-1002 given by intracoronary infusion — Trial population characterized by advanced disease: ▪ all are receiving

  15. Slide 15: PUL Results Indicated Skeletal Muscle Benefit

    PUL Results Indicated Skeletal Muscle Benefit ‒ The Performance of the Upper Limb (PUL) test was designed specifically for use in the DMD setting ‒ Individual tasks represent real-world activities of daily living improvement Thought leaders in DMD with whom we have shared these data view them as ind

  16. Slide 16: Cardiac Functional Measures Improved in CAP-1002 Patients

    Cardiac Functional Measures Improved in CAP-1002 Patients improvement improvement (ns) (ns) (ns) (ns) Month 6 Spontaneous scar reduction is Systolic thickening is believed to be a principal not normally observed in DMD mechanism of cardiac output generation in DMD 16

  17. Slide 17: Cardiac and Skeletal Muscle Effects Seen in the Same Patients

    Cardiac and Skeletal Muscle Effects Seen in the Same Patients p-values: Concordance of improvements support a treatment effect Inferior Wall Thickening Scar Reduction + Middle-Level PUL + Middle-Level PUL* 17

  18. Slide 18: Key Conclusions from Six-Month HOPE Data

    Key Conclusions from Six-Month HOPE Data — Results support the potential benefit of CAP-1002 to boys and young men with advanced Duchenne muscular dystrophy — Signal of skeletal muscle improvement (PUL) — Signal of cardiac muscle improvement (wall thickening) — Approx. three month duration of effect

  19. Slide 19: Plan to Initiate HOPE-2 Clinical Trial of CAP-1002 in 1Q18

    Plan to Initiate HOPE-2 Clinical Trial of CAP-1002 in 1Q18* ▪ Randomized, double-blind, placebo-controlled ▪ Peripheral intravenous delivery – supported by preclinical studies ▪ Repeat-dose design – potential to achieve sustained benefit ▪ Primary efficacy endpoint to be based on the PUL test at six

  20. Slide 20: Manufacturing

    Manufacturing CSps CDCs Wash Formulate Fill CAP-1002 ‒ CAP-1002 is manufactured from donor hearts via a proprietary process ‒ Clinical trial material currently produced at Capricor facility ‒ High-yield process in advanced development ‒ Selection of CMO in process for anticipated early-stage commerc

  21. Slide 21: Commercial Outlook for CAP-1002 in DMD

    Commercial Outlook for CAP-1002 in DMD — DMD prevalence: U.S. ~15,000 Europe ~20,000 ▪ WW incidence ~ one per 3,600 live male births — CAP-1002 positioned to have broad treatment potential ▪ Acts upon multiple pathways that contribute to DMD disease process ▪ Lack of mutation dependence due to downs

  22. Slide 22: Capricor has Assembled a World-Class DMD Advisory Board

    Capricor has Assembled a World-Class DMD Advisory Board Barry Byrne, M.D., Ph.D. University of Florida (USA) Michelle Eagle, Ph.D., M.Sc., MCSP Atom International Ltd (UK) Richard Finkel, M.D. Nemours Children's Hospital (USA) Pat Furlong Parent Project Muscular Dystrophy (USA) Kan Hor, M.D. Nationw

  23. Slide 23: Relationships with Key DMD Advocacy Organizations

    Relationships with Key DMD Advocacy Organizations 23

  24. Slide 24: Current Resources Expected to Fund Operations Through 2Q18

    Current Resources Expected to Fund Operations Through 2Q18 Cash and cash equivalents $12.3 million (as of 6/30/17) Shares outstanding 23.5 million (as of August 10, 2017) Capricor has received over $30 million in competitive grants and a loan award from: California Institute of Regenerative Medicine

  25. Slide 25: Recent and Upcoming Milestones

    Recent and Upcoming Milestones CAP-1002 in Duchenne Muscular Dystrophy ✓ April 2017: Reported positive top-line six-month results of HOPE trial ✓ July 2017: Granted Rare Pediatric Disease Designation ✓ July 2017: Announced results of FDA meeting ✓ September 2017: Announced Craig McDonald, M.D. to le

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