Mitsubishi Ufj Financial Group, Inc. · TSE:8306

Mitsubishi Ufj Financial — Mitsubishi UFJ Securities Holdings — Q3 FY2012 Earnings Presentation

12 slides from Mitsubishi Ufj Financial's earnings presentation, Jan 31, 2013

  1. Slide 1: 3Q FY2012 Financial Summary

    3Q FY2012 Financial Summary Mitsubishi UFJ Securities Holdings Co., Ltd. January, 2013

  2. Slide 2: Contents

    Contents Consolidated Financial Results Consolidated Performance Highlights P2 3Q (cumulative) Performance Trends / Quarterly Performance Trends Net Operating Revenue and SG & A P3 Net Operating Revenue / SG & A Net Operating Revenue Breakdown P4 Commission Received / Net Trading Income Consolidated

  3. Slide 3: Consolidated Performance Highlights

    Consolidated Performance Highlights 3Q (cumulative) Performance Trends Quarterly Performance Trends „ A substantial increase in net operating revenue and a steady reduction in „ As the customer transactions-driven business model further developed, SG&A have been achieved by BTMU collaboration and th

  4. Slide 4: Net Operating Revenue and SG & A

    Net Operating Revenue and SG & A Net Operating Revenue SG & A „ On the back of an improving Japanese market environment, commission „ Personnel expenses increased along with a rise in revenue; but total SG&A received for 3Q surpassed those for 2Q, which captured a large IPO remained flat due to a st

  5. Slide 5: Net Operating Revenue Breakdown

    Net Operating Revenue Breakdown Commission Received Net Trading Income „ Brokerage commission increased compared with 2Q, reflecting an increase „ Stock-related trading successfully met customer needs and posted a high in the volume of trading in the Japanese stock market. level of revenue amid a re

  6. Slide 6: Consolidated Statement of Income

    Consolidated Statement of Income （JPY million） Full year Quarter FY2011 FY2012 FY2010 FY2011 2Q 3Q 4Q 1Q 2Q 3Q Operating revenue 202,262 306,926 73,209 67,838 86,287 76,379 78,906 76,074 Commission received 161,494 143,016 36,524 32,343 37,583 31,659 37,432 39,472 Net trading income (27,195) 86,031

  7. Slide 7: Consolidated Balance Sheet

    Consolidated Balance Sheet （JPY billion） As of As of As of As of Mar. 31, Dec. 31, Change Mar. 31, Dec. 31, Change 2012 2012 2012 2012 ASSETS LIABILITIES Current assets 21,728 23,482 1,753 Current liabilities 20,595 22,303 1,708 Cash and deposits 452 371 (81) Trading products 10,762 11,484 721 Tradi

  8. Slide 8: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) (1)

    Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) (1) Quarterly Performance Trends Trends of AUM „ MUMSS secured solid revenue by steadily acquiring customer flow and „ AUM increased, driven in large part by a turnaround in the stock market promoting BTMU collaboration, achieving profits at

  9. Slide 9: Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) (2)

    Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. (MUMSS) (2) JPY million Statement of Income Full year Quarter FY2011 FY2012 FY2010 FY2011 2Q 3Q 4Q 1Q 2Q 3Q Operating revenue 75,752 181,157 46,721 40,333 53,768 46,043 54,273 53,338 Commission received 97,394 90,022 22,438 19,053 26,291 18,357 25,2

  10. Slide 10: Overseas Subsidiaries and KOKUSAI Asset Management Co., Ltd. (KAM)

    Overseas Subsidiaries and KOKUSAI Asset Management Co., Ltd. (KAM) Overseas Subsidiaries Quarterly Trends KAM Quarterly Trends „ 3Q saw a rise in profit from the 2Q by JPY 4.8 billion, moving back into „ The downward trend in the balance of the Global Sovereign Open profit following the slumping 2Q

  11. Slide 11: Financial Soundness Indicators

    Financial Soundness Indicators Credit Rating, Capital Adequacy Ratio, etc. Credit Rating MUMSS*1 MUSHD*2 Capital Adequacy „ As the core securities company of the MUFG Group, MUMSS and MUSHD „ Due to the changes in the method of calculation of market risks in conjunction with have maintained stable c

  12. Slide 12: This document has been compiled solely for the purpose of providing information regarding the

    This document has been compiled solely for the purpose of providing information regarding the financial results for the third quarter of the fiscal year ending March 31, 2013, and is not intended as a solicitation or recommendation to invest in or dispose of the securities issued by the Company. Thi

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