National Securities Depository Limited · BSE:NSDL
National Securities Depository — Investor Presentation (July 2023)
45 slides from National Securities Depository's investor presentation, July 2023
Slide 1: Demat and Remat of Securities
Demat and Remat of Securities Be A Prudent Investor
Slide 2: Indian Securities Market - Overview
Indian Securities Market - Overview Market Regulator SEBI Stocks and Commodities Other Depositories Derivative Intermediaries Exchanges Stock Brokers, RTAs, Mutual NSE, BSE, MSE, NSDL, CDSL Funds, MCX etc. Investment Advisors etc.
Slide 3: Starting Investment in Securities Market
Starting Investment in Securities Market Accounts Required Bank Account Trading or Broking Account Demat Account Many DPs offer a 3-in-1 account opening facility which gives you the convenience of opening a trading, demat and bank account – all together. Now many DPs are offering online demat accoun
Slide 4: About NSDL
About NSDL 1996 Demat accountholders First One of the leading present in 99.27% of Depository in Depositories in the world pincodes in India India Wide service network – all States and UTs No. of Service Centres – 59,682
Slide 5: Growing Custody Value
Growing Custody Value > 89% 294.45 337.39 Market Share 227.51 119.30 67.56 Dec. Dec. 2015 Dec. 2020 Dec. June 2023 2010 2021 Total Value of All Assets Held In All NSDL Demat Accounts in ₹ Lakh Crore
Slide 6: NSDL's Progress
NSDL’s Progress 350 Bank deposits and 302 300 NSDL Custody Value 250 244 200 186 172 169 160 155 146 150 140 Aggregate Bank Deposits 129 of All Scheduled Banks (in 117 ₹ Lakh Crore) 110 100 NSDL Demat Custody Value (in ₹ Lakh Crore) 50 Bank Deposit Source : RBI 0 Bulletins Mar. 31, 2017 Mar. 31, 201
Slide 7: NSDL's Progress
NSDL’s Progress GDP and NSDL GDPCustody Value and NSDL Custody Value 350 302 300 250 244 237 201 198 GDP at Market Price (in ₹ Lakh Crore) 200 190186 NSDL Demat Custody Value (in ₹ Lakh 171172 Crore) 154 160 146 150 100 50 GDP Source : https:// dbie.rbi.org.in/ 0 2016-17 2017-18 2018-19 2019-20 2020
Slide 8: Indian Securities Market - Depository System
Indian Securities Market - Depository System Issuer Company / RTA Clearing Corporation (NSE Clearing Other Depository Limited/ Indian Clearing Corporation Limited) DP 1 DP 2 Stock Broker / Stock Broker / Trading Member 1 Investor 1 Investor 2 Clearing Member 2
Slide 9: Services offered by Depository Participant
Services offered by Depository Participant Account Opening Change in account details Demat*, Remat of Account freeze securities, (Account level, ISIN Conversion & Redemption level of Mutual Fund Units and Quantity level) Transfer of securities** Pledge and Margin Pledge of securities *Even unlisted
Slide 10: Key points on Anti-Money Laundering
Key points on Anti-Money Laundering Legislative and Regulatory References • Prevention of Money Laundering Act, 2002 • Prevention of Money Laundering (Rules), 2005 • SEBI Master Circular – October 15, 2019 What is Money Laundering (ML)? • Money Laundering is “the process in which the proceeds of cri
Slide 11: Key points for all Investors
Key points for all Investors Individuals: • Provide officially valid documents for proof of identity and address • Furnish correct information on income, occupation, business, marital status, etc. • Provide accurate financial information – salary or business income as applicable • Inform about any c
Slide 12: Be a Prudent Investor
Be a Prudent Investor Keep record of documents signed, account statements, contract notes received and payments made. Save important emails and take periodic back up of data. Change password of your online accounts frequently. Never share your passwords, OTP, CVV and PIN with any one. Never click on
Slide 13: Be a Prudent Investor
Be a Prudent Investor Inform your DP about any change in your Personal Information such as address, bank account immediately. Always mention your Mobile Number and email ID in account opening form and keep them updated. NSDL publications and presentations are available in Hindi, English and other la
Slide 14: Be a Prudent Investor – Don'ts
Be a Prudent Investor – Don’ts Never deal with any unregistered or unauthorised market intermediary. Check on the SEBI’s website that your stock broker / authorised person, mutual fund distributor, investment advisor are registered with SEBI. Never invest with borrowed money. Avoid unnecessary loans
