CrossingBridge Responsible Credit Fund Institutional Class · NASDAQ:CBRDX
CrossingBridge Responsible Credit Fund Institutional Class — CrossingBridge Responsible Credit Fund — Investor Presentation (September 2026)
22 slides from CrossingBridge Responsible Credit Fund Institutional Class's investor presentation, Sep 30, 2026
Slide 1: CrossingBridge Responsible Credit Fund (CBRDX)
CrossingBridge Responsible Credit Fund (CBRDX) September 30, 2026
Slide 2: CrossingBridge Advisors, LLC
CrossingBridge Advisors, LLC Company CrossingBridge Advisors, LLC (“CrossingBridge”) was founded in December 2016 by David Sherman. ENDI Corp. (Ticker: ENDI), which is a publicly-listed company, is the controlling shareholder of CrossingBridge Advisors, LLC. As of September 30, 2026, the assets unde
Slide 3: CrossingBridge Strategies & Products
CrossingBridge Strategies & Products Primary Strategy Focus Event- High Investment Stressed / driven Strategies Products Yield Grade Distressed & Value Equity CrossingBridge Ultra-Short Duration Fund (CBUDX) Ultra-Short RiverPark Short Term High Yield Fund (RPHIX/RPHYX)* Term Separately Managed Acco
Slide 4: Credit Analysis Process
Credit Analysis Process o Competitive Advantage o Capital Structure o Supply/Demand o Debt/ EBITDA-Cap Ex o Barriers to Entry o Interest Coverage o Profitability Measures o Liquidity and Working Capital o Pricing Power and Control o Sales & Margin Trends o Negative Surprises o Hidden Assets and Liab
Slide 5: Responsible Credit Fund
CrossingBridge Responsible Credit Fund
Slide 6: Responsible Credit Fund
CrossingBridge Responsible Credit Fund Objective Approach The CrossingBridge Responsible Credit Fund We believe that material environmental, social and (CBRDX) seeks high current income and capital governance (ESG) factors can influence the appreciation consistent with the preservation of investment
Slide 7: Responsible Investing Approach
Responsible Investing Approach CrossingBridge believes that environmental, social, and governance (ESG) industry standards will evolve over time, and such standards will continue to enhance our ability to identify and measure behaviors. Not only does investing responsibly have impactful ESG benefits
Slide 8: Exclusionary List
Exclusionary List Issuers whose business is primarily engaged in one of the following activities will be excluded from the Fund:* Weapons Gambling Nuclear Fission (typically power plants) Tobacco Pornography/Adult International Norms Violations Entertainment Alcohol and Marijuana (for Certain Fossil
Slide 9: Performance Comparison
Performance Comparison Inception: June 30, 2021 Month-End as of September 30, 2026 Since 1 Month 3 Month 6 Month YTD 1 Year 3 Year 5 Year Inception CBRDX 0.10% 0.79% 0.47% 1.16% 1.81% 5.29% 4.73% 4.61% ICE BofA U.S. High Yield Index (H0A0) -2.49% -1.81% 0.60% 0.04% 1.39% 7.94% 3.56% 3.57% ICE BofA U
Slide 10: Investment Categories – Responsible Credit
Investment Categories – Responsible Credit Short Term Event- Interest-Rate Core Credit Securities Driven Sensitive Value Opportunities • Debt that has an • Securities of • Corporate debt, • Securities that we • Securities where expected maturity of companies often with high believe hold limited tota
Slide 11: Portfolio Snapshot (9/30/26)
Portfolio Snapshot1 (9/30/26) CrossingBridge Responsible Credit Fund Category YTW YTM Category YTW YTM Weight Duration Duration Short Term Securities 9.9% 4.6% 0.04 4.6% 0.04 Event-Driven 12.6% 6.2% 0.71 6.2% 2.09 Interest-Rate Sensitive 26.2% 9.8% 0.16 10.2% 2.26 Core Value 37.9% 8.6% 2.07 9.0% 2.3
Slide 12: YTW & Effective Maturity Distribution (9/30/26)
YTW & Effective Maturity Distribution1 (9/30/26) 50.0% 14.00% 45.0% 12.00% 40.0% 35.0% 10.00% 30.0% Yield to Worst % of portfolio 8.00% 25.0% 6.00% 20.0% 15.0% 4.00% 10.0% 2.00% 5.0% 0.0% 0.00% < 3 months 3 - 6 months 6 months -1 yr 1-2 yrs > 2 years % of portfolio Yield to Effective Maturity 1Yield
Slide 13: YTW & Effective Maturity Comparison (9/30/26)
YTW & Effective Maturity Comparison (9/30/26) CrossingBridge ICE BofA U.S. ICE BofA 3-7 Year U.S. ICE BofA U.S. High Responsible Credit Corporate Bond Treasury Index Yield Index (H0A0) Fund (CBRDX)1 Index (C0A0) (G30C) Yield (%) Yield to Worst 8.15% 8.30% 6.04% 5.08% Yield to Maturity 8.41% 8.45% 6.
