National Securities Depository Limited · BSE:NSDL
National Securities Depository — Investor Presentation
47 slides from National Securities Depository's investor presentation
Slide 1: Demat and Remat of Securities
Demat and Remat of Securities
Slide 2: Indian Securities Market - Overview
Indian Securities Market - Overview Market Regulator SEBI Stocks and Commodities Other Depositories Derivative Intermediaries Exchanges Stock Brokers, NSE, BSE, MSE, RTAs, Mutual NSDL, CDSL MCX etc. Funds, Investment Advisors etc.
Slide 3: Starting Investment in Securities Market
Starting Investment in Securities Market Accounts Required Bank Account Trading or Broking Account Demat Account Many DPs offer a 3-in-1 account opening facility which gives you the convenience of opening a trading, demat and bank account – all together. Now many DPs are offering online demat accoun
Slide 4: About NSDL
About NSDL 1996 Demat accountholders present First Depository One of the leading Depositories in in 99.27% of pincodes in India in India the world Wide service network – all States and UTs No. of Service Centres – 61,298
Slide 5: Growing Custody Value
Growing Custody Value 423.44 > 87% Market 294.45 Share 227.51 119.30 67.56 Dec. 2010 Dec. 2015 Dec. 2020 Dec. 2021 Mar 2024 Total Value of All Assets Held In All NSDL Demat Accounts in ₹ Lakh Crore
Slide 6: NSDL's Progress
NSDL’s Progress 350 Bank deposits and 302 300 NSDL Custody Value 244 250 200 186 172 169 160 155 146 Aggregate Bank Deposits of All 150 140 129 Scheduled Banks (in ₹ Lakh 117 Crore) 110 100 NSDL Demat Custody Value (in ₹ Lakh Crore) 50 Bank Deposit Source : RBI 0 Mar. 31, 2017 Mar. 31, 2018 Mar. 31,
Slide 7: NSDL's Progress
NSDL’s Progress 350 GDP and NSDL Custody Value 302 300 250 244 237 201 198 200 190 186 171 172 GDP at Market Price (in ₹ Lakh Crore) 160 154 146 NSDL Demat Custody Value (in ₹ Lakh Crore) 150 100 50 GDP Source : https://dbie.rbi.org.in/ 0 2016-17 2017-18 2018-19 2019-20 2020-21 2021-22
Slide 8: Indian Securities Market - Depository System
Indian Securities Market - Depository System Issuer Company / RTA Clearing Corporation (NSE Clearing Limited/ Other Depository Indian Clearing Corporation Limited) DP 1 DP 2 Stock Broker / Stock Broker / Trading Member 1 Investor 1 Investor 2 Clearing Member 2
Slide 9: Services offered by Depository Participant
Services offered by Depository Participant Account Opening Change in account details Demat*, Remat of securities, Account freeze Conversion & Redemption of (Account level, ISIN level Mutual Fund Units and Quantity level) Transfer of securities** Pledge and Margin Pledge of securities *Even unlisted
Slide 10: Key points on Anti-Money Laundering
Key points on Anti-Money Laundering Legislative and Regulatory References • Prevention of Money Laundering Act, 2002 • Prevention of Money Laundering (Rules), 2005 • SEBI Master Circular – October 15, 2019 What is Money Laundering (ML)? • Money Laundering is “the process in which the proceeds of cri
Slide 11: Key points for all Investors
Key points for all Investors Individuals: • Provide officially valid documents for proof of identity and address • Furnish correct information on income, occupation, business, marital status, etc. • Provide accurate financial information – salary or business income as applicable • Inform about any c
Slide 12: Be a Prudent Investor
Be a Prudent Investor Keep record of documents signed, account statements, contract notes received and payments made. Save important emails and take periodic back up of data. Change password of your online accounts frequently. Never share your passwords, OTP, CVV and PIN with any one. Never click on
Slide 13: Be a Prudent Investor
Be a Prudent Investor Inform your DP about any change in your Personal Information such as address, bank account immediately. Always mention your Mobile Number and email ID in account opening form and keep them updated. NSDL publications and presentations are available in Hindi, English and other la
Slide 14: Be a Prudent Investor – Don'ts
Be a Prudent Investor – Don’ts Never deal with any unregistered or unauthorised market intermediary. Check on the SEBI’s website that your stock broker / authorised person, mutual fund distributor, investment advisor are registered with SEBI. Never invest with borrowed money. Avoid unnecessary loans
Slide 15: Be a Prudent Investor: Nomination
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT eet a aur Atmanirbhar Niveshak Bano! B.. Hurry!! Last date is ca ___ June 30, 2024 NOMINATE YOUR LOVED ONES TODAY!! | Nominate Karo - Surakshit, Samajhdaar, | @ NSDL Opting-in/Opting-out of nomination is mandatory in your Demat Account to a