Slide 15: Be a Prudent Investor
Be a Prudent Investor Nominate Karo - Surakshit, Samajhdaar, | a NSDL aur Atmanirbhar Niveshak Bano! Tecate Hurry!! Last date is 30% September, 2023 ; r NOMINATE YOUR LOVED ONES TODAY!! Opting-in/Opting-out of nomination is mandatory in your Demat Account to avoid your account becoming inactive SCAN
Slide 16: Be a Prudent Investor
| Be a Prudent Investor @ NSDL Technology, Trust & Reach [PT Do Not Fall Prey To Stock Tips, Hot Picks etc. Circulated on Twitter, Instagram, WhatsApp, Telegram, Unsolicited SMS, YouTube Channels etc. Be a Prudent Invest nsult a SEB/ intsgiist red Investment Advisor and D i e Investing
Slide 17: Be a Prudent Investor
| Be a Prudent Investor @ NSDL Technology, Trust & Reach [PT Do Not Invest In Any Ponzi Scheme, Unregistered Collective Investment Scheme or Any Other Schemes Promising Unrealistic Returns
Slide 18: NSDL Newsletter for Investors
NSDL Newsletter for Investors The Financial Kaleidoscope – Free monthly newsletter Newsletter – The www.nsdl.co.in Education Financial Kaleidoscope
Slide 19: SEBI's Mobile App for Investor Education
SEBI’s Mobile App for Investor Education
Slide 20: If You are holding Securities in Paper form
If You are holding Securities in Paper form 1. Provide PAN, KYC information and Nomination to RTA / Company for all joint holders. 2. Get PAN and Aadhaar linked for all joint holders. 3. Folio may be frozen if not complied. 4. Electronic interface provided by company / RTA for various service reques
Slide 21: Grievances Redressal
Grievances Redressal Read Investor Charter at www.nsdl.co.in Education 1. Lodge your complaint with SEBI at www.scores.gov.in/ or SEBI Mobile App - SCORES 2. SEBI Toll free helpline - 18002667575 / 1800227575 3. NSDL helpline - 022-48867000/022- 24997000 4. Online submission of Grievances at www.n
Slide 22: Demat and Remat of Securities
Demat and Remat of Securities
Slide 23: Dematerialisation
Dematerialisation What is dematerialisation? 1. Means conversion of physical securities into electronic form 2. All kinds of securities such as equity shares, preference shares, debentures, bonds, mutual fund units, government securities, sovereign gold bonds etc., can be dematerialized. 3. Unlisted
Slide 24: How to Demat your physical securities?
How to Demat your physical securities? 1. Obtain Demat Request Form (DRF) from your DP 2. Fill it properly and sign it 3. Submit DRF and certificates to your DP Remember 1. DRF should be signed by all holders. 2. Pattern of holdings in the certificates should match with demat account. 3. Separate DR
Slide 25: What is ISIN?
What is ISIN? 1. ISIN stands for International Securities Identification Number. 2. It is 12-characters unique identification number for each security. 3. As National Numbering Agency for India, SEBI has authorised NSDL to allot ISINs for all securities (except for Government Securities) as per ISO-
Slide 26: Procedure of Demat at DP
Procedure of Demat at DP Entry of details in system Verify the DRF along with by two different persons certificates received Dispatch DRF and certificates to concerned Issuer / RTA at designated address within 7 days of receipt Ensure defacement and mutilation of the certificates Mention system gene
Slide 27: Processing at Issuer / RTA
Processing at Issuer / RTA Verification of signatures, genuineness of certificates, absence of any court order, Inward of documents prohibitory order etc. upon receipt from DP Confirm electronic request in depository system Verification of documents received and electronic Update Register of request
Slide 28: Defacing Physical Certificate
Defacing Physical Certificate
Slide 29: Demat Process
Demat Process Demat Order DP Status Intimation Depository Certificate + DRF + DRN Confirmati on / Rejection DRF + Statemen t Certifica of te Holding Demat Request Objection Client memo Issuer/RTA
Slide 30: Compulsory demat for pending Transfer Deeds
Compulsory demat for pending Transfer Deeds 1. Transfer of listed securities held in physical form not allowed w. e. f. April 1, 2019. (Transfer of securities belonging to unlisted public companies is also not allowed.) 2. Re-lodgement of transfer deeds which were submitted prior to this, but were r
Slide 31: How to Dematerialise Mutual Fund Units?