Slide 14: Yield to Worst vs. Duration to Worst (9/30/26)
Yield to Worst vs. Duration to Worst (9/30/26) CrossingBridge ICE BofA U.S ICE BofA 3-7 Year ICE BofA U.S. Responsible Credit Corporate Bond U.S. Treasury High Yield Index Fund (Total Index Index (Base Case Index) Portfolio) Yield to Worst 8.15% 6.04% 5.08% 8.30% Yield to Worst Duration 1.05 6.15 4.
Slide 15: CrossingBridge Organizational Chart
CrossingBridge Organizational Chart Spencer Michael Kirk David Bruce Jonathan Steven Rolfe De Kler Whitney Sherman Falbaum Berg Shachat Portfolio Portfolio Sr.Portfolio CIO Head Trader & Portfolio Manager Director of Research Manager Manager Senior Analyst Manager Experience: 35+ yrs Experience: 9+
Slide 16: Investment Team
CrossingBridge Investment Team Dates Position* Experience Education David 1996–Present CIO CrossingBridge Advisors and Affiliates Washington University, Sherman 1992–1996 Vice President Leucadia National Corporation B.S., 1987 1987–1992 Various investment positions and its subsidiaries Bruce 2010–Pr
Slide 17: Investment Team
CrossingBridge Investment Team Dates Position* Experience Education Steven 2016–Present Portfolio Manager CrossingBridge Advisors and Affiliates Boston University, Shachat 2002–2016 Senior Portfolio Manager Alpine Mutual Funds B.S., 1983 1998–2002 Senior Portfolio Manager Evergreen Investment Mgmt.
Slide 18: Operations Team
CrossingBridge Operations Team Dates Position* Experience Education Jonathan 2026–Present CFO CrossingBridge Advisors and Affiliates Indiana University, Barkoe 2004-2026 CFO & CCO CrossingBridge Advisors and Affiliates B.S., 1995 1995–2004 Senior Accountant Raines & Fischer, LLP Baruch College, M.S.
Slide 19: Operations Team
CrossingBridge Operations Team Dates Position* Experience Education Gregory 2010–Present Operations CrossingBridge Advisors and Affiliates St. Joseph’s University, Voetsch 2007-2009 Business Analyst Thomas Lloyd Global Asset Mgmt. B.S.,2000 2003-2006 Proprietary Trader Various Firms 2001-2002 Market
Slide 20: Risk Considerations
Risk Considerations This Presentation must be preceded or accompanied by a prospectus. Please click here for the most current prospectus. The fund's investment objectives, risks, charges and expenses must be considered carefully before investing. Past results may not be indicative of future performa
Slide 21: Risk Considerations
Risk Considerations Opinions expressed are those of CrossingBridge, are subject to change at any time, are not guaranteed and should not be considered investment advice. The Securities and Exchange Commission (SEC) does not approve, disapprove, endorse, nor indemnify any security For Registered Prof
Slide 22: Contact Information
Contact Information CrossingBridge Advisors, LLC 427 Bedford Road, Suite 220 Pleasantville, NY 10570 (914) 741-1515 www.crossingbridgefunds.com John Conner Executive Vice President Direct: 914-496-0829 jconner@crossingbridge.com
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