Slide 16: Be a Prudent Investor: Stock Tips
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT Do Not Fall Prey To Stock Tips, Hot Picks etc. Circulated on Twitter, Instagram, WhatsApp, Telegram, Unsolicited SMS, YouTube Channels etc. yestor — C j t Advisor Do You
Slide 17: Be a Prudent Investor: Ponzi Schemes
Be a Prudent Investor @ NSDL Technology, Trust & React (PFT Do Not Invest In Any Ponzi Scheme, Unregistered Collective Investment Scheme or Any Other Schemes Promising Unrealistic Returns
Slide 18: NSDL Newsletter for Investors
NSDL Newsletter for Investors The Financial Kaleidoscope – Free monthly newsletter Newsletter – The www.nsdl.co.in Education Financial Kaleidoscope
Slide 19: SEBI Investor Website
SEBI Investor Website Learn to Manage Your Money for Financial well-being. For more information, please visit SEBI’s Investor website https://investor.sebi.gov.in
Slide 20: SEBI's Mobile App for Investor Education
SEBI’s Mobile App for Investor Education
Slide 21: If You are holding Securities in Paper form
If You are holding Securities in Paper form 1. Provide PAN, KYC information and Nomination to RTA / Company for all joint holders. 2. Get PAN and Aadhaar linked for all joint holders. 3. Folio may be frozen if not complied. 4. Electronic interface provided by company / RTA for various service reques
Slide 22: Grievances Redressal
Grievances Redressal 1. Read Investor Charter at www.nsdl.co.in → Education 2. Lodge your complaint with SEBI at https://scores.sebi.gov.in/ or SEBI Mobile App – SCORES. 3. For filing dispute for resolution by conciliation and arbitration, visit SEBI’s Securities Market Approach for Resolution Throu
Slide 23: Be cautious
Be cautious while scanning QR codes to make payments. Be alert of online loan apps and quick-win lottery schem Be alert. Never click on ) unknown links... you may risk expo: your bank account to frauds. Unauthorised Digital Lena App Fake Lottery Schemes Beware of unknown links: * Delete SMS/emails w
Slide 24: Demat and Remat of Securities
Demat and Remat of Securities
Slide 25: Dematerialisation
Dematerialisation What is dematerialisation? 1. Means conversion of physical securities into electronic form 2. All kinds of securities such as equity shares, preference shares, debentures, bonds, mutual fund units, government securities, sovereign gold bonds etc., can be dematerialized. 3. Unlisted
Slide 26: How to Demat your physical securities?
How to Demat your physical securities? 1. Obtain Demat Request Form (DRF) from your DP 2. Fill it properly and sign it 3. Submit DRF and certificates to your DP Remember 1. DRF should be signed by all holders. 2. Pattern of holdings in the certificates should match with demat account. 3. Separate DR
Slide 27: What is ISIN?
What is ISIN? 1. ISIN stands for International Securities Identification Number. 2. It is 12-characters unique identification number for each security. 3. As National Numbering Agency for India, SEBI has authorised NSDL to allot ISINs for all securities (except for Government Securities) as per ISO-
Slide 28: Procedure of Demat at DP
Procedure of Demat at DP Entry of details in system by two Verify the DRF along with different persons certificates received Dispatch DRF and certificates to concerned Issuer / RTA at designated address within 7 days of receipt Ensure defacement and mutilation of the certificates Mention system gene
Slide 29: Processing at Issuer / RTA
Processing at Issuer / RTA Verification of signatures, genuineness of certificates, absence of any court order, prohibitory order etc. Inward of documents upon receipt from DP Confirm electronic request in depository system Verification of documents received and electronic request Update Register of
Slide 30: Defacing Physical Certificate
Defacing Physical Certificate
Slide 31: Demat Process
Demat Process Demat Order DP Status Intimation Depository Certificate + DRF + DRN Confirmation / Rejection DRF Statement + Certificate of Holding Demat Request Objection memo Client Issuer/RTA
Slide 32: Compulsory demat for pending Transfer Deeds
Compulsory demat for pending Transfer Deeds 1. Transfer of listed securities held in physical form not allowed w. e. f. April 1, 2019. (Transfer of securities belonging to unlisted public companies is also not allowed.) 2. Re-lodgement of transfer deeds which were submitted prior to this, but were r
Slide 33: How to Dematerialise Mutual Fund Units?