How to Dematerialise Mutual Fund Units? 1. All the existing mutual fund units issued by all the mutual fund companies are available for conversion to demat form. 2. All New Fund Offers have option to subscribe directly in demat form. 3. ISIN of your mutual fund units can be seen in the statement of
Slide 32: How to Dematerialise Mutual Fund Units?
How to Dematerialise Mutual Fund Units? 6. You may submit a single request for conversion of All the existing mutual fund units held in one folio with any mutual fund company to demat form. This is known as ‘Folio based’ conversion of units into demat form. 7. You may also submit a single request fo
Slide 33: Common Reasons for Rejection of Demat Request
Common Reasons for Rejection of Demat Request 1. Incorrect Holder(s) name / Pattern 2. Certificate details mismatch 3. Transmission Form / Death Certificate not submitted 4. Signature mismatch 5. Mismatch between share quantity received and DRF quantity 6. Shares under stop transfer / court injuncti
Slide 34: What to do in case of Rejection of Demat Request?
What to do in case of Rejection of Demat Request? 1. Your DP will inform you about the rejection of demat request. 2. You can also see the transaction status in your statement of transactions. 3. Understand the reason for rejection from Objection Memo sent by Issuer / RTA. 4. Rectify the errors / re
Slide 35: Transposition Cum Demat Facility
Transposition Cum Demat Facility Name in the Share Certificate Demat Account A and B Two holders Or A and B B and A A , B, C Or A, C, B Or B, A, C Three holders A, B and C Or B, C, A Or C, A, B Or C, B, A Submit Demat Request Form (DRF) along with Transposition form to your DP.
Slide 36: Transmission
Transmission In the event of Nomination given Nomination not given Transmission in favour of Legal heir (as per Succession Death of single holder Nominee Certificate / Will / Probate / Letter of Administration) Death of one of the joint Surviving joint Surviving joint holder(s) holders holder(s) Leg
Slide 37: Transmission Cum Demat Facility
Transmission Cum Demat Facility Share Certificate In the event of Demat Account A and B Death of one of the joint holders Or B –A B and A A and B C (Legal heir) Or Death of both holders – A & B B and A Submit DRF along with death certificate (s) and Transmission request to your DP.
Slide 38: Rematerialisation
Rematerialisation Rematerialisation means conversion of securities held in demat form to physical form Procedure 1. Client has to submit Remat Request Form (RRF) to DP 2. RRF should be signed by all holders 3. Separate RRF should be submitted for - - Each ISIN - Free and locked in securities - Secur
Slide 39: Procedure of Remat at DP
Procedure of Remat at DP 1. Verify signature on RRF with depository system 2. Verification of sufficient balance in the client’s account 3. Entry of details in depository system by two different persons 4. Mention system generated Remat Request Number (RRN) in RRF and authorise the RRF 5. Dispatch R
Slide 40: Processing at Issuer / RTA
Processing at Issuer / RTA 1. Inward of documents upon receipt from DP 2. Verification of documents received and electronic request 3. Update Register of Members of the company 4. Confirm electronic request in depository system 5. Printing and dispatch of physical certificates to client within 30 da
Slide 41: Re-materialisation Process
Re-materialisation Process 2 Remat Order 6 Status Intimation Depository DP 3 RRF + RRN 4 1 5 Remat RRF Reques Confirmatio t n/ Rejection Printed 7Certificates Client Issuer/RTA
Slide 42: Common Reasons for Rejection of Remat Request
Common Reasons for Rejection of Remat Request 1. Incomplete or incorrect RRF 2. RRF details mismatch with electronic request 3. Non receipt of RRF by Issuer / RTA
Slide 43: Redemption of Mutual Fund Units held in demat form
Redemption of Mutual Fund Units held in demat form 1. Online redemption is possible at SPEED-e. 2. Redemption request can be given to DP also. 3. Redemption proceeds shall be credited to bank account linked to your demat account directly by mutual fund company. 4. Sell of units through stock broker
Slide 44: Follow us on
Demat Ki Paathshala - An initiative by NSDL for Investor Education Follow us on
Slide 45: THANK YOU
THANK YOU We welcome your feedback and suggestions about this program at www.nsdl.co.in / info@nsdl.com
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