How to Dematerialise Mutual Fund Units? 1. All the existing mutual fund units issued by all the mutual fund companies are available for conversion to demat form. 2. All New Fund Offers have option to subscribe directly in demat form. 3. ISIN of your mutual fund units can be seen in the statement of
Slide 34: How to Dematerialise Mutual Fund Units?
How to Dematerialise Mutual Fund Units? 6. You may submit a single request for conversion of All the existing mutual fund units held in one folio with any mutual fund company to demat form. This is known as ‘Folio based’ conversion of units into demat form. 7. You may also submit a single request fo
Slide 35: Common Reasons for Rejection of Demat Request
Common Reasons for Rejection of Demat Request 1. Incorrect Holder(s) name / Pattern 2. Certificate details mismatch 3. Transmission Form / Death Certificate not submitted 4. Signature mismatch 5. Mismatch between share quantity received and DRF quantity 6. Shares under stop transfer / court injuncti
Slide 36: What to do in case of Rejection of Demat Request?
What to do in case of Rejection of Demat Request? 1. Your DP will inform you about the rejection of demat request. 2. You can also see the transaction status in your statement of transactions. 3. Understand the reason for rejection from Objection Memo sent by Issuer / RTA. 4. Rectify the errors / re
Slide 37: Transposition Cum Demat Facility
Transposition Cum Demat Facility Name in the Share Certificate Demat Account A and B Two holders Or A and B B and A A , B, C Or A, C, B Or B, A, C Three holders A, B and C Or B, C, A Or C, A, B Or C, B, A Submit Demat Request Form (DRF) along with Transposition form to your DP.
Slide 38: Transmission
Transmission In the event of Nomination given Nomination not given Transmission in favour of Legal heir (as per Succession Certificate / Death of single holder Nominee Will / Probate / Letter of Administration) Death of one of the joint Surviving joint holder(s) Surviving joint holder(s) holders Leg
Slide 39: Transmission Cum Demat Facility
Transmission Cum Demat Facility Share Certificate In the event of Demat Account A and B Or Death of one of the joint holders – A B B and A A and B C (Legal heir) Or Death of both holders – A & B B and A Submit DRF along with death certificate (s) and Transmission request to your DP.
Slide 40: Rematerialisation
Rematerialisation Rematerialisation means conversion of securities held in demat form to physical form Procedure 1. Client has to submit Remat Request Form (RRF) to DP 2. RRF should be signed by all holders 3. Separate RRF should be submitted for - - Each ISIN - Free and locked in securities - Secur
Slide 41: Procedure of Remat at DP
Procedure of Remat at DP 1. Verify signature on RRF with depository system 2. Verification of sufficient balance in the client’s account 3. Entry of details in depository system by two different persons 4. Mention system generated Remat Request Number (RRN) in RRF and authorise the RRF 5. Dispatch R
Slide 42: Processing at Issuer / RTA
Processing at Issuer / RTA 1. Inward of documents upon receipt from DP 2. Verification of documents received and electronic request 3. Update Register of Members of the company 4. Confirm electronic request in depository system 5. Printing and dispatch of physical certificates to client within 30 da
Slide 43: Re-materialisation Process
Re-materialisation Process 2 Remat Order 6 Status Intimation Depository DP 3 RRF + RRN 4 1 5 Remat RRF Request Confirmation / Rejection Printed 7 Certificates Client Issuer/RTA
Slide 44: Common Reasons for Rejection of Remat Request
Common Reasons for Rejection of Remat Request 1. Incomplete or incorrect RRF 2. RRF details mismatch with electronic request 3. Non receipt of RRF by Issuer / RTA
Slide 45: Redemption of Mutual Fund Units held in demat form
Redemption of Mutual Fund Units held in demat form 1. Online redemption is possible at SPEED-e. 2. Redemption request can be given to DP also. 3. Redemption proceeds shall be credited to bank account linked to your demat account directly by mutual fund company. 4. Sell of units through stock broker
Slide 46: Follow us on
Demat Ki Paathshala - An initiative by NSDL for Investor Education Follow us on
Slide 47: THANK YOU
THANK YOU We welcome your feedback and suggestions about this program at www.nsdl.co.in / info@nsdl.com
National Securities Depository — Investor Presentation on 6ix